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arXiv:1711.04252 · Physical review. B./Physical review. B

Extracting critical exponents by finite-size scaling with convolutional neural networks

Zhenyu Li, Mingxing Luo, Xin Wan

Published Feb 13, 2019• 29 citations
arXivHTMLPDF

Abstract

Machine learning has been successfully applied to identify phases and phase transitions in condensed matter systems. However, quantitative characterization of the critical fluctuations near phase transitions is lacking. In this paper, we propose a finite-size scaling approach based on a convolutional neural network and analyze the critical behavior of a quantum Hall plateau transition. The localization length critical exponent learned by the neural network is consistent with the value obtained by conventional approaches. We show that the general-purposed method can be used to extract critical exponents in models with drastically different physics and input data, such as the two-dimensional Ising model and four-state Potts model.

DOI
10.1103/physrevb.99.075418

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Machine learning has been successfully applied to identify phases and phase transitions in condensed matter systems. However, quantitative characterization of the critical fluctuations near phase transitions is lacking. In this paper, we propose a finite-size scaling approach based on a convolutional neural network and analyze the critical behavior of a quantum Hall plateau transition. The localization length critical exponent learned by the neural network is consistent with the value obtained by conventional approaches. We show that the general-purposed method can be used to extract critical exponents in models with drastically different physics and input data, such as the two-dimensional Ising model and four-state Potts model.
Machine-learning-inspired techniques have emerged as a new paradigm for analysis of phase transitions in quantum matter.In this work, we introduce a supervised learning algorithm for studying critical phenomena from measurement data, "neural network scaling," which is based on iteratively training convolutional networks of increasing (spatial) complexity and test it on the transverse field Ising chain and q = 6 Potts model.At the continuous Ising transition, our scaling procedure directly reflects the hallmark of a continuous (second-order) phase transition, divergence of a characteristic length scale.Specifically, we extract a classification length scale by measuring the response of the classification accuracy while varying the largest convolution size (architecture of the network).We observe empirically the scaling exponent of the classification length is consistent with a power law with the correlation length exponent ν = 1.Furthermore, we demonstrate the versatility of our algorithm by showing the universal scaling behaviors persist across a variety of measurement bases, including when the order parameter is nonlocal.Finally, we show that the classification length scale remains finite for the q = 6 Potts model, which has a first-order transition and lacks a divergent correlation length.
We analyze the problem of supervised learning of ferromagnetic phase transitions from the statistical physics perspective. We consider two systems in two universality classes, the two-dimensional Ising model and two-dimensional Baxter-Wu model, and perform careful finite-size analysis of the results of the supervised learning of the phases of each model. We find that the variance of the neural network (NN) output function (VOF) as a function of temperature has a peak in the critical region. Qualitatively, the VOF is related to the classification rate of the NN. We find that the width of the VOF peak displays the finite-size scaling governed by the correlation length exponent ν of the universality class of the model. We check this conclusion using several NN architectures-a fully connected NN, a convolutional NN, and several members of the ResNet family-and discuss the accuracy of the extracted critical exponents ν.
In this study, we computed three critical exponents (α,β,γα, β, γα,β,γ) for the 3D Ising model with Metropolis Algorithm using Finite-Size Scaling Analysis on six cube length scales (L=20,30,40,60,80,90), and performed a supervised Deep Learning (DL) approach (3D Convolutional Neural Network or CNN) to train a neural network on specific conformations of spin states. We find one can effectively reduce the information in thermodynamic ensemble-averaged quantities vs. reduced temperature t (magnetization per spin (t)(t)(t), specific heat per spin (t)(t)(t), magnetic susceptibility per spin <χ>(t)<χ>(t)<χ>(t)) to \textit{six} latent classes. We also demonstrate our CNN on a subset of L=20 conformations and achieve a train/test accuracy of 0.92 and 0.6875, respectively. However, more work remains to be done to quantify the feasibility of computing critical exponents from the output class labels (binned m,c,χm, c, χm,c,χ) from this approach and interpreting the results from DL models trained on systems in Condensed Matter Physics in general.
Over the past several years, there have been many studies demonstrating the ability of deep neural networks to identify phase transitions in many physical systems, notably in classical statistical physics systems. One often finds that the prediction of deep learning methods trained on many ensembles below and above the critical temperature T_{c} behaves similarly to an order parameter, and this analogy has been successfully used to locate T_{c} and estimate universal critical exponents. In this work, we pay particular attention to the ability of a convolutional neural network to capture these critical parameters for the two-dimensional Ising model when the network is trained on configurations at T=0 and T=∞ only. We directly compare its output to the same network trained at multiple temperatures below and above T_{c} to gain understanding of how this extreme restriction of training data can impact a neural network's ability to classify phases. We find that the network trained on two temperatures is still able to identify T_{c} and ν, while the extraction of γ becomes more challenging.
Determining phase diagrams and phase transitions semiautomatically using machine learning has received a lot of attention recently, with results in good agreement with more conventional approaches in most cases. When it comes to more quantitative predictions, such as the identification of universality class or precise determination of critical points, the task is more challenging. As an exacting testbed, we study the Heisenberg spin-1/2 chain in a random external field that is known to display a transition from a many-body localized to a thermalizing regime, which nature is not entirely characterized. We introduce different neural network structures and dataset setups to achieve a finite-size scaling analysis with the least possible physical bias (no assumed knowledge on the phase transition and directly inputting wave-function coefficients), using state-of-the-art input data simulating chains of sizes up to L=24L=24L=24. In particular, we use domain adversarial techniques to ensure that the network learns scale-invariant features. We find a variability of the output results with respect to network and training parameters, resulting in relatively large uncertainties on final estimates of critical point and correlation length exponent which tend to be larger than the values obtained from conventional approaches. We put the emphasis on interpretability throughout the paper and discuss what the network appears to learn for the various used architectures. Our findings show that a quantitative analysis of phase transitions of unknown nature remains a difficult task with neural networks when using the minimally engineered physical input.
Supervised and unsupervised machine-learning-based frameworks have been implemented in the past to classify various dynamical phases of disordered quantum systems using rather sophisticated (highly preprocessed or difficult to generate) input data. In this paper, we begin by questioning the existence of a nonergodic extended phase, namely, the many-body critical (MBC) phase in finite systems of an interacting quasiperiodic system. We find that this phase can be separately detected from the other phases, such as the many-body ergodic (ME) and many-body localized (MBL) phases, in the model through supervised neural networks made for both binary and multiclass classification tasks, utilizing, rather unpreprocessed, eigenvalue spacings and eigenvector probability densities as input features. Moreover, the output of our trained neural networks can also indicate the critical points separating ME, MBC, and MBL phases, which are consistent with the same obtained from other conventional methods. We also employ unsupervised learning techniques, particularly principal component analysis (PCA) of eigenvector probability densities, to investigate how this framework, without any training, captures the, rather unknown, many-body phases (ME, MBL, and MBC) and single-particle phases (delocalized, localized, and critical) of the interacting and noninteracting systems, respectively. Our findings reveal that PCA entropy serves as an effective indicator (order parameter) for detecting phase transitions in the single-particle systems. Moreover, this method proves applicable to many-body systems when the data undergoes a suitable preprocessing. Interestingly, when it comes to the extraction of critical (correlation length) exponents through a finite-size scaling, we find that for single-particle systems, scaling collapse of neural network outputs is obtained using components of inverse participation ratio (IPR) as input data. Remarkably, we observe identical critical exponents as obtained from the scaling collapse of the IPR directly for different single-particle phase transitions. However, the current finite-size scaling approach to the network output cannot reliably extract critical exponents for the many-body system that needs further investigation.