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arXiv:1709.02663 · Journal of the Physical Society of Japan

Towards ab initio Calculations with the Dynamical Vertex Approximation

Anna Galler, Josef Kaufmann, Patrik Gunacker, Matthias Pickem, Patrik Thunström, Jan M. Tomczak, Karsten Held

Published Jan 26, 2018• 30 citations
arXivHTMLPDF

Abstract

While key effects of the many-body problem---such as Kondo and Mott physics---can be understood in terms of on-site correlations, non-local fluctuations of charge, spin, and pairing amplitudes are at the heart of the most fascinating and unresolved phenomena in condensed matter physics. Here, we review recent progress in diagrammatic extensions to dynamical mean-field theory for ab initio materials calculations. We first recapitulate the quantum field theoretical background behind the two-particle vertex. Next we discuss latest algorithmic advances in quantum Monte Carlo simulations for calculating such two-particle quantities using worm sampling and vertex asymptotics, before giving an introduction to the ab initio dynamical vertex approximation (AbinitioD$Γ$A). Finally, we highlight the potential of AbinitioD$Γ$A by detailing results for the prototypical correlated metal SrVO$_3$.

DOI
10.7566/jpsj.87.041004

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While key effects of the many-body problem---such as Kondo and Mott physics---can be understood in terms of on-site correlations, non-local fluctuations of charge, spin, and pairing amplitudes are at the heart of the most fascinating and unresolved phenomena in condensed matter physics. Here, we review recent progress in diagrammatic extensions to dynamical mean-field theory for ab initio materials calculations. We first recapitulate the quantum field theoretical background behind the two-particle vertex. Next we discuss latest algorithmic advances in quantum Monte Carlo simulations for calculating such two-particle quantities using worm sampling and vertex asymptotics, before giving an introduction to the ab initio dynamical vertex approximation (AbinitioDΓΓΓA). Finally, we highlight the potential of AbinitioDΓΓΓA by detailing results for the prototypical correlated metal SrVO3_33​.
We give an elementary introduction to a recent diagrammatic extension of dynamical mean field theory (DMFT) coined dynamical vertex approximation (DΓΓΓA). This approach contains the important local correlations of DMFT, giving, among others, rise to quasiparticle renormalizations, Mott-Hubbard transitions and magnetism, but also non-local correlations beyond. The latter are at the very essence of many physical phenomena in strongly correlated elecectron systems. As correlations are treated equally on all length scales, DΓΓΓA allows us to describe physical phenomena such as magnons, quantum criticality, and the interplay between antiferromagnetism and superconductivity. We review results hitherto obtained for the Hubbard model in dimensions d=3, 2, and 1.
In this thesis, we tackle various problems in strongly correlated electron systems, which can be addressed properly via the non-perturbative dynamical mean field theory (DMFT) approach using the continuous time quantum Monte Carlo method as an impurity solver. First, we revisit the old Nagaoka ferromagnetism problem in the U=oo Hubbard model and study the stability of the ferromagnetic state as a function of the temperature, the doping level, and the next-nearest-neighbor hopping t'. We then address the nature of the Mott transition in the two-dimensional Hubbard model at half-filling using cluster DMFT. Cluster DMFT can incorporate the short-range correlations beyond DMFT by extending the spatial range in which correlations are treated exactly to a finite cluster size. The non-local correlations reduce substantially the critical interaction U and modify the shape of the transition lines in the phase diagram. We then concentrate on the calculation of two-particle response functions from the ab initio perspective by means of computing the one-particle excitation spectrum using the combination of the density functional theory (DFT) and DMFT and extracting the two-particle irreducible vertex function from a local two-particle Green's function computed within DMFT. In particular, we derive the equations for calculating the magnetic/charge susceptibility and the pairing susceptibility in superconductivity. This approach is applied to the Hubbard model and the periodic Anderson model and we determine the phase diagram of magnetism and superconductivity in these models. We show that the superconducting phase is indeed stable near the magnetic phase where the pairing interaction mediated by spin fluctuations is dominantly enhanced. The non-local correlation effect to superconductivity is also discussed using the dual fermion approach and the dynamical vertex approximation. We finally apply the vertex function approach within DFT+DMFT to a Fe-based superconductor, BaFe2As2, and compute the dynamical magnetic susceptibility in this material. Our calculation results show a good agreement with the magnetic excitation spectra observed in a neutron scattering experiment. The response function calculation method derived in this thesis can capture both a localized and an itinerant nature of collective excitations in strongly correlated electron systems.
We give an elementary introduction to a recent diagrammatic extension of dynamical mean field theory (DMFT) coined dynamical vertex approximation (DΓA). This approach contains the important local correlations of DMFT, giving, among others, rise to quasiparticle renormalizations, Mott-Hubbard transitions and magnetism, but also non-local correlations beyond. The latter are at the very essence of many physical phenomena in strongly correlated elecectron systems. As correlations are treated equally on all length scales, DΓA allows us to describe physical phenomena such as magnons, quantum criticality, and the interplay between antiferromagnetism and superconductivity. We review results hitherto obtained for the Hubbard model in dimensions d = 3, 2, and 1.
Nanostructures with open shell transition metal or molecular constituents host often strong electronic correlations and are highly sensitive to atomistic material details. This tutorial review discusses method developments and applications of theoretical approaches for the realistic description of the electronic and magnetic properties of nanostructures with correlated electrons. First, the implementation of a flexible interface between density functional theory and a variant of dynamical mean field theory (DMFT) highly suitable for the simulation of complex correlated structures is explained and illustrated. On the DMFT side, this interface is largely based on recent developments of quantum Monte Carlo and exact diagonalization techniques allowing for efficient descriptions of general four fermion Coulomb interactions, reduced symmetries and spin-orbit coupling, which are explained here. With the examples of the Cr (001) surfaces, magnetic adatoms, and molecular systems it is shown how the interplay of Hubbard U and Hund’s J determines charge and spin fluctuations and how these interactions drive different sorts of correlation effects in nanosystems. Non-local interactions and correlations present a particular challenge for the theory of low dimensional systems. We present our method developments addressing these two challenges, i.e., advancements of the dynamical vertex approximation and a combination of the constrained random phase approximation with continuum medium theories. We demonstrate how non-local interaction and correlation phenomena are controlled not only by dimensionality but also by coupling to the environment which is typically important for determining the physics of nanosystems.
Strong electronic correlations are the root of many fascinating phenomena of condensed matter physics. However, they also make calculations notoriously difficult. This thesis is concerned with the development and improvement of computational methods for strongly correlated electron systems. After a brief recapitulation of the Green’s function formalism,which is the theoretical basis of most such methods, we discuss the analytical continuation from imaginary to real frequencies. Especially the maximum entropy method is explained in detail and an implementation there of is presented.The remainder of this thesis deals with methods to compute Green’s functions on thei maginary frequency axis. First, the Anderson impurity model (AIM) is considered. It can be solved numerically – a task for which several methods exist. We focus on continuous-time quantum Monte Carlo with worm sampling, through which various kinds of correlation functions can be calculated. On this basis we derive and implement symmetric improved estimators that allow for the computation of the self-energy and vertex functions where the level of stochastic noise is largely reduced with respect to conventional estimators.As a next step the dynamical mean-field theory (DMFT) is introduced as a method to capture local correlations in the Hubbard model (HM) by self-consistently mapping it onto the AIM. We study the convergence behavior of this iterative procedure and the improvement of convergence due to mixing. Then, we compare electron scattering rates from DMFT in the weak-coupling regime of the square-lattice HM to results from Boltzmann scattering theory.While local correlations account for many interesting phenomena, such as the Mott-Hubbard metal-insulator transition, they are not sufficient to correctly describe, e.g., the physics of phase transitions in two- or three-dimensional systems. It is thus the final step in this thesis to also include nonlocal correlations by means of the dynamical vertex approximation (DΓA). For this we develop a new self-consistency scheme, which is then applied to several systems: We study the square-lattice HM, where we compare to benchmark methods in the weak-coupling regime, but also present results for intermediate and strong coupling. Furthermore, a two-band model with doping and a three-band Wannier model for strontium vanadate are studied. As an application of our new self-consistent DΓA, we study the effects of geometrical frustration in the kagome lattice, where we also compare our results to determinant quantum Monte Carlo.