Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1708.07420 · Physical review. B./Physical review. B

Topological invariants for Floquet-Bloch systems with chiral, time-reversal, or particle-hole symmetry

Bastian Höckendorf, Andreas Alvermann, Holger Fehske

Published Jan 22, 2018• 24 citations
arXivHTMLPDF

Abstract

We introduce ${\mathbb{Z}}_{2}$-valued bulk invariants for symmetry-protected topological phases in $2+1$-dimensional driven quantum systems. These invariants adapt the ${W}_{3}$ invariant, expressed as a sum over degeneracy points of the propagator, to the respective symmetry class of the Floquet-Bloch Hamiltonian. The bulk-boundary correspondence that holds for each invariant relates a nonzero value of the bulk invariant to the existence of symmetry-protected topological boundary states. To demonstrate this correspondence we apply our invariants to a chiral Harper, time-reversal Kane-Mele, and particle-hole symmetric graphene model with periodic driving, where they successfully predict the appearance of boundary states that exist despite the trivial topological character of the Floquet bands. Especially for particle-hole symmetry, the combination of the ${W}_{3}$ and the ${\mathbb{Z}}_{2}$ invariants allows us to distinguish between weak and strong topological phases.

DOI
10.1103/physrevb.97.045140

Related papers

Symmetries, topological phases, and bound states in the one-dimensional quantum walk

János K. Asbóth

Discrete-time quantum walks have been shown to simulate all known topological phases in one and two dimensions. Being periodically driven quantum systems, their topological description, however, is more complex than that of closed Hamiltonian systems. We map out the topological phases of the particle-hole symmetric one-dimensional discrete-time quantum walk. We find that there is no chiral symmetry in this system: its topology arises from the particle-hole symmetry alone. We calculate the ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ topological invariant in a simple way that is consistent with a general definition for one-dimensional periodically driven quantum systems. These results allow for a transparent interpretation of the edge states on a finite lattice via the the bulk-boundary correspondence. We find that the bulk Floquet operator does not contain all the information needed for the topological invariant. As an illustration to this statement, we show that in the split-step quantum walk, the edges between two bulks with the same Floquet operator can host topologically protected edge states.

arXiv:1208.2143•Physical Review B•Nov 9, 2012•207 citations

Gapless Floquet topology

Gabriel Cardoso, Hsiu-Chung Yeh, Leonid Korneev +2 more

Symmetry-protected topological (SPT) phases in insulators and superconductors are known for their robust edge modes, linked to bulk invariants through the bulk-boundary correspondence. While this principle traditionally applies to gapped phases, recent advances have extended it to gapless systems, where topological edge-states persist even in the absence of a bulk gap. We extend this framework to periodically driven chains with chiral symmetry, revealing the existence of topological edge zero and $\ensuremath{\pi}$ modes despite the lack of bulk gaps in the quasienergy spectrum. By examining the half-period decomposition of chiral evolutions, we construct topological invariants that circumvent the need to define the Floquet Hamiltonian, making them more suitable for generalization to the gapless regime. We provide explicit examples, including generalizations of the Kitaev chain and related spin models, where localized $\ensuremath{\pi}$ modes emerge even when the bulk is gapless at the same quasienergy as the edge modes. We numerically study the effect of interactions, which give a finite lifetime to the edge modes in the thermodynamic limit with the decay rate consistent with Fermi's golden rule.

arXiv:2411.02526•Physical review. B./Physical review. B•Mar 31, 2025•7 citations

Universal driving protocol for symmetry-protected Floquet topological phases

Bastian Höckendorf, Andreas Alvermann, Holger Fehske

Topological systems can exhibit different types of bulk and boundary transport, which are regularly associated with fundamental, nonunitarily realized symmetries. Here, the authors introduce a universal driving protocol for Floquet topological phases with time-reversal, particle-hole, or chiral symmetry. By selectively enforcing or breaking the individual symmetries, the driving protocol manages to implement various topological phases in the same system. Depending on the specific combination of symmetries, these phases feature copropagating as well as symmetry-protected counterpropagating topological boundary states.

arXiv:1906.04149•Physical review. B./Physical review. B•Jun 3, 2019•18 citations

A Z2 invariant for chiral and particle–hole symmetric topological chains

Domenico Monaco, Gabriele Peluso

We define a Z2-valued topological and gauge invariant associated with any one-dimensional, translation-invariant topological insulator that satisfies either particle–hole symmetry or chiral symmetry. The invariant can be computed from the Berry phase associated with a suitable basis of Bloch functions that is compatible with the symmetries. We compute the invariant in the Su–Schrieffer–Heeger model for chiral symmetric insulators and in the Kitaev model for particle–hole symmetric insulators. We show that in both cases, the Z2 invariant predicts the existence of zero-energy boundary states for the corresponding truncated models.

arXiv:2303.08464•Journal of Mathematical Physics•Apr 1, 2023•1 citation

Bosonic topological phases of matter: Bulk-boundary correspondence, symmetry protected topological invariants, and gauging

Apoorv Tiwari, Xiao Chen, Ken Shiozaki +1 more

We analyze $2+1d$ and $3+1d$ bosonic symmetry protected topological (SPT) phases of matter protected by onsite symmetry group $G$ by using dual bulk and boundary approaches. In the bulk, we study an effective field theory, which upon coupling to a background flat $G$ gauge field furnishes a purely topological response theory. The response action evaluated on certain manifolds, with appropriate choice of background gauge field, defines a set of SPT topological invariants. Further, SPTs can be gauged by summing over all isomorphism classes of flat $G$ gauge fields to obtain Dijkgraaf-Witten topological $G$ gauge theories. These topological gauge theories can be ungauged by first introducing and then proliferating defects that spoil the gauge symmetry. This mechanism is related to anyon condensation in $2+1d$ and condensing bosonic gauge charges in $3+1d$. In the dual boundary approach, we study $1+1d$ and $2+1d$ quantum field theories that have $G$ 't-Hooft anomalies that can be precisely canceled by (the response theory of) the corresponding bulk SPT. We show how to construct/compute topological invariants for the bulk SPTs directly from the boundary theories. Further, we sum over boundary partition functions with different background gauge fields to construct $G$ characters that generate topological data for the bulk topological gauge theory. Finally, we study a $2+1d$ quantum field theory with a mixed ${\mathbb{Z}}_{2}^{T/R}\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ anomaly where ${\mathbb{Z}}_{2}^{T/R}$ is time-reversal/reflection symmetry, and the $\text{U}(1)$ could be a 0-form or 1-form symmetry depending on the choice of time reversal/reflection action. We briefly discuss the bulk effective action and topological response for a theory in $3+1d$ that cancels this anomaly. This signals the existence of SPTs in $3+1d$ protected by 0,1-form $\text{U}(1)\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}^{T,R}$.

arXiv:1710.04730•Physical review. B./Physical review. B•Jun 21, 2018•69 citations

Interacting invariants for Floquet phases of fermions in two dimensions

Lukasz Fidkowski, Hoi Chun Po, Andrew C. Potter +1 more

We construct a many-body quantized invariant that sharply distinguishes among two-dimensional nonequilibrium driven phases of interacting fermions. This is an interacting generalization of a band-structure Floquet quasienergy winding number and describes chiral pumping of quantum information along the edge. In particular, our invariant sharply distinguishes between a trivial and anomalous Floquet Anderson insulator in the interacting, many-body localized setting. It also applies more generally to models where only fermion parity is conserved, where it differentiates between trivial models and ones that pump Kitaev Majorana chains to the boundary, such as ones recently introduced in the context of emergent fermions arising from eigenstate ${\mathbb{Z}}_{2}$ topological order. We evaluate our invariant for the edge of such a system with eigenstate ${\mathbb{Z}}_{2}$ topological order, and show that it is necessarily nonzero when the Floquet unitary exchanges electric and magnetic excitations, proving a connection between bulk anyonic symmetry and edge chirality that was recently conjectured.

arXiv:1703.07360•Physical review. B./Physical review. B•Feb 11, 2019•75 citations
We introduce Z2{\mathbb{Z}}_{2}Z2​-valued bulk invariants for symmetry-protected topological phases in 2+12+12+1-dimensional driven quantum systems. These invariants adapt the W3{W}_{3}W3​ invariant, expressed as a sum over degeneracy points of the propagator, to the respective symmetry class of the Floquet-Bloch Hamiltonian. The bulk-boundary correspondence that holds for each invariant relates a nonzero value of the bulk invariant to the existence of symmetry-protected topological boundary states. To demonstrate this correspondence we apply our invariants to a chiral Harper, time-reversal Kane-Mele, and particle-hole symmetric graphene model with periodic driving, where they successfully predict the appearance of boundary states that exist despite the trivial topological character of the Floquet bands. Especially for particle-hole symmetry, the combination of the W3{W}_{3}W3​ and the Z2{\mathbb{Z}}_{2}Z2​ invariants allows us to distinguish between weak and strong topological phases.
Discrete-time quantum walks have been shown to simulate all known topological phases in one and two dimensions. Being periodically driven quantum systems, their topological description, however, is more complex than that of closed Hamiltonian systems. We map out the topological phases of the particle-hole symmetric one-dimensional discrete-time quantum walk. We find that there is no chiral symmetry in this system: its topology arises from the particle-hole symmetry alone. We calculate the ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ topological invariant in a simple way that is consistent with a general definition for one-dimensional periodically driven quantum systems. These results allow for a transparent interpretation of the edge states on a finite lattice via the the bulk-boundary correspondence. We find that the bulk Floquet operator does not contain all the information needed for the topological invariant. As an illustration to this statement, we show that in the split-step quantum walk, the edges between two bulks with the same Floquet operator can host topologically protected edge states.
Symmetry-protected topological (SPT) phases in insulators and superconductors are known for their robust edge modes, linked to bulk invariants through the bulk-boundary correspondence. While this principle traditionally applies to gapped phases, recent advances have extended it to gapless systems, where topological edge-states persist even in the absence of a bulk gap. We extend this framework to periodically driven chains with chiral symmetry, revealing the existence of topological edge zero and $\ensuremath{\pi}$ modes despite the lack of bulk gaps in the quasienergy spectrum. By examining the half-period decomposition of chiral evolutions, we construct topological invariants that circumvent the need to define the Floquet Hamiltonian, making them more suitable for generalization to the gapless regime. We provide explicit examples, including generalizations of the Kitaev chain and related spin models, where localized $\ensuremath{\pi}$ modes emerge even when the bulk is gapless at the same quasienergy as the edge modes. We numerically study the effect of interactions, which give a finite lifetime to the edge modes in the thermodynamic limit with the decay rate consistent with Fermi's golden rule.
Topological systems can exhibit different types of bulk and boundary transport, which are regularly associated with fundamental, nonunitarily realized symmetries. Here, the authors introduce a universal driving protocol for Floquet topological phases with time-reversal, particle-hole, or chiral symmetry. By selectively enforcing or breaking the individual symmetries, the driving protocol manages to implement various topological phases in the same system. Depending on the specific combination of symmetries, these phases feature copropagating as well as symmetry-protected counterpropagating topological boundary states.
We define a Z2-valued topological and gauge invariant associated with any one-dimensional, translation-invariant topological insulator that satisfies either particle–hole symmetry or chiral symmetry. The invariant can be computed from the Berry phase associated with a suitable basis of Bloch functions that is compatible with the symmetries. We compute the invariant in the Su–Schrieffer–Heeger model for chiral symmetric insulators and in the Kitaev model for particle–hole symmetric insulators. We show that in both cases, the Z2 invariant predicts the existence of zero-energy boundary states for the corresponding truncated models.
We analyze 2+1d2+1d2+1d and 3+1d3+1d3+1d bosonic symmetry protected topological (SPT) phases of matter protected by onsite symmetry group GGG by using dual bulk and boundary approaches. In the bulk, we study an effective field theory, which upon coupling to a background flat GGG gauge field furnishes a purely topological response theory. The response action evaluated on certain manifolds, with appropriate choice of background gauge field, defines a set of SPT topological invariants. Further, SPTs can be gauged by summing over all isomorphism classes of flat GGG gauge fields to obtain Dijkgraaf-Witten topological GGG gauge theories. These topological gauge theories can be ungauged by first introducing and then proliferating defects that spoil the gauge symmetry. This mechanism is related to anyon condensation in 2+1d2+1d2+1d and condensing bosonic gauge charges in 3+1d3+1d3+1d. In the dual boundary approach, we study 1+1d1+1d1+1d and 2+1d2+1d2+1d quantum field theories that have GGG 't-Hooft anomalies that can be precisely canceled by (the response theory of) the corresponding bulk SPT. We show how to construct/compute topological invariants for the bulk SPTs directly from the boundary theories. Further, we sum over boundary partition functions with different background gauge fields to construct GGG characters that generate topological data for the bulk topological gauge theory. Finally, we study a 2+1d2+1d2+1d quantum field theory with a mixed ${\mathbb{Z}}_{2}^{T/R}\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ anomaly where Z2T/R{\mathbb{Z}}_{2}^{T/R}Z2T/R​ is time-reversal/reflection symmetry, and the U(1)\text{U}(1)U(1) could be a 0-form or 1-form symmetry depending on the choice of time reversal/reflection action. We briefly discuss the bulk effective action and topological response for a theory in 3+1d3+1d3+1d that cancels this anomaly. This signals the existence of SPTs in 3+1d3+1d3+1d protected by 0,1-form $\text{U}(1)\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}^{T,R}$.
We construct a many-body quantized invariant that sharply distinguishes among two-dimensional nonequilibrium driven phases of interacting fermions. This is an interacting generalization of a band-structure Floquet quasienergy winding number and describes chiral pumping of quantum information along the edge. In particular, our invariant sharply distinguishes between a trivial and anomalous Floquet Anderson insulator in the interacting, many-body localized setting. It also applies more generally to models where only fermion parity is conserved, where it differentiates between trivial models and ones that pump Kitaev Majorana chains to the boundary, such as ones recently introduced in the context of emergent fermions arising from eigenstate Z2{\mathbb{Z}}_{2}Z2​ topological order. We evaluate our invariant for the edge of such a system with eigenstate Z2{\mathbb{Z}}_{2}Z2​ topological order, and show that it is necessarily nonzero when the Floquet unitary exchanges electric and magnetic excitations, proving a connection between bulk anyonic symmetry and edge chirality that was recently conjectured.