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arXiv:1806.02520 · Physical Review A

Piecewise adiabatic following: General analysis and exactly solvable models

Jiangbin Gong, Qinghai Wang

Published Jan 8, 2019• 10 citations
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Abstract

The dynamics of a periodically driven system whose time evolution is governed by the Schr\"odinger equation with non-Hermitian Hamiltonians can be perfectly stable. This finding was only obtained very recently and will be enhanced by many exact solutions discovered in this work. The main concern of this study is to investigate the adiabatic following dynamics in such non-Hermitian systems stabilized by periodic driving. We focus on the peculiar behavior of stable cyclic (Floquet) states in the slow-driving limit. It is found that the stable cyclic states can either behave as intuitively expected by following instantaneous eigenstates, or exhibit piecewise adiabatic following by sudden switching between instantaneous eigenstates. We aim to cover broad categories of non-Hermitian systems under a variety of different driving scenarios. We systematically analyze the sudden-switch behavior by a universal route. That is, the sign change of the critical exponent in our asymptotic analysis of the solutions is always found to be the underlying mechanism to determine if the adiabatic following dynamics is trivial or piecewise. This work thus considerably extends our early study on the same topic [Gong and Wang, Phys. Rev. A 97, 052126 (2018)] and shall motivate more interest in non-Hermitian systems.

DOI
10.1103/physreva.99.012107

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The dynamics of a periodically driven system whose time evolution is governed by the Schr"odinger equation with non-Hermitian Hamiltonians can be perfectly stable. This finding was only obtained very recently and will be enhanced by many exact solutions discovered in this work. The main concern of this study is to investigate the adiabatic following dynamics in such non-Hermitian systems stabilized by periodic driving. We focus on the peculiar behavior of stable cyclic (Floquet) states in the slow-driving limit. It is found that the stable cyclic states can either behave as intuitively expected by following instantaneous eigenstates, or exhibit piecewise adiabatic following by sudden switching between instantaneous eigenstates. We aim to cover broad categories of non-Hermitian systems under a variety of different driving scenarios. We systematically analyze the sudden-switch behavior by a universal route. That is, the sign change of the critical exponent in our asymptotic analysis of the solutions is always found to be the underlying mechanism to determine if the adiabatic following dynamics is trivial or piecewise. This work thus considerably extends our early study on the same topic [Gong and Wang, Phys. Rev. A 97, 052126 (2018)] and shall motivate more interest in non-Hermitian systems.
The time evolution of periodically driven non-Hermitian systems is in general nonunitary but can be stable. It is hence of considerable interest to examine the adiabatic following dynamics in periodically driven non-Hermitian systems. We show in this work the possibility of piecewise adiabatic following interrupted by hopping between instantaneous system eigenstates. This phenomenon is first observed in a computational model and then theoretically explained, using an exactly solvable model, in terms of the Stokes phenomenon. In the latter case, the piecewise adiabatic following is shown to be a genuine critical behavior and the precise phase boundary in the parameter space is located. Interestingly, the critical boundary for piecewise adiabatic following is found to be unrelated to the domain for exceptional points. To characterize the adiabatic following dynamics, we also advocate a simple definition of the Aharonov-Anandan (AA) phase for nonunitary cyclic dynamics, which always yields real AA phases. In the slow driving limit, the AA phase reduces to the Berry phase if adiabatic following persists throughout the driving without hopping, but oscillates violently and does not approach any limit in cases of piecewise adiabatic following. This work exposes the rich features of nonunitary dynamics in cases of slow cycling and should stimulate future applications of nonunitary dynamics.
In this paper, we formally prove how, by cyclically varying the parameters of a generalized two-level discrete and non-Hermitian Hamiltonian, the respective state vector converts to the instantaneous eigenstate of the system in the adiabatic limit, irrespective of how the state was initially prepared or of the form of the cyclic trajectory followed within the parameter space $(\mathsc{R})$ or of whether a singularity/exceptional point is encircled or not. Our proof also applies to continuous configurations in the limit of infinitesimally small discrete time steps. The observed mode switching behavior, which is a clear signature of the irreversible nature of non-Hermitian arrangements, can be either of symmetric (clockwise [CW] and counterclockwise [CCW] encirclements in $\mathsc{R}$ space lead to state conversion to the same instantaneous eigenstate) or asymmetric (CW and CCW encirclements in $\mathsc{R}$ space lead to state conversion to different instantaneous eigenstates). As a specific example, we investigate the case of rhombic parametric trajectories for a discrete parity-time (PT)(\mathcal{P}\phantom{\rule{0.16em}{0ex}}\mathcal{T}\phantom{\rule{0.28em}{0ex}})(PT)-symmetric-like setting. Exact analytical solutions are retrieved in terms of Weber/parabolic cylinder (large rhombic loops) and Airy functions (small rhombic loops), with their asymptotic behavior dictated by the Stokes phenomenon. Both analytical derivations and numerical computations indicate that the observed mode conversion is primarily an artifact of the adiabatic character of the state vector evolution, while the encirclement or not of a singularity/exceptional point affects only the magnitude of the required adiabaticity rate for mode switching to take place. Overall, our results provide a deeper theoretical insight on slowly varying discrete non-Hermitian Hamiltonian systems, and pave the way towards exploring the dynamics underpinning the traversal of higher-dimensional cyclic parametric trajectories in the vicinity (or not) of higher-order spectral singularities for both continuous and discrete settings under linear or nonlinear conditions.
The conventional time-dependent perturbation theory in quantum mechanics is established within the framework of Hermitian Hamiltonians, applicable for describing quantum transitions and associated energy level responses in such systems. However, this theory has fundamental limitations when applied to non-Hermitian systems. Consequently, researchers have systematically extended time-dependent perturbation theory to non-Hermitian systems, establishing a corresponding mature framework. Building on this foundation, this study extends the theory to investigate the transition dynamics induced by non-Hermitian interactions in non-Hermitian Hamiltonian systems. We employ a biorthogonal basis representation for a three-level non-Hermitian system. This work investigates a system comprising an unperturbed static non-Hermitian Hamiltonian and a periodically driven time-dependent perturbation Hamiltonian. Taking the three-level system as a concrete example, we combine analytical methods with numerical simulations to solve and analyze its dynamical evolution equations. These complementary approaches reveal that when system parameters complete a full cycle around an exceptional point, the transitional behavior exhibits specific evolutionary patterns. In this system, quantum transition probabilities exhibit significant asymmetry and non-conservation that depend on the initial and final states, revealing inherent directional characteristics in the dynamical process. Furthermore, for a three-level, periodically driven non-Hermitian system with time-dependent perturbations, this asymmetry is even more pronounced, manifesting as a distinct disparity between forward and reverse transition probabilities. The periodic driving actively amplifies the asymmetry in the transition process. By designing the perturbation spectrum, selective manipulation of specific quantum states can be achieved. Moreover, transition probabilities can be significantly enhanced under resonance conditions, while non-Hermiticity further breaks the system's inherent symmetry, leading to substantial amplification of transitions in a single direction. By precisely tuning the drive frequency, interactions between specific coupling channels can be selectively enhanced or suppressed. The amplification of channel asymmetry by non-Hermitian properties provides a novel mechanism for directional control of quantum states and opens new pathways for realizing related quantum technologies.
The time evolution of a system with a time-dependent non-Hermitian Hamiltonian is in general unstable with exponential growth or decay. A periodic driving field may stabilize the dynamics because the eigenphases of the associated Floquet operator may become all real. This possibility can emerge for a continuous range of system parameters with subtle domain boundaries. It is further shown that the issue of stability of a driven non-Hermitian Rabi model can be mapped onto the band structure problem of a class of lattice Hamiltonians. As a straightforward application, we show how to use the stability of driven non-Hermitian two-level systems (0 dimension in space) to simulate a spectrum analogous to Hofstadter's butterfly that has played a paradigmatic role in quantum Hall physics. The simulation of the band structure of non-Hermitian superlattice potentials with parity--time reversal symmetry is also briefly discussed.
Non-Hermitian systems are widespread in both classical and quantum physics. The dynamics of such systems has recently become a focal point of research, showcasing surprising behaviors that include apparent violation of the adiabatic theorem and chiral topological conversion related to encircling exceptional points (EPs). These have both fundamental interest and potential practical applications. Yet the current literature features a number of apparently irreconcilable results. Here we develop a general theory for slow evolution of non-Hermitian systems and resolve these contradictions. We prove an analog of the adiabatic theorem for non-Hermitian systems and generalize it in the presence of uncontrolled environmental fluctuations (noise). The effect of noise turns out to be crucial due to inherent exponential instabilities present in non-Hermitian systems. Disproving common wisdom, the end state of the system is determined by the final Hamiltonian only, and is insensitive to other details of the evolution trajectory in parameter space. Our quantitative theory, leading to transparent physical intuition, is amenable to experimental tests. It provides efficient tools to predict the outcome of the system's evolution, avoiding the need to follow costly time-evolution simulations. Our approach may be useful for designing devices based on non-Hermitian physics and may stimulate analyses of classical and quantum non-Hermitian-Hamiltonian dynamics, as well as that of quantum Lindbladian and hybrid-Liouvillian systems.
In the different chapters of this dissertation we investigate multiple non-perturbative approaches that allow the study of solids subjected to time dependent fields. In the second chapter, we develop a very general non-perturbative and flexible approach that allows to study periodically driven quantum systems via an effective time-independent theory. It makes use of renormalization-group-like flow equations to find highly accurate effective Hamiltonians[Phys. Rev. X 9, 021037 (2019)]. The range of validity of the approach is checked numerically for various 1D spin systems and confirmed to be beyond the reaches of ordinary perturbative methods. It also compares favourably to another non-perturbative approach. In the third chapter we examine the wealth of different approximations to the time evolution operator that are known from the literature. Inspired by Hamilton-Jacobi theory we find a useful reformulation of the equation for the time evolution operator [Phys. Rev. A 100, 012132 (2019)]. This allows us to find the various known approximations of the time evolution operator in a unified fashion and new ones. Interestingly the RG-like flow equations from the second chapter are found to be one specific limit of the more general approach developed here. A periodically driven Ising model is used to verify the range of validity of the different approximations. This allows us to put them into a hierarchy. Up until here the methods that were explored are most valid in the high to mid frequency regime. In the fourth chapter we show how for the case of a weakly driven system a simple approach can be used to treat the low frequency regime [Phys. Rev. B 101, 024303 (2020)]. To achieve this we derive a quasi-energy dependent Hamiltonians and very crucially require self-consistency for the quasi-energies. For the simple two band example of single layer graphene it is found to be highly accurate approach that also allows for accurate descriptions of even sensitive quantities like Chern numbers For the last fifth chapter of the thesis we switch gears and consider a specific system of much recent interest - twisted bilayer graphene. We investigate how light that is altered by the boundary conditions of a metallic waveguide can change the strength of interlayer couplings [arXiv:2001.04416 (2020)]. We investigate how this change affects the twist angles at which flat bands appear and find very simple analytic results that are in good agreement with a numerical treatment. In the sixth chapter of the thesis, we investigate the effects circularly polarized light has on twisted bilayer graphene[ arXiv:2002.05124 (2020)]. We derive two effective Hamiltonians valid in different driving regimes. One is valid for weak drives but low frequencies and the other for relatively strong drives. The Hamiltonian for the strongly driven regime is compared to exact numeric results and found to perform better than other common methods. We analyse the newly generated terms in both Hamiltonians for their symmetry.