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arXiv:1812.03731 · Physical review. B./Physical review. B

Model-mapped random phase approximation to evaluate superconductivity in the fluctuation exchange approximation from first principles

Hirofumi Sakakibara, Takao Kotani

Published May 23, 2019• 11 citations
arXivHTMLPDF

Abstract

We have applied the model-mapped random phase approximation (RPA) [H. Sakakibara et al., J. Phys. Soc. Jpn. 86, 044714 (2017)] to the cuprate superconductors ${\mathrm{La}}_{2}{\mathrm{CuO}}_{4}$ and ${\mathrm{HgBa}}_{2}{\mathrm{CuO}}_{4}$, resulting in two-orbital Hubbard models. All the model parameters are determined based on first-principles calculations. For the model Hamiltonians, we perform fluctuation exchange calculation. Results explain relative height of ${T}_{c}$ observed in experiment for ${\mathrm{La}}_{2}{\mathrm{CuO}}_{4}$ and ${\mathrm{HgBa}}_{2}{\mathrm{CuO}}_{4}$. In addition, we give some analyses for the interaction terms in the model, especially comparisons with those of the constrained RPA.

DOI
10.1103/physrevb.99.195141

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We have applied the model-mapped random phase approximation (RPA) [H. Sakakibara et al., J. Phys. Soc. Jpn. 86, 044714 (2017)] to the cuprate superconductors La2CuO4{\mathrm{La}}_{2}{\mathrm{CuO}}_{4}La2​CuO4​ and HgBa2CuO4{\mathrm{HgBa}}_{2}{\mathrm{CuO}}_{4}HgBa2​CuO4​, resulting in two-orbital Hubbard models. All the model parameters are determined based on first-principles calculations. For the model Hamiltonians, we perform fluctuation exchange calculation. Results explain relative height of Tc{T}_{c}Tc​ observed in experiment for La2CuO4{\mathrm{La}}_{2}{\mathrm{CuO}}_{4}La2​CuO4​ and HgBa2CuO4{\mathrm{HgBa}}_{2}{\mathrm{CuO}}_{4}HgBa2​CuO4​. In addition, we give some analyses for the interaction terms in the model, especially comparisons with those of the constrained RPA.
We have applied the model-mapped RPA [H. Sakakibara et al., J. Phys. Soc. Jpn. 86, 044714 (2017)] to the cuprate superconductors La2CuO4 and HgBa2CuO4, resulting two-orbital Hubbard models. All the model parameters are determined based on first-principles calculations. For the model Hamiltonians, we perform fluctuation exchange calculation. Results are consistent with experimental Tc. In addition, we give some analyses for the interaction terms in the model, especially comparisons with those of the constrained RPA.
We present a new method to obtain interaction part of a model Hamiltonian from the result of the first-principles calculation. The effective interaction contained in the model is determined based on the random phase approximation (RPA). In contrast to previous methods such as projected RPA or constrained RPA, the new method takes into account the long-range part of the polarization effect when determining the interaction in the model. After we discuss problems in previous RPA methods, we will give the formulation of the new method, and show how it works for the single-band Hubbard model of HgBa2_22​CuO4_44​.
Spin-only descriptions of the half-filled one-band Hubbard model are relevant for a wide range of Mott insulators. In addition to the usual Heisenberg exchange, many other types of interactions, including ring exchange, appear in the effective Hamiltonian in the intermediate coupling regime. In order to improve on the quantitative description of magnetic excitations in the insulating antiferromagnetic phase of copper-oxide (cuprate) materials, and to be consistent with band-structure calculations and photoemission experiments on these systems, we include second- and third-neighbor hopping parameters, ${t}^{\ensuremath{'}}$ and ${t}^{\ensuremath{''}}$, into the Hubbard Hamiltonian. A unitary transformation method is used to find systematically the effective Hamiltonian and any operator in the spin-only representation. The results include all closed four-hop electronic pathways in the canonical transformation. The method generates many ring exchange terms that play an important role in the comparison with experiments on La2CuO4{\text{La}}_{2}{\text{CuO}}_{4}La2​CuO4​. Performing a spin-wave analysis, we calculate the magnon dispersion as a function of UUU, ttt, ${t}^{\ensuremath{'}}$, and ${t}^{\ensuremath{''}}$. The four parameters are estimated by fitting the magnon dispersion to the experimental results of Coldea et al. [Phys. Rev. Lett. 86, 5377 (2001)] for La2CuO4{\text{La}}_{2}{\text{CuO}}_{4}La2​CuO4​. The ring exchange terms are found essential, in particular to determine the relative sign of ${t}^{\ensuremath{'}}$ and ${t}^{\ensuremath{''}}$, with the values found in good agreement with independent theoretical and experimental estimates for other members of the cuprate family. The zero-temperature sublattice magnetization is calculated using these parameters and also found to be in good agreement with the experimental value estimated by Lee et al. [Phys. Rev. B 60, 3643 (1999)]. We find a value of the interaction strength $U\ensuremath{\simeq}8t$ consistent with Mott insulating behavior.
As a convenient qualitative approach to strongly correlated electronic systems, an inhomogeneous Hartree-Fock plus random-phase approximation is applied to response functions for the two-dimensional multiband Hubbard model for cuprate superconductors. A comparison of the results with those obtained by exact diagonalization by Wagner, Hanke, and Scalapino [Phys. Rev. B 43, 10 517 (1991)] shows that overall structures in optical and magnetic particle-hole excitation spectra are well reproduced by this method. This approach is computationally simple, retains conceptual clarity, and can be calibrated by comparison with exact results on small systems. Most importantly, it is easily extended to larger systems and straightforward to incorporate additional terms in the Hamiltonian, such as electron-phonon interactions, which may play a crucial role in high-temperature superconductivity.
In the framework of a multiorbital Hubbard model description of superconductivity, a matrix formulation of the superconducting pairing interaction that has been widely used is designed to treat spin, charge, and orbital fluctuations within a random phase approximation (RPA). In terms of Feynman diagrams, this takes into account particle-hole ladder and bubble contributions as expected. It turns out, however, that this matrix formulation also generates additional terms which have the diagrammatic structure of vertex corrections. Here we examine these terms and discuss the relationship between the matrix-RPA superconducting pairing interaction and the Feynman diagrams that it sums.
We present a detailed study of the time-dependent Gutzwiller approximation for the Hubbard model. The formalism, labeled GA+RPA, allows us to compute random-phase-approximation-like (RPA) fluctuations on top of the Gutzwiller approximation (GA). No restrictions are imposed on the charge and spin configurations which makes the method suitable for the calculation of linear excitations around symmetry-broken solutions. Well-behaved sum rules are obeyed as in the Hartree-Fock (HF) plus RPA approach. Analytical results for a two-site model and numerical results for charge-charge and current-current dynamical correlation functions in one and two dimensions are compared with exact and HF+RPA results, supporting the much better performance of GA+RPA with respect to conventional HF+RPA theory.