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arXiv:1708.00422 · IEEE Transactions on Information Theory

Wiretap Channels With Causal State Information: Strong Secrecy

Te Sun Han, Masahide Sasaki

Published Jun 27, 2019• 22 citations
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Abstract

The coding problem for wiretap channels with causal channel state information available at the encoder and/or the decoder is studied under the strong secrecy criterion. This problem consists of two aspects: one is due to wiretap channel coding and the other is due to one-time pad cipher based on the secret key agreement between Alice and Bob using the channel state information. These two aspects are closely related to each other and give rise to an intriguing tradeoff between exploiting the state to boost secret-message rates versus extracting cryptographic key to improve secrecy capabilities. This issue has yet to be understood how to optimally reconcile the two. We newly devised the “iterative” forward-backward coding scheme, combining wiretap channel coding and secret-key-agreement-based one-time pad cipher. We then established reasonable lower bounds of the secrecy capacity for wiretap channels with causal channel state information available only at the encoder (Theorem 1), which can be easily extended to general cases with various kinds of correlated channel state information at the encoder (Alice), decoder (Bob), and wiretapper (Eve). In particular, for degraded wiretap channels, we give the secret-message (secret-key) capacity bounds (Theorems 2, 4, and 5).

DOI
10.1109/tit.2019.2925611

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Wiretap channels with causal state information: revisited

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The coding problem for wiretap channels with causal channel state information (CSI) available at the encoder (Alice) and/or the decoder (Bob) is studied. We are concerned here particularily with the problem of achievable secret-message secret-key rate pairs under the semantic security criterion. Our main result extends all the previous results on achievable rates as given by Chia and El Gamal [10], Fujita [11], and Han and Sasaki [23]. In order to do this, we first derive a unifying theorem (Theorem 2) with causal CSI at Alice, which follows immediately by leveraging the unifying seminal theorem for wiretap channels with non-causal CSI at Alice as recently established by Bunin et al. [22]. The only thing to do here is just to re-interpret the latter non-causal one in a causal manner. A prominent feature of this approach is that we are able to dispense with the block-Markov encoding scheme as used in the previous works. Also, the exact secret-message key capacity region for wiretap channels with non-causal CSI at both Alice and Bob is given.

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A lower bound on the secrecy capacity of the wiretap channel with state information available causally at both the encoder and decoder is established. The lower bound is shown to be strictly larger than that for the noncausal case by Liu and Chen. Achievability is proved using block Markov coding, Shannon strategy, and key generation from common state information. The state sequence available at the end of each block is used to generate a key, which is used to enhance the transmission rate of the confidential message in the following block. An upper bound on the secrecy capacity when the state is available noncausally at the encoder and decoder is established and is shown to coincide with the lower bound for several classes of wiretap channels with state.

arXiv:1001.2327•Jan 13, 2010•5 citations
The coding problem for wiretap channels with causal channel state information available at the encoder and/or the decoder is studied under the strong secrecy criterion. This problem consists of two aspects: one is due to wiretap channel coding and the other is due to one-time pad cipher based on the secret key agreement between Alice and Bob using the channel state information. These two aspects are closely related to each other and give rise to an intriguing tradeoff between exploiting the state to boost secret-message rates versus extracting cryptographic key to improve secrecy capabilities. This issue has yet to be understood how to optimally reconcile the two. We newly devised the “iterative” forward-backward coding scheme, combining wiretap channel coding and secret-key-agreement-based one-time pad cipher. We then established reasonable lower bounds of the secrecy capacity for wiretap channels with causal channel state information available only at the encoder (Theorem 1), which can be easily extended to general cases with various kinds of correlated channel state information at the encoder (Alice), decoder (Bob), and wiretapper (Eve). In particular, for degraded wiretap channels, we give the secret-message (secret-key) capacity bounds (Theorems 2, 4, and 5).
The coding problem for wiretap channels with causal channel state information (CSI) available at the encoder (Alice) and/or the decoder (Bob) is studied. We are concerned here particularily with the problem of achievable secret-message secret-key rate pairs under the semantic security criterion. Our main result extends all the previous results on achievable rates as given by Chia and El Gamal [10], Fujita [11], and Han and Sasaki [23]. In order to do this, we first derive a unifying theorem (Theorem 2) with causal CSI at Alice, which follows immediately by leveraging the unifying seminal theorem for wiretap channels with non-causal CSI at Alice as recently established by Bunin et al. [22]. The only thing to do here is just to re-interpret the latter non-causal one in a causal manner. A prominent feature of this approach is that we are able to dispense with the block-Markov encoding scheme as used in the previous works. Also, the exact secret-message key capacity region for wiretap channels with non-causal CSI at both Alice and Bob is given.
The security of information is an indispensable element of a communication system when transmitted signals are vulnerable to eavesdropping. This issue is a challenging problem in a wireless network as propagated signals can be easily captured by unauthorized receivers, and so achieving a perfectly secure communication is a desire in such a wiretap channel. On the other hand, cryptographic algorithms usually lack to attain this goal due to the following restrictive assumptions made for their design. First, wiretappers basically have limited computational power and time. Second, each authorized party has often access to a reasonably large sequence of uniform random bits concealed from wiretappers. \nTo guarantee the security of information, Information Theory (IT) offers the following two approaches based on physical-layer security. \nFirst, IT suggests using wiretap (block) codes to securely and reliably transmit messages over a noisy wiretap channel. No confidential common key is usually required for the wiretap codes. The secrecy problem investigates an optimum wiretap code that achieves the secrecy capacity of a given wiretap channel. \nSecond, IT introduces key agreement (block) codes to exchange keys between legitimate parties over a wiretap model. The agreed keys are to be reliable, secure, and (uniformly) random, at least in an asymptotic sense, such that they can be finally employed in symmetric key cryptography for data transmission. The key agreement problem investigates an optimum key agreement code that obtains the key capacity of a given wiretap model. \nIn this thesis, we study the key agreement problem for two wiretap models: a Discrete Memoryless (DM) model and a Gaussian model. Each model consists of a wiretap channel \nparalleled with an authenticated public channel. The wiretap channel is from a transmitter, called Alice, to an authorized receiver, called Bob, and to a wiretapper, called Eve. The Probability Transition Function (PTF) of the wiretap channel is controlled by a random sequence of Channel State Information (CSI), which is assumed to be non-causally available at Alice. The capacity of the public channel is C_P₁∈[0,∞) in the forward direction from Alice to Bob and C_P₂∈[0,∞) in the backward direction from Bob to Alice. For each model, the key capacity as a function of the pair (C_P₁, C_P₂) is denoted by C_K(C_P₁, C_P₂). We investigate the forward key capacity of each model, i.e., C_K(C_P₁, 0) in this thesis. We also study the key generation over the Gaussian model when Eve's channel is less noisy than Bob's. \nIn the DM model, the wiretap channel is a Discrete Memoryless State-dependent Wiretap Channel (DM-SWC) in which Bob and Eve each may also have access to a sequence of Side Information (SI) dependent on the CSI. We establish a Lower Bound (LB) and an Upper Bound (UB) on the forward key capacity of the DM model. When the model is less noisy in Bob's favor, another UB on the forward key capacity is derived. The achievable key agreement code is asymptotically optimum as C_P₁→ ∞. For any given DM model, there also exists a finite capacity C⁰_P₁, which is determined by the DM-SWC, such that the forward key capacity is achievable if C_P₁≥ C⁰_P₁. Moreover, the key generation is saturated at capacity C_P₁= C⁰_P₁, and thus increasing the public channel capacity beyond C⁰_P₁ makes no improvement on the forward key capacity of the DM model. If the CSI is fully known at Bob in addition to Alice, C⁰_P₁=0, and so the public channel has no contribution in key generation when the public channel is in the forward direction. \nThe achievable key agreement code of the DM model exploits both a random generator and the CSI as resources for key generation at Alice. The randomness property of channel states can be employed for key generation, and so the agreed keys depend on the CSI in general. However, a message is independent of the CSI in a secrecy problem. Hence, we justify that the forward key capacity can exceed both the main channel capacity and the secrecy capacity of the DM-SWC. \nIn the Gaussian model, the wiretap channel is a Gaussian State-dependent Wiretap Channel (G-SWC) with Additive White Gaussian Interference (AWGI) having average power Λ. For simplicity, no side information is assumed at Bob and Eve. \nBob's channel and Eve's channel suffer from Additive White Gaussian Noise (AWGN), where the correlation coefficient between noise of Bob's channel and that of Eve's channel is given by ϱ. \nWe prove that the forward key capacity of the Gaussian model is independent of ϱ. Moreover, we establish that the forward key capacity is positive unless Eve's channel is less noisy than Bob's. We also prove that the key capacity of the Gaussian model vanishes if the G-SWC is physically degraded in Eve's favor. However, we justify that obtaining a positive key capacity is feasible even if Eve's channel is less noisy than Bob's according to our achieved LB on the key capacity for case (C_P₁, C_P₂)→ (∞, ∞). Hence, the key capacity of the Gaussian model is a function of ϱ. \nIn this thesis, an LB on the forward key capacity of the Gaussian model is achieved. For a fixed Λ, the achievable key agreement code is optimum for any C_P₁∈[0,∞) in both low Signal-to-Interference Ratio (SIR) and high SIR regimes. We show that the forward key capacity is asymptotically independent of C_P₁ and Λ as the SIR goes to infinity, and thus the public channel and the interference have negligible contributions in key generation in the high SIR regime. On the other hand, the forward key capacity is a function of C_P₁ and Λ in the low SIR regime. Contributions of the interference and the public channel in key generation are significant in the low SIR regime that will be illustrated by simulations. \nThe proposed key agreement code asymptotically achieves the forward key capacity of the Gaussian model for any SIR as C_P₁→ ∞. Hence, C_K(∞,0) is calculated, and it is suggested as a UB on C_K(C_P₁,0). Using simulations, we also compute the minimum required C_P₁ for which the forward key capacity is upper bounded within a given tolerance. \nThe achievable key agreement code is designed based on a generalized version of the Dirty Paper Coding (DPC) in which transmitted signals are correlated with the CSI. The correlation coefficient is to be determined by C_P₁. In contrast to the DM model, the LB on the forward key capacity of a Gaussian model is a strictly increasing function of C_P₁ according to our simulations. This fact is an essential difference between this model and the DM model. \nFor C_P₁=0 and a fixed Λ, the forward key capacity of the Gaussian model exceeds the main channel capacity of the G-SWC in the low SIR regime. By simulations, we show that the interference enhances key generation in the low SIR regime. In this regime, we also justify that the positive effect of the interference on the (forward) key capacity is generally more than its positive effect on the secrecy capacity of the G-SWC, while the interference has no influence on the main channel capacity of the G-SWC.
A lower bound on the secrecy capacity of the wiretap channel with state information available causally at both the encoder and decoder is established. The lower bound is shown to be strictly larger than that for the noncausal case by Liu and Chen. Achievability is proved using block Markov coding, Shannon strategy, and key generation from common state information. The state sequence available at the end of each block is used to generate a key, which is used to enhance the transmission rate of the confidential message in the following block. An upper bound on the secrecy capacity when the state is available noncausally at the encoder and decoder is established and is shown to coincide with the lower bound for several classes of wiretap channels with state.
The coding problem for wiretap channels with causal state information available at the encoder is studied. In particular, we address the wiretap channel only with one-time state information (instead of the usual causal state information up to present) in the sense that the one-time encoder uses only the current state information Sk at each time k to establish the secrecy capacity formula under the δ-strong secrecy criterion. The coding problem for wiretap channels with one-time channel state information available at the encoder under cost constraints is also studied and lower bounds on the “δ-strong” secrecy capacity given cost are also demonstrated.
The coding problem for wiretap channels (WTCs) with causal and/or non-causal channel state information (CSI) available at the encoder (Alice) and/or the decoder (Bob) is studied, particularly focusing on achievable secret-message secret-key (SM-SK) rate pairs under the semantic security criterion. One of our main results is summarized as Theorem 3 on causal inner bounds for SM-SK rate pairs, which follows immediately by leveraging the unified seminal theorem for WTCs with non-causal CSI at Alice that has been recently established by Bunin et al.. The only thing to do here is just to re-interpret the latter non-causal scheme in a causal manner by restricting the range of auxiliary random variables appearing in non-causal encoding to a subclass of auxiliary random variables for the causal encoder. This technique is referred to as “plugging.” Then, we are able to dispense with the block-Markov encoding scheme used in the previous works by Chia and El Gamal, Fujita, and Han and Sasaki and then extend all the known results on achievable rates. The other main results include the exact SM-SK capacity region for WTCs with non-causal CSI at “both” Alice and Bob (Theorem 2), a “tighter” causal SM-SK outer bound for state-reproducing coding schemes with CSI at Alice (Proposition 4), and the exact SM-SK capacity region for degraded WTCs with causal/non-causal CSI at both Alice and Bob (Theorem 4).
A lower bound on the secrecy capacity of the wiretap channel with state information available causally at both the encoder and decoder is established. The lower bound is shown to be strictly larger than that for the noncausal case by Liu and Chen. Achievability is proved using block Markov coding, Shannon strategy, and key generation from common state information. The state sequence available at the end of each block is used to generate a key, which is used to enhance the transmission rate of the confidential message in the following block. An upper bound on the secrecy capacity when the state is available noncausally at the encoder and decoder is established and is shown to coincide with the lower bound for several classes of wiretap channels with state.