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arXiv:1806.09631 · Physical Review Letters

Eigenstate Thermalization, Random Matrix Theory, and Behemoths

Ivan M. Khaymovich, Masudul Haque, Paul McClarty

Published Feb 19, 2019• 79 citations
arXivHTMLPDF

Abstract

The eigenstate thermalization hypothesis (ETH) is one of the cornerstones of contemporary quantum statistical mechanics. The extent to which ETH holds for nonlocal operators is an open question that we partially address in this Letter. We report on the construction of highly nonlocal operators, behemoths, that are building blocks for various kinds of local and nonlocal operators. The behemoths have a singular distribution and width w∼D^{-1} (D being the Hilbert space dimension). From there, one may construct local operators with the ordinary Gaussian distribution and w∼D^{-1/2} in agreement with ETH. Extrapolation to even larger widths predicts sub-ETH behavior of typical nonlocal operators with w∼D^{-δ}, 0<δ<1/2. This operator construction is based on a deep analogy with random matrix theory and shows striking agreement with numerical simulations of nonintegrable many-body systems.

DOI
10.1103/physrevlett.122.070601

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The eigenstate thermalization hypothesis (ETH) is one of the cornerstones of contemporary quantum statistical mechanics. The extent to which ETH holds for nonlocal operators is an open question that we partially address in this Letter. We report on the construction of highly nonlocal operators, behemoths, that are building blocks for various kinds of local and nonlocal operators. The behemoths have a singular distribution and width w∼D^{-1} (D being the Hilbert space dimension). From there, one may construct local operators with the ordinary Gaussian distribution and w∼D^{-1/2} in agreement with ETH. Extrapolation to even larger widths predicts sub-ETH behavior of typical nonlocal operators with w∼D^{-δ}, 0<δ<1/2. This operator construction is based on a deep analogy with random matrix theory and shows striking agreement with numerical simulations of nonintegrable many-body systems.
We verify that the eigenstate thermalization hypothesis (ETH) holds universally for locally interacting quantum many-body systems. Introducing random matrix ensembles with interactions, we numerically obtain a distribution of maximum fluctuations of eigenstate expectation values for different realizations of interactions. This distribution, which cannot be obtained from the conventional random matrix theory involving nonlocal correlations, demonstrates that an overwhelming majority of pairs of local Hamiltonians and observables satisfy the ETH with exponentially small fluctuations. The ergodicity of our random matrix ensembles breaks down because of locality.
The eigenstate thermalization hypothesis (ETH), which asserts that every eigenstate of a many-body quantum system is indistinguishable from a thermal ensemble, plays a pivotal role in understanding thermalization of isolated quantum systems. Yet, no evidence has been obtained as to whether the ETH holds for all few-body operators in a chaotic system; such few-body operators include key quantities in statistical mechanics, such as the total magnetization, the momentum distributions, and their low-order thermal and quantum fluctuations. Here, we formulate a conjecture that for a generic nonintegrable system the ETH holds simultaneously for all mmm-body operators with m<α∗Nm < α_{\ast} Nm<α∗​N in the thermodynamic limit for some nonzero constant α∗>0α_{\ast} > 0α∗​>0. We first show the existence of such nontrivial constants for idealized (pseudo) random-matrix descriptions of many-body eigenstates. We then verify the conjecture for generic spin, Bose, and Fermi systems with local and few-body interactions by large-scale numerical calculations. Our results imply that generic systems satisfy the ETH simultaneously for all few-body operators, including their thermal and quantum fluctuations.
The eigenstate thermalization hypothesis (ETH) attempts to bridge the gap between quantum mechanical and statistical mechanical descriptions of isolated quantum systems. Here, we define unbiased measures for how well the ETH works in various regimes, by mapping general interacting quantum systems on regular lattices onto a single particle living on a high-dimensional graph. By numerically analyzing deviations from ETH behavior in the nonintegrable Ising model, we propose a quantity that we call the n-weight to democratically characterize the average deviations for all operators residing on a given number of sites, irrespective of their spatial structure. It appears to have a simple scaling form, which we conjecture to hold true for all nonintegrable systems. A closely related quantity, which we term the n-distinguishability, tells us how well two states can be distinguished if only n-site operators are measured. Along the way, we discover that complicated operators on average are worse than simple ones at distinguishing between neighboring eigenstates, contrary to the naive intuition created by the usual statements of the ETH that few-body (many-body) operators acquire the same (different) expectation values in nearby eigenstates at finite energy density. Finally, we sketch heuristic arguments that the ETH originates from the limited ability of simple operators to distinguish between quantum states of a system, especially when the states are subject to constraints such as roughly fixed energy with respect to a local Hamiltonian.
The emergence of statistical mechanics for isolated classical systems comes about through chaotic dynamics and ergodicity. Here we review how similar questions can be answered in quantum systems. The crucial point is that individual energy eigenstates behave in many ways like a statistical ensemble. A more detailed statement of this is named the eigenstate thermalization hypothesis (ETH). The reasons for why it works in so many cases are rooted in the early work of Wigner on random matrix theory and our understanding of quantum chaos. The ETH has now been studied extensively by both analytic and numerical means, and applied to a number of physical situations ranging from black hole physics to condensed matter systems. It has recently become the focus of a number of experiments in highly isolated systems. Current theoretical work also focuses on where the ETH breaks down leading to new interesting phenomena. This review of the ETH takes a somewhat intuitive approach as to why it works and how this informs our understanding of many body quantum states.
The eigenstate thermalization hypothesis (ETH) describes the properties of diagonal and off-diagonal matrix elements of local operators in the eigenenergy basis. In this work, we propose a relation between (i) the singular behavior of the off-diagonal part of ETH at small energy differences and (ii) the smooth profile of the diagonal part of ETH as a function of the energy density. We establish this connection from the decay of the autocorrelation functions of local operators, which is constrained by the presence of local conserved quantities whose evolution is described by hydrodynamics. We corroborate our predictions through numerical simulations of two distinct nonintegrable spin-1 Ising models, exhibiting diffusive and superdiffusive transport behaviors. The simulations are performed using dynamical quantum typicality up to 18 spins, for both infinite- and finite-temperature regimes.
If we prepare an isolated, interacting quantum system in an eigenstate and perturb a local observable at an initial time, its expectation value will relax towards a thermal expectation value, even though the time evolution of the system is deterministic. The eigenstate thermalization hypothesis (ETH) of Deutsch and Srednicki suggests that this is possible because each eigenstate of the full quantum system acts as a thermal bath to its subsystems, such that the reduced density matrices of the subsystems resemble thermal density matrices. Here, we use the observation that the eigenvalue distribution of interacting quantum systems is a Gaussian under very general circumstances, and Dyson Brownian motion random matrix theory, to derive the ETH and thereby elevate it from hypothesis to theory. Our analysis provides a derivation of statistical mechanics which neither requires the concepts of ergodicity or typicality, nor that of entropy. Thermodynamic equilibrium follows solely from the applicability of quantum mechanics to large systems and the absence of integrability.