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arXiv:1806.04187 · Physical review. B./Physical review. B

Mechanism of macroscopic equilibration of isolated quantum systems

Anatoly Y. Dymarsky

Published Jun 6, 2019• 20 citations
arXivHTMLPDF

Abstract

We discuss the approach toward equilibrium of an isolated quantum system. For a wide class of systems, in particular, for chaotic systems, we argue that the expectation value of a local operator averaged over a time interval of length $T$ is bounded by the so-called deviation function, which characterizes maximal deviation from the equilibrium of all states with a given value of energy fluctuations. This result applies to any initial state with a well-defined effective temperature. We provide numerical evidence that the bound is approximately saturated by the initial configurations with spatial inhomogeneities at a macroscopic level. In this way the deviation function establishes an explicit connection between the macroscopically observed timescales associated with the transport and the properties of microscopic matrix elements. The form of the deviation function indicates that among the ``slowest'' states which saturate the bound there are also those with arbitrarily long equilibration times.

DOI
10.1103/physrevb.99.224302

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We discuss the approach toward equilibrium of an isolated quantum system. For a wide class of systems, in particular, for chaotic systems, we argue that the expectation value of a local operator averaged over a time interval of length TTT is bounded by the so-called deviation function, which characterizes maximal deviation from the equilibrium of all states with a given value of energy fluctuations. This result applies to any initial state with a well-defined effective temperature. We provide numerical evidence that the bound is approximately saturated by the initial configurations with spatial inhomogeneities at a macroscopic level. In this way the deviation function establishes an explicit connection between the macroscopically observed timescales associated with the transport and the properties of microscopic matrix elements. The form of the deviation function indicates that among the ``slowest'' states which saturate the bound there are also those with arbitrarily long equilibration times.
Understanding how macroscopic thermodynamic behavior emerges from microscopic quantum dynamics remains an open problem. While equilibration of quantum observables is well established, thermodynamics also relies on variables not directly associated with linear operators, but which are defined instead as functions of expectation values. Whether and how such derived quantities inherit equilibration properties is an open question. Here, we establish that any continuously differentiable function of equilibrating expectation values also equilibrates. We apply this result to a bipartite isolated system, showing that the entropy and conjugate variables of each subsystem -- defined through Jaynes' maximum entropy principle -- equilibrate. Moreover, with the assumption that their equilibrium properties depend solely on local conserved quantities, we show the dynamical maximization of the total entropy, enforcing equality of conjugate variables across subsystems. These results provide a direct dynamical justification for entropy maximization and the emergence of thermodynamic equilibrium conditions, showing that fundamental principles of thermodynamics follow from the unitary evolution of quantum systems.
A general analytical theory of temporal relaxation processes in isolated quantum systems with many degrees of freedom is elaborated, which unifies and substantially amends several previous approximations. Specifically, the Fourier transform of the initial energy distribution is found to play a key role, which is furthermore equivalent to the so-called survival probability in case of a pure initial state. The main prerequisite is the absence of any notable transport currents, caused for instance by some initially unbalanced local densities of particles, energy, and so on. In particular, such a transportless relaxation scenario naturally arises when both the system Hamiltonian and the initial non-equilibrium state do not exhibit any spatial inhomogeneities on macroscopic scales. A further requirement is that the relaxation must not be notably influenced by any approximate (but not exact) constant of motion or metastable state. The theoretical predictions are compared with various experimental and numerical results from the literature.
The emergence of classical behavior and the origin of thermal equilibrium are two central problems in the foundations of physics. In the standard accounts, both phenomena are typically explained through interactions with an external environment: decoherence suppresses quantum interference, while coupling to a thermal bath drives relaxation toward equilibrium. Over the last decades, however, it has become clear that equilibration and thermalization can arise even in fully isolated quantum systems, in the operational sense that the expectation values of relevant observables remain close to equilibrium values for most of the time. Here, we ask whether the same intrinsic equilibration mechanism can also account for the emergence of classical behavior. Using rigorous bounds on equilibration in closed systems, we derive sufficient conditions under which a time-evolved pure state becomes, for most times, operationally indistinguishable from a classical mixture associated with a chosen physical property. We identify two complementary routes to such operational classicality: either the chosen property almost commutes with the system Hamiltonian or the observables used to probe the system lose access to the remaining coherence after equilibration. Our results show that classical behavior need not be confined to the energy basis and may emerge even when substantial coherence remains present in the equilibrium state. This establishes a direct connection between two foundational questions: the origin of thermalization in isolated quantum systems and the quantum-to-classical transition
A general analytical theory of temporal relaxation processes in isolated quantum systems with many degrees of freedom is elaborated, which unifies and substantially amends several previous approximations. Specifically, the Fourier transform of the initial energy distribution is found to play a key role, which is furthermore equivalent to the so-called survival probability in case of a pure initial state. The main prerequisite is the absence of any notable transport currents, caused for instance by some initially unbalanced local densities of particles, energy, and so on. In particular, such a transportless relaxation scenario naturally arises when both the system Hamiltonian and the initial non-equilibrium state do not exhibit any spatial inhomogeneities on macroscopic scales. A further requirement is that the relaxation must not be notably influenced by any approximate (but not exact) constant of motion or metastable state. The theoretical predictions are compared with various experimental and numerical results from the literature.
We study whether a generic isolated quantum system initially set out of equilibrium can be considered as localized close to its initial state. Our approach considers the time evolution in the Krylov basis, which maps the system's dynamics onto that of a particle moving in a one-dimensional lattice where both the energy in the lattice sites and the tunneling from one lattice site to the next are inhomogeneous. By tying the dynamical propagation in the Krylov basis to that in the basis of microstates, we infer qualitative criteria that allow distinguishing systems that remain localized close to their initial state from systems that undergo quantum thermalization. These criteria are system-dependent and involve the expectation values and standard deviations of both the coupling strengths between Krylov states and their energy. We verify their validity by inspecting two cases: Anderson localization as a function of dimension and the out-of-equilibrium dynamics of a many-body dipolar spin system. We finally investigate the Wigner surmise and the eigenstate thermalization hypothesis that have both been proposed to characterize quantum chaotic systems. We show that when the average value of the nondiagonal terms in the Lanczos matrix is large compared to their fluctuations and to the fluctuations of the energy expectation values, which typically corresponds to delocalized quantum systems according to our criteria, there can be level repulsion of eigenenergies (also known as spectral rigidity), similar to that of the Wigner-Dyson statistics of energy levels; and we also demonstrate that in the same regime, the expectation values of typical local observables only weakly vary as a function of eigenstates, an important condition for the eigenstate thermalization hypothesis. Our demonstration assumes that, in the chaotic regime, the observable is sufficiently diagonal in the basis of Krylov states. Published by the American Physical Society 2024
One of the main questions of research on quantum many-body systems following unitary out of equilibrium dynamics is to find out how local expectation values equilibrate in time. For non-interacting models, this question is rather well understood. However, the best known bounds for general quantum systems are vastly crude, scaling unfavorable with the system size. Nevertheless, empirical and numerical evidence suggests that for generic interacting many-body systems, generic local observables, and sufficiently well-behaved states, the equilibration time does not depend strongly on the system size, but only the precision with which this occurs does. In this discussion paper, we aim at giving very simple and plausible arguments for why this happens. While our discussion does not yield rigorous results about equilibration time scales, we believe that it helps to clarify the essential underlying mechanisms, the intuition and important figure of merits behind equilibration. We then connect our arguments to common assumptions and numerical results in the field of equilibration and thermalization of closed quantum systems, such as the eigenstate thermalization hypothesis as well as rigorous results on interacting quantum many-body systems. Finally, we complement our discussions with numerical results - both in the case of examples and counter-examples of equilibrating systems.