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arXiv:1709.04483 · Journal of Physics A Mathematical and Theoretical

Exotic quantum statistics and thermodynamics from a number-conserving theory of Majorana fermions

Joshuah T. Heath, Kevin S Bedell

Published Jun 18, 2019• 4 citations
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Abstract

Abstract We propose a closed form for the statistical distribution of non-interacting Majorana fermions at low temperature. Majorana particles often appear in the contemporary many-body literature in the Kitaev, Fu–Kane, or Sachdev–Ye–Kitaev models, where the Majorana condition of self-conjugacy immediately results in non-conserved particle number, non-trivial braiding statistics, and the absence of a non-interacting limit. We deviate from this description and instead consider a gas of non-interacting, spin-1/2 Majorana fermions that obey the spin-statistics theorem via imposing a condensed matter analog of momentum conservation. This allows us to build a quantum statistical theory of the Majorana system in the low temperature, low density limit without the need to account for strong fluctuations in the particle number. A combinatorial analysis leads to a configurational entropy which deviates from the fermionic result with an increasing number of available microstates. A number-conserving Majorana distribution function is derived which shows signatures of a sharply-defined Fermi surface at finite temperatures. Such a distribution is then re-derived from a microscopic model in the form of a modified Kitaev chain with a bosonic pair interaction. The thermodynamics of this free Majorana system is found to be nearly identical to that of a free Fermi gas, except now distinguished by a two-fold ground state degeneracy and, subsequently, a residual entropy at zero temperature. Despite clear differences with the anyonic or Sachdev–Ye–Kitaev models, we nevertheless find surprising agreement between our theory and experimental signatures of Majorana excitations in several materials. Experimental realization of our exactly solvable model is also discussed in the realm of astrophysical and high-energy phenomena.

DOI
10.1088/1751-8121/ab2a86

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Abstract We propose a closed form for the statistical distribution of non-interacting Majorana fermions at low temperature. Majorana particles often appear in the contemporary many-body literature in the Kitaev, Fu–Kane, or Sachdev–Ye–Kitaev models, where the Majorana condition of self-conjugacy immediately results in non-conserved particle number, non-trivial braiding statistics, and the absence of a non-interacting limit. We deviate from this description and instead consider a gas of non-interacting, spin-1/2 Majorana fermions that obey the spin-statistics theorem via imposing a condensed matter analog of momentum conservation. This allows us to build a quantum statistical theory of the Majorana system in the low temperature, low density limit without the need to account for strong fluctuations in the particle number. A combinatorial analysis leads to a configurational entropy which deviates from the fermionic result with an increasing number of available microstates. A number-conserving Majorana distribution function is derived which shows signatures of a sharply-defined Fermi surface at finite temperatures. Such a distribution is then re-derived from a microscopic model in the form of a modified Kitaev chain with a bosonic pair interaction. The thermodynamics of this free Majorana system is found to be nearly identical to that of a free Fermi gas, except now distinguished by a two-fold ground state degeneracy and, subsequently, a residual entropy at zero temperature. Despite clear differences with the anyonic or Sachdev–Ye–Kitaev models, we nevertheless find surprising agreement between our theory and experimental signatures of Majorana excitations in several materials. Experimental realization of our exactly solvable model is also discussed in the realm of astrophysical and high-energy phenomena.
A Majorana fermion is a fermionic particle that is its own antiparticle. Since the theoretical discovery in 1937, the exotic particle has long been searched in particle physics. In the last few decades, however, it has attracted renewed interest in condensed matter physics, where it can be realized as an elementary excitation (quasiparticle) in quantum states of matter. In this review, we discuss another platform for Majorana fermions, the quantum spin liquid, in which interacting magnetic moments remain disordered down to the lowest temperature under strong quantum fluctuations. They are characterized by topological entanglement and fractional excitations, whose possible application to topological quantum computation is recently discussed intensively. As a prime candidate for such exotic states, we here focus on the Kitaev magnets, a subgroup of the spin-orbit Mott insulators. After a brief overview of the Kitaev model and the fractionalization of spins in the exact ground state, we review recent explosive development in this rapidly growing field, with a focus on numerical solutions of the Kitaev model at finite temperatures and the comparison with experiments. The key concept is thermal fractionalization --- two types of fractional excitations manifest themselves at largely different temperatures. This leads to distinct thermodynamics and spin dynamics in a variety of experimentally measurable quantities. We discuss such peculiar behaviors as the signatures of fractional quasiparticles, in careful comparison with the available experimental data for the candidate materials of the Kitaev magnets. Our review gives an overview of the current status of the identification of Majorana fermions in the Kitaev magnets, which would serve as a basis for further experimental and theoretical studies toward the manipulation of the exotic particles for topological quantum computation.
What distinguishes trivial superfluids from topological superfluids in interacting many-body systems where the number of particles is conserved? Building on a class of integrable pairing Hamiltonians, we present a number-conserving, interacting variation of the Kitaev model, the Richardson-Gaudin-Kitaev chain, that remains exactly solvable for periodic and antiperiodic boundary conditions. Our model allows us to identify fermion parity switches that distinctively characterize topological superconductivity (fermion superfluidity) in generic interacting many-body systems. Although the Majorana zero modes in this model have only a power-law confinement, we may still define many-body Majorana operators by tuning the flux to a fermion parity switch. We derive a closed-form expression for an interacting topological invariant and show that the transition away from the topological phase is of third order.
The Sachdev-Ye-Kitaev (SYK) model, in its simplest form, describes kkk Majorana fermions with random all-to-all four-body interactions. We consider the SYK model in the framework of a many-body Altland-Zirnbauer classification that sees the system as belonging to one of eight (real) symmetry classes depending on the value of kmod8k\phantom{\rule{3.33333pt}{0ex}}mod\phantom{\rule{0.28em}{0ex}}8kmod8. We show that, depending on the symmetry class, the system may support exact many-body zero modes with the symmetries also dictating whether these may have a nonzero contribution to Majorana fermions, i.e., single-particle weight. These zero modes appear in all but two of the symmetry classes. When present, they leave clear signatures in physical observables that go beyond the threefold (Wigner-Dyson) possibilities for level spacing statistics studied earlier. Signatures we discover include a zero-energy peak or hole in the single-particle spectral function, depending on whether symmetries allow or forbid zero modes to have single-particle weight. The zero modes are also shown to influence the many-body dynamics, where signatures include a nonzero long-time limit for the out-of-time-order correlation function. Furthermore, we show that the extension of the four-body SYK model by quadratic terms can be interpreted as realizing the remaining two complex symmetry classes; we thus demonstrate how the entire tenfold Altland-Zirnbauer classification may emerge in the SYK model.
The remarkable properties and potential applications of Majorana fermions have led to considerable efforts in recent years to realize topological matters that host these excitations. For a number conserving system, there have been a few proposals, using either coupled chain models or a multi-component system with spin–orbit coupling (SOC), to create number fluctuation of fermion pairs in achieving Majorana fermions. In this work, we show that Majorana edge states can occur in a spinless Fermi gas in 1D lattices with tunable p -wave interaction. This is facilitated by the conversion between a pair of (open-channel) fermions and a (close channel) boson, thereby allowing the number fluctuation of fermion pairs in a single chain. This scheme requires neither SOC nor a multi-chain setup and can be implemented easily. Using the density-matrix-renormalization-group method, we have identified the Majorana phase in a wide range of parameter regimes as well as its associated phase transitions. The topological nature of the Majorana phase manifests itself in a strong edge–edge correlation in an open chain that is robust against disorder, as well as in a non-trivial winding number in the bulk generated by using twisted boundary condition. It is also shown that the Majorana phase in this system can be stable against atom losses due to few-body collisions on the same site, and can be easily identified from the fermion momentum distribution. These results pave the way for probing the intriguing Majorana physics in a simple and stable cold atoms system.
We construct a sign-problem-free variant of the complex Sachdev-Ye-Kitaev (SYK) model which keeps all the essential properties of the SYK model, including the analytic solvability in the large-NNN limit and being maximally chaotic. In addition to the number of complex fermions NNN, our model has an additional parameter MMM controlling the number of terms in the Hamiltonian which we take $M\ensuremath{\rightarrow}\ensuremath{\infty}$ with keeping M/NM/NM/N constant in the large-NNN limit. While our model respects global U(1)\text{U}(1)U(1) symmetry associated with the fermion number conservation, both the large-NNN limit and the sign-problem-free nature become explicit in the Majorana representation. We present a detailed analysis on our model, i.e., the random matrix classification based on the symmetry analysis, analytic approach, and the quantum Monte Carlo simulations. All these analyses show that our model exhibits a non-Fermi-liquid physics, a gapless fermionic system lying beyond the conventional Fermi-liquid picture.
We present a review of the Sachdev-Ye-Kitaev (SYK) model of compressible quantum many-body systems without quasiparticle excitations, and its connections to various theoretical studies of non-Fermi liquids in condensed matter physics. The review is placed in the context of numerous experimental observations on correlated electron materials. Strong correlations in metals are often associated with their proximity to a Mott transition to an insulator created by the local Coulomb repulsion between the electrons. We explore the phase diagrams of a number of models of such local electronic correlation, employing a dynamical mean field theory in the presence of random spin exchange interactions. Numerical analyses and analytical solutions, using renormalization group methods and expansions in large spin degeneracy, lead to critical regions which display SYK physics. The models studied include the single-band Hubbard model, the ttt-JJJ model and the two-band Kondo-Heisenberg model in the presence of random spin exchange interactions. We also examine non-Fermi liquids obtained by considering each SYK model with random four-fermion interactions to be a multi-orbital atom, with the SYK-atoms arranged in an infinite lattice. We connect to theories of sharp Fermi surfaces without any low-energy quasiparticles in the absence of spatial disorder, obtained by coupling a Fermi liquid to a gapless boson; a systematic large NNN theory of such a critical Fermi surface, with SYK characteristics, is obtained by averaging over an ensemble of theories with random boson-fermion couplings. Finally, we present an overview of the links between the SYK model and quantum gravity and end with an outlook on open questions.