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arXiv:1810.11264 · International Journal of Geometric Methods in Modern Physics

Remarks on the mean-field theory based on the SO(2N + 1) Lie algebra of the fermion operators

Seiya Nishiyama, João da Providência

Published Oct 7, 2019• 3 citations
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Abstract

Toward a unified algebraic theory for mean-field Hamiltonian describing paired- and unpaired-mode effects, in this paper, we propose a generalized Hartree–Bogoliubov mean-field Hamiltonian in terms of fermion pair and creation-annihilation operators of the [Formula: see text] Lie algebra. We diagonalize the generalized Hartree–Bogoliubov mean-field Hamiltonian and throughout its diagonalization we can first obtain the unpaired mode amplitudes which are given by the self-consistent field parameters appeared in the Hartree–Bogoliubov theory together with the additional self-consistent field parameter in the generalized Hartree–Bogoliubov mean-field Hamiltonian and by the parameter specifying the property of the [Formula: see text] group. Consequently, it turns out that the magnitudes of these amplitudes are governed by such parameters. Thus, it becomes possible to make clear a new aspect of such results. We construct the Killing potential in the coset space [Formula: see text] on the Kähler symmetric space which is equivalent to the generalized density matrix. We show another approach to the fermion mean-field Hamiltonian based on such a generalized density matrix. We derive an [Formula: see text] generalized Hartree–Bogoliubov mean-field Hamiltonian operator and a modified Hartree–Bogoliubov eigenvalue equation. We discuss on the mean-field theory related to the algebraic mean-field theory based on the generalized density matrix and the coadjoint orbit leading to the nondegenerate symplectic form.

DOI
10.1142/s0219887819501846

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Toward a unified algebraic theory for mean-field Hamiltonian describing paired- and unpaired-mode effects, in this paper, we propose a generalized Hartree–Bogoliubov mean-field Hamiltonian in terms of fermion pair and creation-annihilation operators of the [Formula: see text] Lie algebra. We diagonalize the generalized Hartree–Bogoliubov mean-field Hamiltonian and throughout its diagonalization we can first obtain the unpaired mode amplitudes which are given by the self-consistent field parameters appeared in the Hartree–Bogoliubov theory together with the additional self-consistent field parameter in the generalized Hartree–Bogoliubov mean-field Hamiltonian and by the parameter specifying the property of the [Formula: see text] group. Consequently, it turns out that the magnitudes of these amplitudes are governed by such parameters. Thus, it becomes possible to make clear a new aspect of such results. We construct the Killing potential in the coset space [Formula: see text] on the Kähler symmetric space which is equivalent to the generalized density matrix. We show another approach to the fermion mean-field Hamiltonian based on such a generalized density matrix. We derive an [Formula: see text] generalized Hartree–Bogoliubov mean-field Hamiltonian operator and a modified Hartree–Bogoliubov eigenvalue equation. We discuss on the mean-field theory related to the algebraic mean-field theory based on the generalized density matrix and the coadjoint orbit leading to the nondegenerate symplectic form.
Mean field theory has an unexpected group theoretic mathematical foundation. Instead of representation theory which applies to most group theoretic quantum models, Hartree-Fock and Hartree-Fock-Bogoliubov have been formulated in terms of coadjoint orbits for the groups U(n) and O(2n). The general theory of mean fields is formulated for any arbitrary Lie algebra {\textbf g} of fermion operators. The moment map provides the correspondence between the Hilbert space of microscopic wave functions and the dual space {\textbf g}∗^\ast∗ of densities. The coadjoint orbits of the group in the dual space are phase spaces on which time-dependent mean field theory is equivalent to a classical Hamiltonian dynamical system. Indeed it forms a finite-dimensional Lax system. The SU(3) mean field theory is constructed explicitly in the coadjoint orbit framework.
-1 The boson images of fermion SO(2N+1) Lie operators have been given together with those of SO(2N+2) ones. The SO(2N+1) Lie operators are generators of rotation in the (2N+1)-dimensional Euclidean space (N: number of single-particle states of the fermions). The images of fermion annihilation–creation operators must satisfy the canonical anticommutation relations, when they operate on a spinor subspace. In the regular representation space we use a boson Hamiltonian with Lagrange multipliers to select out the spinor subspace. Based on these facts, a new description of a fermionic SO(2N+2) top is proposed. From the Heisenberg equations of motions for the boson operators, we get the SO(2N+1) self-consistent field (SCF) Hartree–Bogoliubov (HB) equation for the classical stationary motion of the fermion top. Decomposing an SO(2N+1) matrix into matrices describing paired and unpaired modes of fermions, we obtain a new form of the SO(2N+1) SCF equation with respect to the paired-mode amplitudes. To demonstrate the effectiveness of the new description based on the bosonization theory, the extended HB eigenvalue equation is applied to a superconducting toy-model which consists of a particle–hole plus BCS-type interaction. It is solved to reach an interesting and exciting solution which is not found in the traditional HB eigenvalue equation due to the unpaired-made effects. To complete the new description, the Lagrange multipliers must be determined in the classical limit. For this aim a quasi-anticommutation relation approximation is proposed. Only if a certain relation between an SO(2N+1) parameter z and the N is satisfied, unknown parameters K and l in the Lagrange multipliers can be determined without any inconsistency.
In this paper, we give an expression for canonical transformation group with Grassmann variables, basing on the \mathfrak{Jacobi~hsp} \!:= semi-direct sum \mathfrak{h}_{N} \rtimes \mathfrak{sp}(2N,\mathbb{R})_\mathbb{C} algebra of boson operators. We assume a mean-field Hamiltonian (MFH) linear in the \mathfrak{Jacobi} generators. We diagonalize the boson MFH. We show a new aspect of eigenvalues of the MFH. An excitation energy arisen from additional self-consistent field (SCF) parameters has never been seen in the traditional boson MFT. We derive this excitation energy. We extend the Killing potential in the \frac{Sp(2N,\mathbb{R})_\mathbb{C}}{U(N)} coset space to the one in the \frac{Sp(2N+2,\mathbb{R})_\mathbb{C}}{U(N+1)} coset space and make clear the geometrical structure of Kahler manifold, a non-compact symmetric space \frac{Sp(2N+2,\mathbb{R})_\mathbb{C}}{U(N+1)}. The \mathfrak{Jacobi~hsp} transformation group is embedded into an Sp(2N+2,\mathbb{R})_\mathbb{C} group and an \frac{Sp(2N+2,\mathbb{R})_\mathbb{C}}{U(N+1)} coset variable is introduced. Under such mathematical manipulations, extended bosonization of Sp(2N+2,\mathbb{R})_\mathbb{C} Lie operators, vacuum function and differential forms for extended boson are presented by using integral representation of boson state on the \frac{Sp(2N+2,\mathbb{R})_\mathbb{C}}{U(N+1)} coset variables.
A new many-body theory for fermions is proposed wihich is based on the SO(2N+1) Lie algebra of the fermion operators consisted of the annihilation-creation operators and the pair operators. A New cannonical transformation, which is the extension of the Bogoliubov transformation to the SO(2N+1) group, is introduced. A new bose representation for the fermion Lie operators is obtained by mapping the fermion Lie operators into the regular representation of the SO(2N+1) group. The annihilation-creation operators and the pair operators of fermions are represented by the closed first order differential operators on the SO(2N+1) group. An exact representation of fermion wavefunctions in a form similar to the wavefunction of the generator coordinate method is obtained making use of the SO(2N+1) canonical transformation. The physical fermion space is shown to be the irreducible spinor representation of the SO(2N+1) group. The dynamics of fermions in the bose representation space is shown to represent rotations of a 2N+1 dimensional rotator.
An induced representation of an SO(2N + 1) group has been obtained from a group extension of the SO(2N) Bogoliubov transformation for fermions to a new canonical transformation group. Embedding the SO(2N + 1) group into an SO(2N + 2) group and using the SO(2N + 2)/U(N + 1) coset variables, we develop an extended time dependent Hartree–Bogoliubov (TDHB) theory in which paired and unpaired modes are treated in an equal manner. The extended TDHB theory applicable to both even and odd fermion systems is a time dependent self-consistent field (TDSCF) theory with the same level of the mean field approximation as the usual TDHB theory for even fermion systems. We start from the Hamiltonian of the fermion system which includes, however, the Lagrange multiplier terms to select the physical spinor subspace. The extended TDHB equation is derived from the classical Euler–Lagrange equation of motion for the SO(2N + 2)/U(N + 1) coset variables in the TDSCF. The final form of the extended TDHB equation can be expressed through the variables as the representatives of the paired mode and the unpaired mode. We introduce the quasi anti-commutation relation approximation for the fermion. The parameters included in the Lagrangian multiplier terms are determined under the quasi anti-commutation relation approximation.