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arXiv:1804.03216 · Physical review. B./Physical review. B

Efficiency of free auxiliary models in describing interacting fermions: From the Kohn-Sham model to the optimal entanglement model

Kristian Patrick, Marcela Herrera, Jake Southall, Irene D’Amico, Jiannis K. Pachos

Published Aug 16, 2019• 1 citation
arXivHTMLPDF

Abstract

Density functional theory maps an interacting Hamiltonian onto the Kohn-Sham Hamiltonian, an explicitly free model with identical local fermion densities. Using the interaction distance, the minimum distance between the ground state of the interacting system and a generic free-fermion state, we quantify the applicability and limitations of the exact Kohn-Sham model in capturing the various properties of the interacting system. As a by-product, this distance determines the optimal free state that reproduces the entanglement properties of the interacting system as faithfully as possible. The parent Hamiltonian of the optimal free state identifies a system that can determine the expectation value of any observable with controlled accuracy. This optimal entanglement model opens up the possibility of extending the systematic applicability of auxiliary free models into the nonperturbative, strongly correlated regimes.

DOI
10.1103/physrevb.100.075133

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Density functional theory maps an interacting Hamiltonian onto the Kohn-Sham Hamiltonian, an explicitly free model with identical local fermion densities. Using the interaction distance, the minimum distance between the ground state of the interacting system and a generic free-fermion state, we quantify the applicability and limitations of the exact Kohn-Sham model in capturing the various properties of the interacting system. As a by-product, this distance determines the optimal free state that reproduces the entanglement properties of the interacting system as faithfully as possible. The parent Hamiltonian of the optimal free state identifies a system that can determine the expectation value of any observable with controlled accuracy. This optimal entanglement model opens up the possibility of extending the systematic applicability of auxiliary free models into the nonperturbative, strongly correlated regimes.
The formalism of Kohn and Sham uses a specific (model) hamiltonian which highly simplifies the many-electron problem to that of noninteracting fermions. The theorem of Hohenberg and Kohn tells us that, for a given ground state density, this hamiltonian is unique. In principle, this density can be chosen as that of the real, interacting system. To obtain the energy, or other properties of the real system, approximations are needed. Working with non interacting fermions is an important simplification, but it may be easier to produce approximations with different choices of the model hamiltonian. The feature that the exact density is (ideally) reproduced can be kept in the newly defined fictitious systems. Using model hamiltonians having the same form as the physical one, that is, being built of one- and two-body operators, allows to approach the physical hamiltonian arbitrarily close, and thus a systematic reduction of the approximations.
By introducing a set of auxiliary equations representing a many-body system, we have derived an extension of the Kohn-Sham scheme for the density functional theory. These equations consist of a Kohn-Sham-type equation determining single-particle orbitals and an eigen-value equation for an effective many-body problem. A variational method similar to the Kohn-Sham technique was utilized to derive effective interactions as well as effective potentials without artificial substitution of a Hubbard-type interaction and a mean-field correction in the energy functional. The second equation is described by an effective many-body Hamiltonian with both 2-body interactions and mean-field terms. Rigorous formulation of the extended Kohn-Sham equation is also given in accordance with the Hadjisavvas-Theophilou formulation. Our formulation can be interpreted as a way to define models of the strongly correlated electron systems, e.g. the Hubbard model
Aiming to combine density functional theory (DFT) and wave-function theory, we study a mapping from the many-body interacting system to an effectively interacting Kohn-Sham system instead of a noninteracting Kohn-Sham system. Because a ground state of effectively interacting systems requires having a solution for the correlated many-body wave functions, this provides a natural framework to many-body wave-function theories such as the configuration interaction and the coupled-cluster method in the formal theoretical framework of DFT. Employing simple one-dimensional two-electron systems---namely, the one-dimensional helium atom, the hydrogen molecule, and the heteronuclear diatomic molecule---we investigate properties of many-body wave functions and exact exchange-correlation potentials of effectively interacting Kohn-Sham systems. As a result, we find that the asymptotic behavior of the exact exchange-correlation potential can be controlled by optimizing that of the effective interaction. Furthermore, the typical features of the exact noninteracting Kohn-Sham system, namely, a spiky feature and a step feature in the exchange-correlation potential for the molecular dissociation limit, can be suppressed by a proper choice of the effective interaction. These findings open a possibility to construct numerically robust and efficient exchange-correlation potentials and functionals based on the effectively interacting Kohn-Sham scheme.
Abstract Recently a novel approach to find approximate exchange–correlation functionals in density-functional theory was presented (Mordovina et al 2019 J. Chem. Theory Comput. 15 5209), which relies on approximations to the interacting wave function using density-matrix embedding theory (DMET). This approximate interacting wave function is constructed by using a projection determined by an iterative procedure that makes parts of the reduced density matrix of an auxiliary system the same as the approximate interacting density matrix. If only the diagonal of both systems are connected this leads to an approximation of the interacting-to-non-interacting mapping of the Kohn–Sham approach to density-functional theory. Yet other choices are possible and allow to connect DMET with other density-functional theories such as kinetic-energy density functional theory or reduced density-matrix functional theory. In this work we give a detailed review of the basics of the DMET procedure from a density-functional perspective and show how both approaches can be used to supplement each other. We do not present a specific realization of combining density-functional methods with DMET but rather provide common grounds to facilitate future developments that encompass both approaches. We do so explicitly for the case of a one-dimensional lattice system, as this is the simplest setting where we can apply DMET and the one that was originally presented. Among others we highlight how the mappings of density-functional theories can be used to identify uniquely defined auxiliary systems and projections in DMET and how to construct approximations for different density-functional theories using DMET inspired projections. Such alternative approximation strategies become especially important for density-functional theories that are based on non-linearly coupled observables such as kinetic-energy density-functional theory, where the Kohn–Sham fields are no longer obtainable by functional differentiation of an energy expression, or for reduced density-matrix functional theories, where a straightforward Kohn–Sham construction is not feasible.
We present an alternative to the Kohn-Sham formulation of density-functional theory for the ground-state properties of strongly interacting electronic systems. The idea is to start from the limit of zero kinetic energy and systematically expand the universal energy functional of the density in powers of a "coupling constant" that controls the magnitude of the kinetic energy. The problem of minimizing the energy is reduced to the solution of a strictly correlated electron problem in the presence of an effective potential, which in our theory plays the same role as the Kohn-Sham potential plays in the traditional formulation. We discuss several schemes for approximating the energy functional, and report preliminary results for low-density quantum dots.
In the unitary regime, fermions interact strongly via two-body potentials that exhibit a zero range and a (negative) infinite scattering length. The energy density is proportional to the energy density of the free Fermi gas with a proportionality constant $\ensuremath{\xi}$. The author uses a simple density functional parametrized by an effective mass and the universal constant $\ensuremath{\xi}$, and employs Kohn-Sham density-functional theory to obtain the parameters from fit to one exactly solvable two-body problem. This yields $\ensuremath{\xi}=0.42$ and a rather large effective mass. The form of the density functional is checked by similar Kohn-Sham calculations for the exactly solvable Calogero model.