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arXiv:1711.09832 · Physical Review A

What it takes to avoid equilibration

R. Gallego, Henrik Wilming, Jens Eisert, Christian Gogolin

Published Aug 27, 2018• 10 citations
arXivHTMLPDF

Abstract

Numerous works have shown that under mild assumptions, unitary dynamics inevitably leads to equilibration of physical expectation values if many energy eigenstates contribute to the initial state. Here, we consider systems driven by arbitrary time-dependent Hamiltonians as a protocol to prepare systems that do not equilibrate. We introduce a measure of the resilience against equilibration of such states, and we show, under natural assumptions, that in order to increase the resilience against equilibration of a given system, one needs to possess a resource system that itself has a large resilience. In this way, we establish a link between the theory of equilibration and resource theories by quantifying the resilience against equilibration and the resources that are needed to produce it. We connect these findings with insights into local quantum quenches, and we investigate the (im)possibility of formulating a second law of equilibration by studying how resilience can be either only redistributed among subsystems, if these remain completely uncorrelated, or in turn created in a catalytic process if subsystems are allowed to build up some correlations.

DOI
10.1103/physreva.98.022135

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Numerous works have shown that under mild assumptions, unitary dynamics inevitably leads to equilibration of physical expectation values if many energy eigenstates contribute to the initial state. Here, we consider systems driven by arbitrary time-dependent Hamiltonians as a protocol to prepare systems that do not equilibrate. We introduce a measure of the resilience against equilibration of such states, and we show, under natural assumptions, that in order to increase the resilience against equilibration of a given system, one needs to possess a resource system that itself has a large resilience. In this way, we establish a link between the theory of equilibration and resource theories by quantifying the resilience against equilibration and the resources that are needed to produce it. We connect these findings with insights into local quantum quenches, and we investigate the (im)possibility of formulating a second law of equilibration by studying how resilience can be either only redistributed among subsystems, if these remain completely uncorrelated, or in turn created in a catalytic process if subsystems are allowed to build up some correlations.
One of the main questions of research on quantum many-body systems following unitary out of equilibrium dynamics is to find out how local expectation values equilibrate in time. For non-interacting models, this question is rather well understood. However, the best known bounds for general quantum systems are vastly crude, scaling unfavorable with the system size. Nevertheless, empirical and numerical evidence suggests that for generic interacting many-body systems, generic local observables, and sufficiently well-behaved states, the equilibration time does not depend strongly on the system size, but only the precision with which this occurs does. In this discussion paper, we aim at giving very simple and plausible arguments for why this happens. While our discussion does not yield rigorous results about equilibration time scales, we believe that it helps to clarify the essential underlying mechanisms, the intuition and important figure of merits behind equilibration. We then connect our arguments to common assumptions and numerical results in the field of equilibration and thermalization of closed quantum systems, such as the eigenstate thermalization hypothesis as well as rigorous results on interacting quantum many-body systems. Finally, we complement our discussions with numerical results - both in the case of examples and counter-examples of equilibrating systems.
It has recently been shown that small quantum subsystems generically equilibrate, in the sense that they spend most of the time close to a fixed equilibrium state. This relies on just two assumptions: that the state is spread over many different energies, and that the Hamiltonian has non-degenerate energy gaps. Given the same assumptions, it has also been shown that closed systems equilibrate with respect to realistic measurements. We extend these results in two important ways. Firstly, we prove equilibration over a finite (rather than infinite) time-interval, allowing us to bound the equilibration time. Secondly, we weaken the non-degenerate energy gaps condition, showing that equilibration occurs provided that no energy gap is hugely degenerate.
The second law of thermodynamics states that the entropy of an isolated system can only increase over time. This appears to conflict with the reversible evolution of isolated quantum systems under the Schrödinger equation, which preserves the von Neumann entropy. Nonetheless, one finds that with respect to many observables, expectation values approach a fixed value—their equilibrium value. This ultimately raises the question: ? For classical systems, one introduces the assumption of a low-entropy initial state along with the concept of ignorance about the microscopic details of the physical system, leading to a statistical interpretation of the second law. By considering the observables through which we examine quantum systems, both these assumptions can be incorporated, building upon recent studies of the of observables. While the statistical behavior of observable expectation values is well established, a quantitative connection to entropy increase has been lacking so far. In deriving novel bounds for the equilibration of observables, and considering the entropy of the system relative to observables, we recover a variant of the second law: the entropy with respect to a given observable tends toward its equilibrium value in the course of the system’s unitary evolution. These results also support recent findings that question the necessity of nonintegrability for equilibration in quantum systems. We further illustrate our bounds using numerical results from the paradigmatic example of a quantum Ising model on a chain of spins. There, we observe entropy increasing up to equilibrium values, as well as fluctuations, which expose the underlying reversible evolution in accordance with the derived bounds.
Planck found, when attempting to describe the way in which hot bodies glow, that energy at microscopic scales often comes in discrete chunks. Thus began the long and intimate relationship between the field of thermodynamics, which explores our ability to manipulate heat and other energy transfers between macroscopic systems, and quantum mechanics, which explains the dynamics of individual microscopic systems. Even as both our technology and our theoretical investigations have extended to ever-smaller devices, our understanding of quantum effects on thermodynamics has remained almost exclusively limited to the quantized nature of energy. There is much more, however, to quantum theory than energy quantization. In this thesis we focus on the property of quantum coherence, the ability of quantum systems to emulate Schrodinger’s cat and somehow be neither dead nor alive, but something completely different altogether. We provide a simple and elegant formulation for the processing of coherence in thermodynamics, relying on the fact that thermodynamical processes possess an underlying time-translation symmetry. This fact allows us to quantify the ways in which coherence can play an active role, facilitating otherwise impossible thermodynamic transformations. We argue that coherence should be thought of as a distinctly quantum-mechanical thermodynamic resource. By considering an isolated quantum system connected, for some period of time, to a thermal bath, we give fundamental limitations on how coherence can be irreversibly manipulated. These limitations are related to those dictated on energy transfer by the second law of thermodynamics. Others topics that are investigated here is what is the role of correlations at the smallest scales and the conversion of quantum coherence into work. It has long been appreciated that thermodynamics is subtly interlinked with the notion of information. This work provides evidence that, to apply the laws of thermodynamics to the smallest systems around us, we must develop deeper insights into the nature of quantum information.
Quantum systems governed by unitary and reversible microscopic dynamics may nevertheless exhibit equilibration, in the sense that some effective description becomes time-independent. Standard equilibration results usually consider two separate situations: system-environment structures, in which the composite system evolves unitarily while the system of interest equilibrates, and restricted measurements, such as coarse-grained POVMs and observables, in which the measurement statistics equilibrate. Here, we bring these descriptions into a common state-level framework using the concept of generalized subsystems, where the accessible effective state appears as the output of a quantum channel acting on the microscopic state. We derive bounds showing that generalized subsystems equilibrate when their dimension is small compared with the effective dimension of the discarded microscopic information. We further show that this condition is met for typical initial states in large subspaces and that the resulting equilibrium description is largely insensitive to microscopic initial details. The framework recovers the usual equilibration bounds for ordinary subsystems and finite families of POVMs. As an example, we also introduce a finite-resolution energy channel that maps unresolved microscopic energy levels into effective energy levels, thereby making residual effective coherences explicit and showing how spectral multiplicities constrain those coherences while strengthening equilibration. Our results provide a unified state-level formulation of quantum equilibration under general forms of limited accessible information.
We study the equilibration dynamics of closed finite quantum systems and address the question of the time needed for the system to equilibrate. In particular, we focus on the scaling of the equilibration time Teq{T}_{\mathrm{eq}}Teq​ with the system size LLL. For clean systems, we give general arguments predicting Teq=O(L0){T}_{\mathrm{eq}}=O({L}^{0})Teq​=O(L0) for clustering initial states, while for small quenches around a critical point we find ${T}_{\mathrm{eq}}=O({L}^{\ensuremath{\zeta}})$ where $\ensuremath{\zeta}$ is the dynamical critical exponent. We then analyze noisy systems where exponentially large time scales are known to exist. Specifically, we consider the tight-binding model with diagonal impurities and give numerical evidence that in this case ${T}_{\mathrm{eq}}\ensuremath{\sim}B{e}^{C{L}^{\ensuremath{\psi}}}$ where $B,C,\phantom{\rule{0.16em}{0ex}}\ensuremath{\psi}$ are observable-dependent constants. Finally, we consider another noisy system whose evolution dynamics is randomly sampled from a circular unitary ensemble. Here, we are able to prove analytically that Teq=O(1){T}_{\mathrm{eq}}=O(1)Teq​=O(1), thus showing that noise alone is not sufficient for slow equilibration dynamics.