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arXiv:1809.01035

Effective metal-insulator non-equilibrium quantum phase transition

S. Porta, Niccolò Traverso Ziani, Dante Marvin Kennes, Filippo Maria Gambetta, Maura Sassetti, Fabio Cavaliere

Published Sep 4, 2018• 7 citations
arXivHTMLPDF

Abstract

We consider the steady-state behavior of observables in the Su-Schrieffer-Heeger (SSH) model and in the one-dimensional transverse field quantum Ising model after a sudden quantum quench of the parameter controlling the gap. In the thermodynamic limit, and for times t→∞, we find nonanalyticities even in simple local observables as a function of the quench parameter, that is, a nonequilibrium quantum phase transition. We trace the appearance of this nonequilibrium quantum phase transition to an effective metal-insulator transition which occurs on the level of the generalized Gibbs ensemble (describing the steady state of the equilibrated system). Studying whether these transitions are robust, we find, in the paradigmatic case of the SSH model, that they persist for both quantum quench protocols of finite duration in time as well as thermal initial states, while they are washed out in the presence of fermion-fermion interactions and for finite system size.

DOI
10.1103/physrevb.98.214306

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We consider the steady-state behavior of observables in the Su-Schrieffer-Heeger (SSH) model and in the one-dimensional transverse field quantum Ising model after a sudden quantum quench of the parameter controlling the gap. In the thermodynamic limit, and for times t→∞, we find nonanalyticities even in simple local observables as a function of the quench parameter, that is, a nonequilibrium quantum phase transition. We trace the appearance of this nonequilibrium quantum phase transition to an effective metal-insulator transition which occurs on the level of the generalized Gibbs ensemble (describing the steady state of the equilibrated system). Studying whether these transitions are robust, we find, in the paradigmatic case of the SSH model, that they persist for both quantum quench protocols of finite duration in time as well as thermal initial states, while they are washed out in the presence of fermion-fermion interactions and for finite system size.
We obtain the exact time evolution for the one-dimensional integrable fermionic 1/r1/r1/r Hubbard model after a sudden change of its interaction parameter, starting from either a metallic or a Mott-insulating eigenstate. In all cases the system relaxes to a new steady state, showing that the presence of the Mott gap does not inhibit relaxation. The properties of the final state are described by a generalized Gibbs ensemble. We discuss under which conditions such ensembles provide the correct statistical description of isolated integrable systems in general. We find that generalized Gibbs ensembles do predict the properties of the steady state correctly, provided that the observables or initial states are sufficiently uncorrelated in terms of the constants of motion.
In this Thesis we discussed several issues related to the dynamics of isolated quantum many-body systems. The brief overview of Chapter 1 highlighted a series of open fundamental theoretical questions which are crucial for the investigation of nonequilibrium phenomena. Among them, we mainly focused on the emergence of thermal behaviors and on the characterization of dynamical phase transitions and of the associated universal dynamics. To this end, we analyzed some paradigmatic models, such as the Fermi-Hubbard model, the quantum Ising chain, and the O(N) model. -Chapter 2: Absence of thermalization in a Fermi liquid. In this Chapter we report two results that question the common expectation of thermalization in a Landau-Fermi liquid after an interaction quench. We first consider the perturbative expansion in the interaction strength of the long-wavelength structure factor S(q) and show that it does not satisfy the hypothesis that steady-state averages correspond to thermal ones. In particular, S(q) has an analytical component ∼ const. + O(q^2) for q → 0, compatible with thermalization, but it retains also a nonanalytic term ∼ |q| characteristic of a Fermi liquid at zero-temperature. In real space, this nonanalyticity turns in a power-law decay of the density-density correlations, in contrast with the exponential decay associated to thermalization. We next analyze the low-density case, where one can obtain results valid at any order in interaction but at leading in the density, and find that in the steady state the momentum distribution jump at the Fermi surface is strictly finite, though smaller than at equilibrium. -Chapter 3: Nonadiabatic stationary behavior in a driven Ising chain. In this Chapter we discuss the emergence of a nonadiabatic behavior in the dynamics of the order parameter in a low-dimensional system subject to a linear ramp of one of its parameters within a gapped phase, which should be the most favorable situation for an adiabatic evolution. We study in details the dynamics of the spontaneous magnetization m_x(t) in a quantum Ising chain after a linear variation in time of the transverse field within the ordered phase. In particular, focusing on the value of the order parameter at the end of the ramp m_x(τ), we show that the smaller the switching rate of the transverse field is the closer m_x(τ) gets to its ground state value. Nonetheless, this apparently small correction to adiabaticity eventually leads to the disruption of the order exponentially fast in the subsequent time evolution, no matter how slowly the ramp is performed. -Chapter 4: Aging and coarsening in isolated quantum systems after a quench. This Chapter analyzes the nonequilibrium dynamics of an isolated quantum system after a sudden quench to the dynamical critical point, where the emergence of scaling and universal exponents is expected, due to the absence of time and length scales. We explore these features for a bosonic interacting scalar field theory with O(N) symmetry in the large-N limit, where the model is exactly solvable and the exponents and scaling forms of the relevant two-time correlation functions can be analytically calculated. Moreover, we provide evidence of the emergence of a dynamical scaling behavior also for quenches below the dynamical critical point, associated with coarsening. We find that the latter case is characterized by the same scaling functions as those describing the critical case, yet with different exponents. -Chapter 5: Dynamical transitions and statistics of excitations. In this Chapter we study the dynamics of the O(N) model (introduced in the previous Chapter) resulting from a different protocol: a linear ramp of one of its parameters. We find that the presence of a dynamical phase transition, as well as its critical properties, are robust against the change of the protocol. We show that a characterization based on the critical dimensions and exponents would suggest that the dynamical phase transition is analogous to the equilibrium thermal one. However, its nonequilibrium nature becomes evident analyzing the statistics of excitations produced in the ramp process. In particular, the critical properties are encoded in the fluctuations in the number of excitations, which display qualitatively different behaviors depending on the ramp being performed above, at, or below the dynamical critical point. These behaviors bear no dependence on the duration of the protocol.
We study the out-of-equilibrium dynamics of one-dimensional quantum Ising-like systems, arising from sudden quenches of the Hamiltonian parameter ggg driving quantum transitions between disordered and ordered phases. In particular, we consider quenches to values of ggg around the critical value gc{g}_{c}gc​, and mainly address the question whether, and how, the quantum transition leaves traces in the evolution of the transverse and longitudinal magnetizations during such a deep out-of-equilibrium dynamics. We shed light on the emergence of singularities in the thermodynamic infinite-size limit, likely related to the integrability of the model. Finite systems in periodic and open boundary conditions develop peculiar power-law finite-size scaling laws related to revival phenomena, but apparently unrelated to the quantum transition, because their main features are generally observed in quenches to generic values of ggg. We also investigate the effects of dissipative interactions with an environment, modeled by a Lindblad equation with local decay and pumping dissipation operators within the quadratic fermionic model obtainable by a Jordan-Wigner mapping. Dissipation tends to suppress the main features of the unitary dynamics of closed systems. We finally address the effects of integrability breaking, due to further lattice interactions, such as in anisotropic next-to-nearest-neighbor Ising (ANNNI) models. We show that some qualitative features of the post-quench dynamics persist, in particular, the different behaviors when quenching to quantum ferromagnetic and paramagnetic phases, and the revival phenomena due to the finite size of the system.
We consider a quantum quench in a noninteracting fermionic one-dimensional field theory. The system of size LLL is initially prepared into two halves L\mathcal{L}L $([\ensuremath{-}L/2,0])$ and R\mathcal{R}R ([0,L/2])([0,L/2])([0,L/2]), each of them thermalized at two different temperatures TL{T}_{\mathcal{L}}TL​ and TR{T}_{\mathcal{R}}TR​, respectively. At a given time, the two halves are joined together by a local coupling and the whole system is left to evolve unitarily. For an infinitely extended system $(L\ensuremath{\rightarrow}\ensuremath{\infty})$, we show that the time evolution of the particle and energy densities is well described via a hydrodynamic approach which allows us to evaluate the correspondent stationary currents. We show, in such a case, that the two-point correlation functions are deduced, at large times, from a simple nonequilibrium steady state. Otherwise, whenever the boundary conditions are retained (in a properly defined thermodynamic limit), any current is suppressed at large times, and the stationary state is described by a generalized Gibbs ensemble, which is diagonal and depends only on the post-quench mode occupation.
We investigate the out-of-equilibrium dynamics of the one-dimensional quantum Ising model after a sudden quench of the transverse magnetic field. While for a translationally invariant system the statistical description of the asymptotic order parameter correlations after the quench can be performed in terms of the generalized Gibbs ensemble, we show that a breaking of translational invariance, e.g., by perturbing the boundary conditions, disrupts its validity. This effect, which of course vanishes in the thermodynamic limit, is shown to be very important in the presence of disorder.
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