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arXiv:1711.10381 · Physical review. B./Physical review. B

Fate of dynamical phase transitions at finite temperatures and in open systems

Nicholas Sedlmayr, Michael Fleischhauer, Jesko Sirker

Published Jan 30, 2018• 61 citations
arXivHTMLPDF

Abstract

When a quantum system is quenched from its ground state, the time evolution can lead to nonanalytic behavior in the return rate at critical times ${t}_{c}$. Such dynamical phase transitions (DPTs) can occur, in particular, for quenches between phases with different topological properties in Gaussian models. In this paper we discuss Loschmidt echos generalized to density matrices and obtain results for quenches in closed Gaussian models at finite temperatures as well as for open-system dynamics described by a Lindblad master equation. While cusps in the return rate are always smoothed out by finite temperatures we show that dissipative dynamics can be fine-tuned such that DPTs persist.

DOI
10.1103/physrevb.97.045147

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•May 24, 2017•1 citation
When a quantum system is quenched from its ground state, the time evolution can lead to nonanalytic behavior in the return rate at critical times tc{t}_{c}tc​. Such dynamical phase transitions (DPTs) can occur, in particular, for quenches between phases with different topological properties in Gaussian models. In this paper we discuss Loschmidt echos generalized to density matrices and obtain results for quenches in closed Gaussian models at finite temperatures as well as for open-system dynamics described by a Lindblad master equation. While cusps in the return rate are always smoothed out by finite temperatures we show that dissipative dynamics can be fine-tuned such that DPTs persist.
We study the nonequilibrium time evolution of a variety of one-dimensional (1D) and two-dimensional (2D) systems (including SSH model, Kitaev-chain, Haldane model, p+ipp+ipp+ip superconductor, etc.) following a sudden quench. We prove analytically that topology-changing quenches are always followed by nonanalytical temporal behavior of return rates (logarithm of the Loschmidt echo), referred to as dynamical phase transitions (DPTs) in the literature. Similarly to edge states in topological insulators, DPTs can be classified as being topologically protected or not. In 1D systems the number of topologically protected nonequilibrium time scales are determined by the difference between the initial and final winding numbers, while in 2D systems no such relation exists for the Chern numbers. The singularities of dynamical free energy in the 2D case are qualitatively different from those of the 1D case; the cusps appear only in the first time derivative.
In Ref. [1], dynamical quantum phase transitions (DQPTs) -- non-analyticities in the Loschmidt return rate at critical times -- are investigated in the presence of noise for a two-band model. The authors report that DQPTs persist even after averaging over the noise and they use their results to derive dynamical phase diagrams. The protocol used approximates the noise-averaged mixed state, obtained using a master equation, by a pure state, characterized by its excitation probability. In this comment we rigorously show that: (1) This approximation is exponentially poor in the thermodynamic limit. (2) When using the correct metric, the Loschmidt echo of two density matrices in any two-dimensional Hilbert space can become zero if and only if {\it both} density matrices are pure, ruling out DQPTs for non-zero noise. (3) An a posteriori reinterpretation of the results as an interferometric protocol is possible but such a protocol is unsuitable to investigate the effects of noise on DQPTs because it is inherently blind to decoherence. We also investigate alternative natural ways to average over noise realizations and show that in all of them DQPTs are smoothed out.
Phase transitions have recently been formulated in the time domain of quantum many-body systems, a phenomenon dubbed dynamical quantum phase transitions (DPTs), whose phenomenology is often divided in two types. One refers to distinct phases according to long-time averaged order parameters, while the other is focused on the nonanalytical behavior emerging in the rate function of the Loschmidt echo. Here we show that such DPTs can be found in systems with few degrees of freedom; i.e., they can take place without resorting to the traditional thermodynamic limit. We illustrate this by showing the existence of the two types of DPTs in a quantum Rabi model---a system involving a spin-12\frac{1}{2}21​ and a bosonic mode. The dynamical criticality appears in the limit of an infinitely large ratio of the spin frequency with respect to the bosonic one. We determine its dynamical phase diagram and study the long-time averaged order parameters, whose semiclassical approximation yields a jump at the transition point. We find the critical times at which the rate function becomes nonanalytical, showing its associated critical exponent as well as the corrections introduced by a finite frequency ratio. Our results open the door for the study of DPTs without the need to scale up the number of components, thus allowing for their investigation in well controllable systems.
Dynamical phase transitions (DPTs) occur after quenching some global parameters in quantum systems, and are signalled by the nonanalytical time evolution of the dynamical free energy, which is calculated from the Loschmidt overlap between the initial and time evolved states. In a recent Letter [M. Heyl et al., Phys. Rev. Lett. 110, 135704 (2013)], it was suggested that DPTs are closely related to equilibrium phase transitions (EPTs) for the transverse field Ising model. By studying a minimal model, the XY chain in a transverse magnetic field, we show analytically that this connection does not hold generally. We present examples where DPT occurs without crossing any equilibrium critical lines by the quench, and a nontrivial example with no DPT but crossing a critical line by the quench. Although the nonanalyticities of the dynamical free energy on the real time axis do not indicate the presence or absence of an EPT, the structure of Fisher lines for complex times reveals a qualitative difference.
We demonstrate the existence of a dynamical quantum phase transition (DQPT) in a dissipative collective-spin model that exhibits the boundary time crystal (BTC) phase. We initialize the system in the ground state of the Hamiltonian in either the BTC or the non-BTC phase, and drive it across the BTC transition. The driving is done by an abrupt quench or by a finite-time linear ramp of a Hamiltonian control parameter under Markovian Lindblad dynamics. We diagnose DQPTs through zeros of the fidelity-based Loschmidt echo between the initial state and the evolving mixed state, which induce nonanalytic cusp-like features in the associated rate function. For quenches into the BTC phase, the Loschmidt echo exhibits repeated zeros due to the emergent time-periodic steady state, whereas for quenches into the non-BTC phase, the overlap vanishes and remains zero once the dynamics relaxes to a stationary state. We further show that the DQPT persists under the ramp protocol followed by unitary evolution with the final Hamiltonian. Finally, we analyze the finite-size scaling of the first critical time and find convergence to a constant in the thermodynamic limit, with distinct power-law approaches for the quench and the ramp protocols.
Dynamical phase transitions (DPT) are receiving a rising interest. They are known to behave analogously to equilibrium phase transitions (EPT) to a large extend. However, it is easy to see that DPT can occur in finite systems, while EPT are only possible in the thermodynamic limit. So far it is not clear how far the analogy of DPT and EPT goes. It was suggested, that there is a relation between topological phase transitions (TPT) and DPT, but many open questions remain. Typically, to study DPT, the Loschmidt echo (LE) after a quench is investigated, where DPT are visible as singularities. For one-dimensional systems, each singularity is connected to a certain critical time scale, which is given by the dispersion in the chain. In topological free-fermion models with winding numbers 0 or 1, only the LE in periodic boundary conditions (PBC) has been investigated. In open boundary conditions (OBC), these models are characterized by symmetry protected edge modes in the topologically non-trivial phase. It is completely unclear how these modes affect DPT. We investigate systems with PBC governed by multiple time scales with a Z topological invariant. In OBC, we provide numerical evidence for the presence of bulk-boundary correspondence in DPT in quenches across a TPT.