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arXiv:1809.04707 · Journal of Chemical Theory and Computation

Self-Energy Embedding Theory (SEET) for Periodic Systems

Alexander A. Rusakov, Sergei Iskakov, Lan Nguyen Tran, Dominika Zgid

Published Dec 12, 2018• 70 citations
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Abstract

We present an implementation of the self-energy embedding theory (SEET) for periodic systems and provide a fully self-consistent embedding solution for a simple realistic periodic problem-one-dimensional (1D) crystalline hydrogen-that displays many of the features present in complex real materials. For this system, we observe a remarkable agreement between our finite-temperature periodic implementation results and well-established and accurate zero-temperature auxiliary quantum Monte Carlo data extrapolated to thermodynamic limit. We discuss differences and similarities with other Green's function embedding methods and provide the detailed algorithmic steps crucial for highly accurate and reproducible results.

DOI
10.1021/acs.jctc.8b00927

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•Jan 1, 2022•0 citations
We present an implementation of the self-energy embedding theory (SEET) for periodic systems and provide a fully self-consistent embedding solution for a simple realistic periodic problem-one-dimensional (1D) crystalline hydrogen-that displays many of the features present in complex real materials. For this system, we observe a remarkable agreement between our finite-temperature periodic implementation results and well-established and accurate zero-temperature auxiliary quantum Monte Carlo data extrapolated to thermodynamic limit. We discuss differences and similarities with other Green's function embedding methods and provide the detailed algorithmic steps crucial for highly accurate and reproducible results.
We present a detailed discussion of the self-energy embedding theory (SEET), which is a quantum embedding scheme allowing us to describe a chosen subsystem very accurately while keeping the description of the environment at a lower level. We apply SEET to molecular examples where our chosen subsystem is made out of a set of strongly correlated orbitals while the weakly correlated orbitals constitute an environment. Consequently, a highly accurate method is used to calculate the self-energy for the system, while a lower-level method is employed to find the self-energy for the environment. Such a self-energy separation is very general, and to make the SEET procedure applicable to multiple systems, a detailed and practical procedure for the evaluation of the system and environment self-energy is necessary. We list all of the intricacies for one of the possible procedures while focusing our discussion on many practical implementation aspects such as the choice of best orbital basis, impurity solver, and many steps necessary to reach chemical accuracy. Finally, on a set of carefully chosen molecular examples, we demonstrate that SEET, which is a controlled, systematically improvable Green's function method, can be as accurate as established wave function quantum chemistry methods.
The cost of the exact solution of the many-electron problem is believed to be exponential in the number of degrees of freedom, necessitating approximations that are controlled and accurate but numerically tractable. In this paper, we show that one of these approximations, the self-energy embedding theory (SEET), is derivable from a universal functional and therefore implicitly satisfies conservation laws and thermodynamic consistency. We also show how other approximations, such as the dynamical mean field theory and its combinations with many-body perturbation theory, can be understood as a special case of SEET and discuss how the additional freedom present in SEET can be used to obtain systematic convergence of results.
The self-energy embedding theory (SEET), in which the active space self-energy is embedded in the self-energy obtained from a perturbative method treating the non-local correlation effects, was recently developed in our group. In SEET, the double counting problem does not appear and the accuracy can be improved either by increasing the perturbation order or by enlarging the active space. This method was first calibrated for the 2D Hubbard lattice showing promising results. In this paper, we report an extension of SEET to quantum chemical ab initio Hamiltonians for applications to molecular systems. The self-consistent second-order Green's function method is used to describe the non-local correlations, while the full configuration interaction method is carried out to capture strong correlation within the active space. Using few proof-of-concept examples, we show that SEET yields results of comparable quality to n-electron valence state second-order perturbation theory with the same active space, and furthermore, the full active space can be split into smaller active spaces without further implementation. Moreover, SEET avoids intruder states and does not require any high-order reduced density matrices. These advantages show that SEET is a promising method to describe physical and chemical properties of challenging molecules requiring large active spaces.
We present a theoretical framework and implementation details for self-energy embedding theory (SEET) with the GW approximation for the treatment of weakly correlated degrees of freedom and configuration interactions solver for handing the strongly correlated degrees. On a series of molecular examples, for which the exact results are known within a given basis, we demonstrate that SEET(CI/GW) is a systematically improvable and well controlled method capable of giving accurate results and well behaved causal self-energies and Green's functions. We compare the theoretical framework of SEET(CI/GW) to that of GW+DMFT and comment on differences between these to approaches that aim to treat both strongly and weakly correlated simultaneously.
Despite recent advances, systematic quantitative treatment of the electron correlation problem in extended systems remains a formidable task. Systematically improvable Green's function methods capable of quantitatively describing weak and at least qualitatively strong correlations appear as promising candidates for computational treatment of periodic systems. We present a periodic implementation of temperature-dependent self-consistent 2nd-order Green's function (GF2) method, where the self-energy is evaluated in the basis of atomic orbitals. Evaluating the real-space self-energy in atomic orbitals and solving the Dyson equation in k-space are the key components of a computationally feasible algorithm. We apply this technique to the one-dimensional hydrogen lattice--a prototypical crystalline system with a realistic Hamiltonian. By analyzing the behavior of the spectral functions, natural occupations, and self-energies, we claim that GF2 is able to recover metallic, band insulating, and at least qualitatively Mott regimes. We observe that the iterative nature of GF2 is essential to the emergence of the metallic and Mott phases.
Electronic structure of materials from first principles is essential for one-to-one comparisons between theories and experiments. However, the many-body effects resulting from electron correlation and their interplay with other degrees of freedom pose a great challenge to design an ab initio approximate method with good accuracy and efficiency at the same time. In this thesis, we present our recent developments of ab initio many-body theory for solids based on the finite-temperature Green’s function formalism. We begin by reviewing the basic concepts and definitions of realistic electronic Hamiltonians (Ch. 2) as well as Green’s functions at finite temperature (Ch. 3). Overviews of self-consistent many-body perturbation theories and quantum embedding theories are then presented in Chs. 4 and 5 as complementary materials for the following chapters. In Ch. 6, we present algorithms and implementation details for the finite-temperature self-consistent GW (scGW) method in Gaussian-type orbitals for solids. Our implementation is based on the finite-temperature Green’s function formalism in which all equations are solved on the imaginary axis, without resorting to analytical continuation during the self-consistency. No quasiparticle approximation is employed and all matrix elements of self-energies are explicitly evaluated. We show agreement with other, differently formulated finite-temperature scGW implementations. By migrating computationally intensive calculations to GPUs, we obtain scalable results on large supercomputers with nearly optimal performance. Inclusion of relativistic effects in scGW is discussed in Ch. 7. Our formulation of relativistic scGW is based on the exact two-component formalism with one-electron approximation (X2C1e) and non-relativistic Coulomb interactions. Our theory allows us to study scalar relativistic effects, spin-orbit coupling, and their interplay with electron correlation without adjustable parameters. We examine the effect of the X2C1e by comparison to the established four-component formalism and reach excellent agreement. The simplicity of X2C1e enables construction of higher order theories, such as embedding theories, on top of perturbative calculations. In Ch. 8, we use self-energy embedding theory (SEET) to study the spectra of the prototypical undistorted cubic perovskites SrVO3 and SrMnO3. In the strongly correlated metallic SrVO3, we find that the usual attribution of the satellite peaks at -1.8 eV to Hund or Hubbard physics in the t2g orbitals is inconsistent with our calculations. In the strongly correlated insulator SrMnO3 we recover insulating behavior due to a feedback effect between the strongly correlated orbitals and the weakly correlated environment. Our calculation shows a systematic convergence of spectral features as the space of strongly correlated orbitals is enlarged, paving the way to a systematic parameter-free study of correlated perovskites. Lastly, in Ch. 9, we apply the Green’s function coupled cluster singles and doubles (GFCCSD) impurity solver to realistic impurity problems in strongly correlated solids within the framework of SEET. We describe the implementation details of our Green’s function coupled cluster (GFCC) solver, investigate its performance, and highlight potential advantages and problems on examples of impurities created for antiferromagnetic MnO and paramagnetic SrMnO3. GFCCSD provides satisfactory descriptions for weakly and moderately correlated impurities with sizes that are intractable by existing accurate impurity solvers such as exact diagonalization. However, when correlations become strong, the singles and doubles approximation used in GFCC could lead to instabilities in searching for the particle number present in impurity problems.