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arXiv:1706.06499 · Physical review. B./Physical review. B

Splitting of electrons and violation of the Luttinger sum rule

Eoin Quinn

Published Mar 15, 2018• 6 citations
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Abstract

We obtain a controlled description of a strongly correlated regime of electronic behavior. We begin by arguing that there are two ways to characterize the electronic degree of freedom, either by the canonical fermion algebra or the graded Lie algebra $\mathfrak{su}(2|2)$. The first underlies the Fermi liquid description of correlated matter, and we identify a regime governed by the latter. We exploit an exceptional central extension of $\mathfrak{su}(2|2)$ to employ a perturbative scheme recently developed by Shastry and obtain a series of successive approximations for the electronic Green's function. We then focus on the leading approximation, which reveals a splitting in two of the electronic dispersion. The Luttinger sum rule is violated, and a Mott metal-insulator transition is exhibited. We offer a perspective.

DOI
10.1103/physrevb.97.115134

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We obtain a controlled description of a strongly correlated regime of electronic behavior. We begin by arguing that there are two ways to characterize the electronic degree of freedom, either by the canonical fermion algebra or the graded Lie algebra su(2∣2)\mathfrak{su}(2|2)su(2∣2). The first underlies the Fermi liquid description of correlated matter, and we identify a regime governed by the latter. We exploit an exceptional central extension of su(2∣2)\mathfrak{su}(2|2)su(2∣2) to employ a perturbative scheme recently developed by Shastry and obtain a series of successive approximations for the electronic Green's function. We then focus on the leading approximation, which reveals a splitting in two of the electronic dispersion. The Luttinger sum rule is violated, and a Mott metal-insulator transition is exhibited. We offer a perspective.
The Fermi liquid theory is a central concept in modern condensed matter physics used to describe conventional metals. A state of this universality class consists of well-defined quasiparticles, which occupy a finite number of states within a Fermi volume defined in momentum space. According to the Luttinger’s theorem, such a state encloses a Fermi volume proportional to the electron density modulo the filled bands if no symmetry is broken. In the past decades strong deviations from Fermi liquid theory have been observed in the scaling behavior of thermodynamic observables in different materials, among which are for instance cuprates and iron pnictides. This thesis is about two prototypical systems that can not be described by Fermi liquid theory. The first part of this work investigates two-dimensional effective models, which are in a Mott insulating state at half-filling and have a finite conductivity when doped with holes. In such a Mott insulating state, the charge carriers are strongly localized due to the Coulomb repulsion. Hence, strong correlations are assumed to have a strong impact on the formation of the ground state, also in the regime of small hole concentration. In a first project we have used a so-called spinon dopon mean-field theory to represent the two-dimensional Fermi-Hubbard model with strong on-site repulsive interaction in effective degrees of freedom, in which the holes can be embedded into a quantum spin liquid. The corresponding SU(2) invariant ground state belongs to the class of fractionalized Fermi liquids. In a second project we investigate a quantum dimer model, an effective model based on a Hilbert space spanned by short range singlets and bound states of holes and spins. The focus here is on the calculation of the hole-part of the electron spectral function by using exact diagonalization and its comparison with two analytic methods, a diagrammatic computation based on the Bethe-Salpeter equation and a so-called two-mode approximation. The electron spectral function shows a similar analytic form in momentum space between nodal and antinodal point when compared to results from photoemission spectroscopy experiments on cuprates. Furthermore, in a subsequent work we calculate the exact ground state of the quantum dimer model along a certain parameter line. In order to analyze the behavior of the elctron spectral function when increasing the density of holes, we investigate the Fermi-Hubbard model in a current project using a dynamical mean-field approach. To solve the 4-site cluster impurity problem, we use a numerical renormalization group approach. However, numerical limitations force us to restrict the analysis to spin-polarized baths. According to the spectral data, the system is similar to the SU(2) invariant case at half-filling in a Mott insulating state and posseses a momentum-selective energy gap at finite doping. The topology of the Fermi surface shows a Lifshitz transition when increasing the hole concentration. Here, the curvature of the Fermi surface changes from electron- to hole-like. For comparison we apply the dynamical mean-field theory also to the quantum dimer model and observe that the electron spectral functions at finite doping are qualitatively similar to that of the two-dimensional Fermi-Hubbard model. The second half of the work is about Tomonaga-Luttinger liquid theory, which is used to describe the low-energy effective degrees of freedom of one-dimensional systems. Here, we first discuss a conceptional extension of the operator-based bosonization theory for one-dimensional systems. This extension is especially suited for inhomogeneous one-dimensional systems. First, we investigate a one-dimensional system with a local interation potential and compute an exact solution of the single particle propagator at T = 0. The critical exponent of the single particle propagator has an unconventional form as a function of the microscopic Tomonaga-Luttinger parameters, which is not covered by the original Luttinger paradigm postulated by F. Duncan M. Haldane. In a second project on one-dimensional systems, we study the impact of scattering processes among bosonic low-energy excitations on the thermalization process. Such scattering processes are irrelevant on large length scales, however strongly affect the dynamics. In our analytic analysis we focus on a experimental setup, where a one-dimensional Bose gas is instantaneously splitted in two identical, however strongly correlated, halves of one-dimensional electronic systems. In the following, the corresponding non-equilibrium state runs through multiple regimes in time, such as a metastable prethermalization regime. However, above a certain threshold in time such scattering processes cause an effective thermalization of the system. In order to demonstrate this, we compute the kinetic equation in the Keldysh field integral formalism from a diagrammatic expansion based on a self-consistent Born approximation.
We propose an algebraic framework for the strange metal regime of strongly correlated electrons. We show that the exceptional superconformal algebra D(2,1;α)D(2,1;α)D(2,1;α) admits two distinct contractions of its conformal sector: one to a pair of canonical fermions, the underlying degrees of freedom of the Landau--Fermi liquid (LFL), and one to the algebra of Hubbard operators, which characterise a distinct metallic regime, the Hubbard--Fermi liquid (HFL). We argue that competition between these two metallic states drives the emergence of the strange metal as a 0+10+10+1D superconformal bath. We analyse the resulting thermodynamics, and at leading order obtain a parameter-free prediction, 4π2γ−1=χs−1+χc−14π^2γ^{-1} =χ_s^{-1} + χ_c^{-1}4π2γ−1=χs−1​+χc−1​, relating the Sommerfeld coefficient to the static spin and charge susceptibilities. We further show that the LFL-HFL transition is discontinuous at low temperature, forced by an algebraic constraint on the Hubbard contraction, and map out the resulting phase diagram. We connect the framework to microscopic lattice models and to the phenomenology of correlated insulators.
Extreme correlations arise as the limit of strong correlations, when the local interaction constant UUU goes to infinity. This singular limit transforms canonical fermions to noncanonical Hubbard-type operators with a specific graded Lie algebra replacing the standard anticommutators. We are forced to deal with a fundamentally different and more complex lattice field theory. We study the $t\text{\ensuremath{-}}J$ model, embodying such extreme correlations. We formulate the picture of an extremely correlated electron liquid, generalizing the standard Fermi liquid. This quantum liquid breaks no symmetries, and has specific signatures in various physical properties, such as the Fermi-surface volume and the narrowing of electronic bands by spin- and density-correlation functions. We use Schwinger's source field idea to generate equations for the Green's function for the Hubbard operators. A local (matrix) scale transformation in the time domain to a quasiparticle Green's function is found to be optimal. This transformation allows us to generate vertex functions that are guaranteed to reduce to the bare values for high frequencies, i.e., are ``asymptotically free.'' The quasiparticles are fractionally charged objects, and we find an exact Schwinger-Dyson equation for their Green's function, i.e., the self-energy is given explicitly in terms of the singlet and triplet particle-hole vertex functions. We find a hierarchy of equations for the vertex functions, and further we obtain Ward identities so that systematic approximations are feasible. An expansion in terms of the density of holes measured from the Mott Hubbard insulating state follows from the nature of the theory. A systematic presentation of the formalism is followed by some preliminary explicit calculations. We find a ddd-wave superconducting instability at low TTT that formally resembles that found in the resonating valence-bond theory, but with a much reduced Tc{T}_{c}Tc​.
Luttinger's theorem has long been taken as the key feature of Landau's Fermi liquid, which signals the presence of quasiparticles. Here, by the unbiased Monte Carlo method, violation of Luttinger's theorem is clearly revealed in the Falicov-Kimball (FK) model, indicating a robust correlation-driven non-Fermi-liquid characteristic under any electron density. Introducing hole carriers to the half-filled FK model leads to Mott insulator-metal transition, where the Mott quantum criticality manifests unconventional scaling behavior in transport properties. Further insight on the violation of Luttinger's theorem is examined by combining Hubbard-I approximation with a composite fermion picture, which emphasizes the importance of a mixed excitation of the itinerant electron and the composite fermion. Interestingly, comparing the FK model with a binary disorder system suggests that the two-peak band structure discovered by Monte Carlo and Hubbard-I approaches is underlying the violation of Luttinger's theorem.
We study correlated two-level quantum dots, coupled in effective one-channel fashion to metallic leads, with electron interactions including on-level and interlevel Coulomb repulsions, as well as the interorbital Hund's rule exchange favoring the spin-1 state in the relevant sector of the free dot. For arbitrary dot occupancy, the underlying phases, quantum phase transitions (QPTs), thermodynamics, single-particle dynamics, and electronic transport properties are considered, and direct comparison is made to conductance experiments on lateral quantum dots. Two distinct phases arise generically, one characterized by a normal Fermi liquid fixed point (FP) and the other by an underscreened (USC) spin-1 FP. Associated QPTs, which occur in general in a mixed valent regime of nonintegral dot charge, are found to consist of continuous lines of Kosterlitz-Thouless transitions, separated by first-order level-crossing transitions at high symmetry points. A ``Friedel-Luttinger sum rule'' is derived and, together with a deduced generalization of Luttinger's theorem to the USC phase (a singular Fermi liquid), is used to obtain a general result for the T=0T=0T=0 zero-bias conductance, expressed solely in terms of the dot occupancy and applicable to both phases. Relatedly, dynamical signatures of the QPT show two broad classes of behavior, corresponding to the collapse of either a Kondo resonance, or antiresonance, as the transition is approached from the Fermi liquid phase, the latter behavior being apparent in experimental differential conductance maps. The problem is studied using the numerical renormalization group method, combined with analytical arguments.