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arXiv:1811.00889 · Physical review. B./Physical review. B

Classification of topological insulators and superconductors out of equilibrium

Max McGinley, Nigel R. Cooper

Published Feb 25, 2019• 63 citations
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Abstract

The authors have discovered a topological classification of quantum many-body systems undergoing dynamical evolution, which can be applied to insulators and superconductors driven out of equilibrium. This classification is analogous to the equilibrium classification of topological insulators, which explains the remarkably quantized experimental signatures that these phases are known for. The nonequilibrium classification successfully predicts whether topological edge modes remain stable under external time-dependent fluctuations. This, in turn, has ramifications for the use of such systems in quantum technologies.

DOI
10.1103/physrevb.99.075148

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The authors have discovered a topological classification of quantum many-body systems undergoing dynamical evolution, which can be applied to insulators and superconductors driven out of equilibrium. This classification is analogous to the equilibrium classification of topological insulators, which explains the remarkably quantized experimental signatures that these phases are known for. The nonequilibrium classification successfully predicts whether topological edge modes remain stable under external time-dependent fluctuations. This, in turn, has ramifications for the use of such systems in quantum technologies.
The authors make use of concepts and methods from the theory of topological phases to understand the dynamics of generic quantum many-body systems undergoing unitary time-evolution. They develop a topological classification scheme for wavefunctions far from equilibrium, and show that this classification can be used to predict a number of universal phenomena in certain non-equilibrium regimes. This classification is explicitly derived for strongly interacting bosonic systems in all spatial dimensions.
The topological features of quantum many-body wave functions are known to have profound consequences for the physics of ground-states and their low-energy excitations. We describe how topology influences the dynamics of many-body systems when driven far from equilibrium. Our results are succinctly captured by a nonequilibrium topological classification that can be used to predict universal aspects of generic isolated quantum systems as they evolve unitarily in time. By analogy to the classifications used to describe systems in equilibrium, we consider two short-ranged entangled wave functions to be topologically equivalent if they can be interconverted via finite-time unitary evolution governed by a symmetry-respecting Hamiltonian. We demonstrate that this definition captures the salient features of these systems in a broad range of nonequilibrium scenarios. As well as providing conceptual insights into the constraints imposed by topology on many-body dynamics, we discuss the practical implications of our findings. In particular, we show that the characteristic zero-frequency spectroscopic peaks associated with topologically protected edge modes will be broadened by external noise only when the system is trivial in the nonequilibrium classification.
Topological phases of matter are understood to be characterized by particular configurations of entanglement encoded within the ground states of many-body quantum systems. In this thesis, we discuss how novel phenomena associated with topological phases can arise in systems that are driven out of equilibrium or coupled to their surroundings, which are not described by ground state physics. Firstly, we consider systems undergoing unitary time evolution due to some external driving. We show how the entanglement features of the time-dependent wavefunction can be topologically characterized, and demonstrate that these topological properties are reflected in the dynamics of various quantities usually associated with topological phases in equilibrium. We introduce a new non-equilibrium topological classification scheme which can be used to predict whether or not the topological features of a given system will be preserved under time evolution. In brief, this classification captures the fact that certain symmetries (namely antiunitary symmetries) are inevitably broken once the system is driven out of equilibrium; thus any topological phenomena protected by such symmetries cannot be expected to persist in non-equilibrium scenarios. Secondly, we investigate how topologically non-trivial systems are affected by dissipative effects, i.e.~coupling to an external environment. We demonstrate that system-environment interactions facilitate processes in the system that effectively break any antiunitary symmetries, regardless of the symmetries of the microscopic Hamiltonian. Accordingly, those phases that were shown to be unstable against time-dependent driving are also fragile against coupling to an environment. To illustrate the consequences of this fragility, we consider the effects of dissipation on the coherence properties of topological bound states, as well as the conductance properties of chiral and helical topological edge modes. We find that the decoherence rate of the former and the deviation from quantized conductivity of the latter are (not) exponentially suppressed in the inverse temperature when the phase in question is protected by unitary (antiunitary) symmetries. These results regarding open systems can be connected to the same non-equilibrium classification developed in the context of isolated systems undergoing unitary dynamics. Our findings highlight a distinction between topological phases that are either robust or fragile against non-equilibrium effects and/or system-environment coupling. The ramifications for the use of such systems in quantum technologies are discussed.
Periodically driven systems have recently been shown to host topological phases that are inherently dynamical in character, opening up a new arena in which to explore topological physics. One important group of such phases, known as Floquet topological insulators, arise in systems of free fermions and exhibit protected topological edge modes analogous to the edge modes of static topological insulators. In this work, the authors use methods from K theory to provide a complete topological classification of Floquet topological phases of this kind. The main result is a periodic table for Floquet topological insulators, which may be viewed as a time-dependent extension of the periodic table of topological insulators and superconductors originally introduced by Alexei Kitaev.
The growing field of topological orders has been extensively studied both form the communities of condensed matter and quantum simulation. However, very little is known about the fate of topological order in the presence of disturbing effects such as external noise or dissipation. In the first part of this thesis, we start by studying how the edge states of a topological insulator become unstable when interacting with thermal baths. Motivated by these results, we generalise the notion of Chern insulators from the well-known Hamiltonian case to Liouvillian dynamics. We achieve this goal by defining a new topological witness that is still related to the quantum Hall conductivity at finite temperature. The mixed character of edge states is also well captured by our formalism, and explicit models for topological insulators and dissipative channels are considered. Additionally, we find new topological phases that remain quantised at finite temperature. The construction is based on the Uhlmann phase, a geometric quantum phase defined for general density matrices. Using this new tool, we are able to characterise topological insulators and superconductors at finite temperature both in one and two spatial dimensions. From the experimental side, we propose a state-independent protocol to measure the topological Uhlmann phase in the context of quantum simulation. Symmetry-protected topological orders have traditionally emerged from shortrange interactions. It remains very much unknown what the role played by longrange interactions is, within the physics of these topological systems. In the second part of this thesis, we analyse how topological superconducting phases are affected by the inclusion of long-range couplings. Remarkably, we unveil new topological quasi-particles due to long-range interactions, that were absent in short-range models. We also study how topological invariants are modified by the presence of long-range effects. In the appendix section of the thesis, we explore new numerical methods for driven-dissipative phase transitions. We consider quantum systems with a dissipative term driving the system into a non-equilibrium steady state. The inclusion of short-range fluctuations out-of-equilibrium deeply modifies the shape of the phase-diagram, something never observed in equilibrium thermodynamics.
We study the nonequilibrium time evolution of a variety of one-dimensional (1D) and two-dimensional (2D) systems (including SSH model, Kitaev-chain, Haldane model, p+ipp+ipp+ip superconductor, etc.) following a sudden quench. We prove analytically that topology-changing quenches are always followed by nonanalytical temporal behavior of return rates (logarithm of the Loschmidt echo), referred to as dynamical phase transitions (DPTs) in the literature. Similarly to edge states in topological insulators, DPTs can be classified as being topologically protected or not. In 1D systems the number of topologically protected nonequilibrium time scales are determined by the difference between the initial and final winding numbers, while in 2D systems no such relation exists for the Chern numbers. The singularities of dynamical free energy in the 2D case are qualitatively different from those of the 1D case; the cusps appear only in the first time derivative.