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arXiv:1707.00593 · Physical review. B./Physical review. B

Open quantum systems, effective Hamiltonians, and device characterization

S. N. A. Duffus, V. M. Dwyer, M. J. Everitt

Published Oct 27, 2017• 5 citations
arXivHTMLPDF

Abstract

High fidelity models, which are able to both support accurate device characterization and correctly account for environmental effects, are crucial to the engineering of scalable quantum technologies. As it ensures positivity of the density matrix, one preferred model of open systems describes the dynamics with a master equation in Lindblad form. In practice, Linblad operators are rarely derived from first principles, and often a particular form of annihilator is assumed. This results in dynamical models that miss those additional terms which must generally be added for the master equation to assume the Lindblad form, together with the other concomitant terms that must be assimilated into an effective Hamiltonian to produce the correct free evolution. In first principles derivations, such additional terms are often canceled (or countered), frequently in a somewhat ad hoc manner, leading to a number of competing models. Whilst the implications of this paper are quite general, to illustrate the point we focus here on an example anharmonic system; specifically that of a superconducting quantum interference device (SQUID) coupled to an Ohmic bath. The resulting master equation implies that the environment has a significant impact on the system's energy; we discuss the prospect of keeping or canceling this impact and note that, for the SQUID, monitoring the magnetic susceptibility under control of the capacitive coupling strength and the externally applied flux results in experimentally measurable differences between a number of these models. In particular, one should be able to determine whether a squeezing term of the form $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{X}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{P}+\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{P}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{X}$ should be present in the effective Hamiltonian or not. If model generation is not performed correctly, device characterization will be prone to systemic errors.

DOI
10.1103/physrevb.96.134520

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High fidelity models, which are able to both support accurate device characterization and correctly account for environmental effects, are crucial to the engineering of scalable quantum technologies. As it ensures positivity of the density matrix, one preferred model of open systems describes the dynamics with a master equation in Lindblad form. In practice, Linblad operators are rarely derived from first principles, and often a particular form of annihilator is assumed. This results in dynamical models that miss those additional terms which must generally be added for the master equation to assume the Lindblad form, together with the other concomitant terms that must be assimilated into an effective Hamiltonian to produce the correct free evolution. In first principles derivations, such additional terms are often canceled (or countered), frequently in a somewhat ad hoc manner, leading to a number of competing models. Whilst the implications of this paper are quite general, to illustrate the point we focus here on an example anharmonic system; specifically that of a superconducting quantum interference device (SQUID) coupled to an Ohmic bath. The resulting master equation implies that the environment has a significant impact on the system's energy; we discuss the prospect of keeping or canceling this impact and note that, for the SQUID, monitoring the magnetic susceptibility under control of the capacitive coupling strength and the externally applied flux results in experimentally measurable differences between a number of these models. In particular, one should be able to determine whether a squeezing term of the form X\ifmmode^\elseˆ\fiP\ifmmode^\elseˆ\fi+P\ifmmode^\elseˆ\fiX\ifmmode^\elseˆ\fi\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{X}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{P}+\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{P}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{X}X\ifmmode^\elseˆ\fi​P\ifmmode^\elseˆ\fi​+P\ifmmode^\elseˆ\fi​X\ifmmode^\elseˆ\fi​ should be present in the effective Hamiltonian or not. If model generation is not performed correctly, device characterization will be prone to systemic errors.
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The quantum master equation is a widespread approach to describing open quantum system dynamics. In this approach, the effect of the environment on the system evolution is entirely captured by the dynamical generator, providing a compact and versatile description. However, care needs to be taken when several noise processes act simultaneously or the Hamiltonian evolution of the system is modified. Here, we show that generators can be added at the master equation level without compromising physicality only under restrictive conditions. Moreover, even when adding generators results in legitimate dynamics, this does not generally correspond to the true evolution of the system. We establish a general condition under which direct addition of dynamical generators is justified, showing that it is ensured under weak coupling and for settings where the free system Hamiltonian and all system-environment interactions commute. In all other cases, we demonstrate by counterexamples that the exact evolution derived microscopically cannot be guaranteed to coincide with the dynamics naively obtained by adding the generators.
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The Lindblad theory of open quantum systems has been successfully applied in various fields ranging from quantum optics, condensed matter physics, and quantum thermodynamics to quantum chemistry. Nevertheless, there are situations where we can compare its predictions to those of exact methods or numerically exact results and find discrepancies between them. One example is the case where a single harmonic oscillator is coupled to a thermal bath of independent harmonic oscillators. In this case, for certain parameters, the exact master equation describes equilibration of the system to a thermal state with a temperature different from the one predicted by the Lindblad master equation. The Lindblad theory, based on a weak coupling between the system and environment as well as the Born-Markov approximation, predicts that the system will evolve to a thermal state whose temperature is equal to the initial temperature of the bath. This result is a consequence of the Born approximation, which supposes that throughout the evolution, the bath only fluctuates around its initial equilibrium state. In this master thesis we study the validity of the Born approximation as well as its consistency with other approximations. By starting from a Hamiltonian for the total system we show that, if the the Born approximation is not invoked, the dynamics of the system is determined by a hierarchy of equations for matrices which can be used to reconstruct the reduced density matrix of the system. This hierarchy approach is fundamentally different from the standard approach, which describes the system dynamics with a weak-coupling master equation, because the hierarchy does not restrict the amount of entanglement possible between the system and the environment. Furthermore, we show how invoking the Born approximation reduces to the usual result and how a generalised ansatz, which we refer to as a generalised Born approximation, reduces the hierarchy to a master equation where the bath temperature is an additional degree of freedom. Finally, we analyse the conservation of the energy of the total system and its relationship to the Markov and secular approximations, and discuss whether imposing it as a condition can fix the time-dependent temperature.
Understanding system-environment correlations in open quantum systems is vital for various quantum information and technology applications. However, these correlations are often overlooked or hidden in derivations of open-quantum-system master equations, especially when applying the Born approximation. To address this issue, given a microscopic model, we demonstrate how to retain system-environment correlation within commonly used master equations, such as the Markovian Lindblad, Redfield, second-order time convolutionless, second-order Nakajima-Zwanzig, and second-order universal Lindblad-like equations. We show that each master equation corresponds to a particular approximation on the system-environment correlation operator. In particular, our analysis exposes the form of the hidden system-environment correlation in the Markovian Lindblad equation derived using the Born approximation. We also identify that the processes leading to the Redfield equation yield an inaccurate initial-time system-environment correlation approximation. By fixing this problem, we propose a corrected Redfield equation with an improved prediction for early stages of the time evolution. We further illustrate our results in two examples, which imply that the second-order universal Lindblad-like equation captures correlation more accurately than the other standard master equations. Published by the American Physical Society 2024
The majority of quantum open system models in the literature are simplistic in the sense that they only explicitly account for that part of the environment that directly interacts with the system of interest. A quantum open system with an open environment is examined using the projection operator method in the weak coupling limit. The openness of environment is modelled by nonunitary evolution of the Lindblad form. Under certain conditions, the resulting master equation for the system is insensitive to the initial state of the environment and to initial entanglements between the system and environment for time scales greater than the environment relaxation timescales. For the particular case of an environment consisting of a harmonic oscillator bath, the resulting master equations are demonstrated to have the algebraic form for completely positive evolution. The open environment model is illustrated for the particular case of a system linearly coupled to an oscillator bath.