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arXiv:1708.00137 · Quantum

Causation does not explain contextuality

Sally Shrapnel, Fabio Costa

Published May 18, 2018• 30 citations
arXivHTMLPDF

Abstract

Realist interpretations of quantum mechanics presuppose the existence of elements of reality that are independent of the actions used to reveal them. Such a view is challenged by several no-go theorems that show quantum correlations cannot be explained by non-contextual ontological models, where physical properties are assumed to exist prior to and independently of the act of measurement. However, all such contextuality proofs assume a traditional notion of causal structure, where causal influence flows from past to future according to ordinary dynamical laws. This leaves open the question of whether the apparent contextuality of quantum mechanics is simply the signature of some exotic causal structure, where the future might affect the past or distant systems might get correlated due to non-local constraints. Here we show that quantum predictions require a deeper form of contextuality: even allowing for arbitrary causal structure, no model can explain quantum correlations from non-contextual ontological properties of the world, be they initial states, dynamical laws, or global constraints.

DOI
10.22331/q-2018-05-18-63

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Ontological models of quantum theory are models that assume ontic states and reproduce all the predictions of quantum theory. An important question is how ontic states correspond to quantum states in quantum theory. In order to frame the question accurately, we need the notion of an epistemic state, which represents the relation between them. Suppose we prepare a physical system in a quantum state 1⁄4. Although the system is uniquely specified as 1⁄4 in quantum theory, there still remains a possibility that it allows a more detailed specification in the ontic state space, in which case many different ontic states turn out to be consistent with 1⁄4. The relation between ontic states and the preparation procedure, P1⁄4, is described by a conditional probability distribution over the ontic state space, pð jP1⁄4Þ, which we refer to as an epistemic state. In general, the preparation P can be a preparation of a physical system in a mixed sate. 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Realist interpretations of quantum mechanics presuppose the existence of elements of reality that are independent of the actions used to reveal them. Such a view is challenged by several no-go theorems that show quantum correlations cannot be explained by non-contextual ontological models, where physical properties are assumed to exist prior to and independently of the act of measurement. However, all such contextuality proofs assume a traditional notion of causal structure, where causal influence flows from past to future according to ordinary dynamical laws. This leaves open the question of whether the apparent contextuality of quantum mechanics is simply the signature of some exotic causal structure, where the future might affect the past or distant systems might get correlated due to non-local constraints. Here we show that quantum predictions require a deeper form of contextuality: even allowing for arbitrary causal structure, no model can explain quantum correlations from non-contextual ontological properties of the world, be they initial states, dynamical laws, or global constraints.
For Kant causality is an a priori category of the understanding, a necessary condition for the possibility of any experience. Later Wittgenstein’s philosophy rejects transcendentalism. We can only speak of causes and effects if in some basic situations, or ‘language games’, we already treat some things as causes of what happens. Since the notion of cause becomes meaningful only within a language game, it is not unambiguous. Quantum causal language games presuppose the use of quantum theory. We treat the latter as Wittgenstein’s grammar of a quantum form of life’, or rule (norm), anchored in its applications — quantum phenomena as language games. Quantum correlations are often interpreted as a manifestation of the nonlocality of quantum mechanics. This is a view of quantum phenomena from the perspective of classical physics. Our contextual point of view rejects the nonlocality of quantum theory in the sense of instantaneous causal influence at a distance. But it does not admit its locality in the sense of classical causality either. We introduce the notion of quantum causality which allows us to treat quantum correlations as local, but context-dependent. Their formal cause is an entangled wave function. Any particular quantum correlation, identifiable in a context of its observation as a result of the wave function reduction, post factum can be treated as a classical causal correlation. From the point of view of the proposed contextual quantum realism, epistemology is secondary, and ontology is sensitive to context. Quantum correlations exist (are real) before application of the theory, independently of their identification (description, measurement), but have no identity, which appears only as a result of application of the theory and their identification in the context. In other words, they are real, but not pre-determined, not autonomous.
We propose a non-contextual hidden variable model, consistent with all predictions of quantum mechanics (QM). A careful scrutiny of consistency requirements of any hidden variable model with quantum mechanics and the corresponding no-go theorems, leads us to the conclusion that the notion of contextuality is not a necessary feature of QM. The alternative view that emerges, hinges on identifying a new classical property which we call multiplicativity. It turns out that by relaxing this condition of multiplicativity on hidden variable models, they can be made consistent with QM. The connection of non-multiplicativity to Bohm's model and to apparent contextuality is also discussed.
The presence of contextuality in quantum theory was first highlighted by Bell, Kochen and Specker, who discovered that for quantum systems of three or more dimensions, measurements could not be viewed as deterministically revealing pre-existing properties of the system. More precisely, no model can assign deterministic outcomes to the projectors of a quantum measurement in a way that depends only on the projector and not the context (the full set of projectors) in which it appeared, despite the fact that the Born rule probabilities associated with projectors are independent of the context. A more general, operational definition of contextuality introduced by Spekkens, which we will term 'probabilistic contextuality', drops the assumption of determinism and allows for operations other than measurements to be considered contextual. Even two-dimensional quantum mechanics can be shown to be contextual under this generalised notion. Probabilistic noncontextuality represents the postulate that elements of an operational theory that cannot be distinguished from each other based on the statistics of arbitrarily many repeated experiments (they give rise to the same operational probabilities) are ontologically identical. In this paper, we introduce a framework that enables us to distinguish between different noncontextuality assumptions in terms of the relationships between the ontological representations of objects in the theory given a certain relation between their operational representations. This framework can be used to motivate and define a 'possibilistic' analogue, encapsulating the idea that elements of an operational theory that cannot be unambiguously distinguished operationally can also not be unambiguously distinguished ontologically. We then prove that possibilistic noncontextuality is equivalent to an alternative notion of noncontextuality proposed by Hardy. Finally, we demonstrate that these weaker noncontextuality assumptions are sufficient to prove alternative versions of known 'no-go' theorems that constrain ψ -epistemic models for quantum mechanics.
In his article in Science, Nicolas Gisin claimed that quantum correlations emerge from outside space–time. We explainthat they are due to space-time symmetries. This paper is a critical review of metaphysical conclusions found in many recent articles. It advocates the importance of contextuality, Einstein -causality and global symmetries. Bell tests allow only rejecting probabilistic coupling provided by a local hidden variable model, but they do not justify metaphysical speculations about quantum nonlocality and objects which know about each other’s state, even when separated by large distances. The violation of Bell inequalities in physics and in cognitive science can be explained using the notion of Bohr- contextuality. If contextual variables, describing varying experimental contexts, are correctly incorporated into a probabilistic model, then the Bell–CHSH inequalities cannot be proven and nonlocal correlations may be explained in an intuitive way. We also elucidate the meaning of statistical independence assumption incorrectly called free choice, measurement independence or no- conspiracy. Since correlation does not imply causation, the violation of statistical independence should be called contextuality; it does not restrict the experimenter’s freedom of choice. Therefore, contrary to what is believed, closing the freedom-of choice loophole does not close the contextuality loophole.
Quantum nonlocality has been a long-standing and fascinating problem in the foundations of quantum theory since its proof by the Bell inequality. It seems to contradict our intuitive picture of space-time and thus urges us to reconsider its foundation. With the advent of quantum information science, it has attracted renewed interest from a fundamental point of view as well as from a quantum information-theoretic one. Another fundamental question on the nature of quantum theory is how we understand what quantum states represent. (Quantum states hereafter refer to pure states.) This is also a long-standing problem since the early days of quantum theory. Roughly speaking, there are two conflicting views on this matter: one is ontology and the other is epistemology. Ontological models of quantum theory are models in which we assume some underlying reality for physical systems and require that all the predictions of quantum theory should be reproduced. The ontological models are divided into two categories, depending on which views the models are based on, ontology or epistemology. In the models based on ontology, quantum states represent the underlying reality in some sense, and different quantum states correspond to different realities. In the models based on epistemology, quantum states do not necessarily correspond to the underlying realities, and even different quantum states can be consistent with a common underlying reality. The former type of ontological models of quantum theory is called 1⁄4-ontic. The latter is called 1⁄4-epistemic. Thus, it might be rather confusing that ontological models are classified further into 1⁄4-ontic models and 1⁄4-epistemic ones. We use these terms here in accordance with the recent literature on quantum foundations. (For details of these notions in the ontological models of quantum theory, see the paper by Harrigan and Spekkens.) Quite recently, the question just mentioned has been answered by Pusey et al., and one of the above models has been refuted. It was shown that 1⁄4-epistemic models are inconsistent with the predictions of quantum theory. In other words, epistemological views on quantum states turned out to be false as long as we assume some underlying reality for physical systems. Therefore, only 1⁄4-ontic models of quantum theory are valid for describing quantum systems. This significantly advances our understanding on the nature of quantum states. It is expected that various conclusions will be drawn from this fact. In this paper, we will discuss a connection with nonlocality. The above two fundamental questions, nonlocality and the nature of quantum states, are intimately connected, and the connection was first implicitly recognised by Einstein in the early days of quantum theory. In a private correspondence with Schrodinger, Einstein constructed a fascinating argument that relates the above two. (That argument is distinctly different from the well-known EPR argument.) Recently, it was revisited and reconstructed in accordance with more rigorous notions in quantum foundations. Nonlocality is usually shown by violations of Bell inequalities. (Bell inequalities hereafter include all the subsequent developments such as the CHSH inequality.) Even if it is not clear whether the models of quantum theory are 1⁄4-ontic or 1⁄4-epistemic, we can prove nonlocality just by showing the violation of Bell inequalities. However, the above argument originated by Einstein implies that if we know the models are 1⁄4-ontic in advance (as we do now), we can prove nonlocality in a simpler way without Bell inequalities. (This argument had been known in quantum foundations before the refutation of 1⁄4-epistemic models.) Nonlocality is rigorously defined as a violation of the notion of local causality defined by Bell. Showing the violation of Bell inequalities is one way of demonstrating the violation of local causality. Since the simpler proof initiated by Einstein directly demonstrates the violation of local causality, it is a more straightforward proof of nonlocality from a conceptual point of view. In the following, we will see that this simple argument of nonlocality without Bell inequalities can be used to show multipartite nonlocality as well. Before moving onto multipartite cases, first let us define the necessary notions for presenting our result. First of all, we assume that there exists a complete specification of the properties of a physical system, which we refer to as the ontic state of that system. The ontic states represent the underlying realities and are not necessarily equal to ordinary quantum states. (In other words, the ontic states correspond to hidden variables.) Ontological models of quantum theory are models that assume ontic states and reproduce all the predictions of quantum theory. An important question is how ontic states correspond to quantum states in quantum theory. In order to frame the question accurately, we need the notion of an epistemic state, which represents the relation between them. Suppose we prepare a physical system in a quantum state 1⁄4. Although the system is uniquely specified as 1⁄4 in quantum theory, there still remains a possibility that it allows a more detailed specification in the ontic state space, in which case many different ontic states turn out to be consistent with 1⁄4. The relation between ontic states and the preparation procedure, P1⁄4, is described by a conditional probability distribution over the ontic state space, pð jP1⁄4Þ, which we refer to as an epistemic state. In general, the preparation P can be a preparation of a physical system in a mixed sate. Unless there exists a one-to-one correspondence between ontic states and quantum states, the probability distribution spreads over . (See Fig. 1.) The question of whether an ontological model is 1⁄4-ontic or 1⁄4-epistemic is concerned with the behaviour of the epistemic states for two distinct preparations of quantum states. Consider two distinct preparations of quantum states, Journal of the Physical Society of Japan 82 (2013) 055003
It has been claimed that quantum mechanics is a non-local theory, i.e., that the predictions of quantum mechanics are at odds with a conception of the world where all the interactions are mediated by local mechanisms. The cited reason is the violation of the Bell inequality in cases where measurements are performed on quantum systems of particles that have interacted in the past. Quantum mechanics predicts that the state of the particles in such a system are correlated, a result obtained from considering a thought-experiment often known as EPR. In this thesis, I will argue that the violation of the Bell inequality in EPR forces us to either accept that causes sometimes act both backwards and forwards in time, or give up some widely-held assumptions about causal relations or the role of causal explanations. First, I will present three principles regarding causality that I take be widely accepted. I will then present the background for the claim the quantum mechanics is a non-local theory, and discuss the implications of non-local causal influences in light of the Special Theory of Relativity. One argument against a causal explanation of the EPR-correlations will be discussed, and different models for the causal structure of EPR will be assessed. I will argue that a retrocausal model – models that include instances of retrocausation, where the direction of causation is the opposite of the direction of time – is the only viable option if we want to uphold the three principles presented in chapter 1. I will discuss the plausibility of rejecting one of these principles, and argue that at least one of the can be restricted in a way that still accounts for our commitment to it. Finally, I will assess the non-local models against the retrocausal models, and argue that a retrocausal model offers interpretational advantages over the non-local alternatives.