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arXiv:1707.03298

Non-Hermitian Quantum Physics of Open Systems

I. Rotter

Published Jul 11, 2017• 1 citation
arXivHTMLPDF

Abstract

Information on quantum systems can be obtained only when they are open (or opened) in relation to a certain environment. As a matter of fact, realistic open quantum systems appear in very different shape. We sketch the theoretical description of open quantum systems by means of a projection operator formalism elaborated many years ago, and applied by now to the description of different open quantum systems. The Hamiltonian describing the open quantum system is non-Hermitian. Most studied are the eigenvalues of the non-Hermitian Hamiltonian of many-particle systems embedded in one environment. We point to the unsolved problems of this method when applied to the description of realistic many-body systems. We then underline the role played by the eigenfunctions of the non-Hermitian Hamiltonian. Very interesting results originate from the fluctuations of the eigenfunctions in systems with gain and loss of excitons. They occur with an efficiency of nearly 100\%. An example is the photosynthesis.

DOI
10.48550/arxiv.1707.03298

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Information on quantum systems can be obtained only when they are open (or opened) in relation to a certain environment. As a matter of fact, realistic open quantum systems appear in very different shape. We sketch the theoretical description of open quantum systems by means of a projection operator formalism elaborated many years ago, and applied by now to the description of different open quantum systems. The Hamiltonian describing the open quantum system is non-Hermitian. Most studied are the eigenvalues of the non-Hermitian Hamiltonian of many-particle systems embedded in one environment. We point to the unsolved problems of this method when applied to the description of realistic many-body systems. We then underline the role played by the eigenfunctions of the non-Hermitian Hamiltonian. Very interesting results originate from the fluctuations of the eigenfunctions in systems with gain and loss of excitons. They occur with an efficiency of nearly 100%. An example is the photosynthesis.
Non-Hermitian quantum physics is used successfully for the description of different puzzling experimental results, which are observed in open quantum systems. Mostly, the influence of exceptional points on the dynamical properties of the system is studied. At these points, two complex eigenvalues Ei≡Ei+iΓi/2 of the non-Hermitian Hamiltonian H coalesce (where Ei is the energy and Γi is the inverse lifetime of the state i ). We show that also the eigenfunctions Φi of the two states play an important role, sometimes even the dominant one. Besides exceptional points, other critical points exist in non-Hermitian quantum physics. At these points a=acr in the parameter space, the biorthogonal eigenfunctions of H become orthogonal. For illustration, we show characteristic numerical results.
The dynamics of open quantum systems is determined by avoided and true crossings of eigenvalue trajectories of a non-Hermitian Hamiltonian. The phases of the eigenfunctions are not rigid so that environmentally induced spectroscopic redistribution processes may take place and a dynamical phase transition may occur. Due to the formal equivalence between the quantum mechanical Schrödinger equation and the optical wave equation in PT symmetric lattices, the dynamics of the system is determined also in this case by avoided and true crossings of eigenvalue trajectories of the non-Hermitian Hamiltonian. In contrast to the eigenvalues characterizing an open quantum system, the eigenvalues describing the PT symmetric optical lattice are real as long as the influence of the environment (lattice) onto the optical wave equation is small. In the regime of avoided level crossings, the symmetry is destroyed, the eigenvalues become complex and a dynamical phase transition occurs similar as in the open quantum system. The redistribution processes in the regime of avoided level crossings allow to design systems with desired properties in a broad parameter range.
The aim of the paper is to study the question whether or not equilibrium states exist in open quantum systems that are embedded in at least two environments and are described by a non-Hermitian Hamilton operator H\cal HH. The eigenfunctions of H\cal HH contain the influence of exceptional points (EPs) as well as that of external mixing (EM) of the states via the environment. As a result, equilibrium states exist (far from EPs). They are different from those of the corresponding closed system. Their wavefunctions are orthogonal although the Hamiltonian is non-Hermitian.
The aim of this paper is to study the question of whether or not equilibrium states exist in open quantum systems that are embedded in at least two environments and are described by a non-Hermitian Hamilton operator H . The eigenfunctions of H contain the influence of exceptional points (EPs) and external mixing (EM) of the states via the environment. As a result, equilibrium states exist (far from EPs). They are different from those of the corresponding closed system. Their wavefunctions are orthogonal even though the Hamiltonian is non-Hermitian.
The non-Hermitian formalism is used at present in many papers for the description of open quantum systems. A special language developed in this field of physics which makes it difficult for many physicists to follow and to understand the corresponding papers. We show that the characteristic features of the non-Hermitian formalism are nothing but nonlinearities that may appear in the equations when the Hamiltonian is non-Hermitian. They are related directly to singular points (called mostly exceptional points, EPs). At low level density, they may cause counterintuitive physical results which allow us to explain some puzzling experimental results. At high level density, they determine the dynamics of the system.
We review analyses of open quantum systems. We show how non-Hermiticity arises in an open quantum system with an infinite environment, focusing on the one-body problem. One of the reasons for taking the present approach is that we can solve the problem completely, making it easier to see the structures of problems involving open quantum systems. We show that this results in the discovery of a new complete set, which is one of the main topics of the present article. Another reason for focusing on the one-body problem is that the theory permits the strong coupling between the system and the environment. In the current research landscape, it is valuable to revisit the one-body problem for open quantum systems, which can be solved accurately for arbitrary strengths of the system-environment couplings. A rigorous understanding of the problem structures in the present approach will be helpful when we tackle problems with many-body interactions. First, we consider potential scattering and directly define the resonant state as an eigenstate of the Schrödinger equation under the Siegert outgoing boundary condition. We show that the resonant eigenstate can have a complex energy eigenvalue, even though the Hamiltonian is seemingly Hermitian. Second, we introduce the Feshbach formalism, which eliminates the infinite degrees of freedom of the environment and represents its effect as a complex potential. The resulting effective Hamiltonian is explicitly non-Hermitian. By unifying these two ways of defining resonant states, we obtain a new complete set of bases for the scattering problem that contains all discrete eigenstates, including resonant states. We finally mention the non-Markovian dynamics of open quantum systems. We emphasize the time-reversal symmetry of the dynamics that continuously connects the past and the future. We can capture it using the new complete set that we develop here.