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arXiv:1706.05700 · Physical review. B./Physical review. B

Perturbative approach to weakly driven many-particle systems in the presence of approximate conservation laws

Zala Lenarčič, Florian Lange, Achim Rosch

Published Jan 3, 2018• 54 citations
arXivHTMLPDF

Abstract

We develop a Liouville perturbation theory for weakly driven and weakly open quantum systems in situations when the unperturbed system has a number of conservations laws. If the perturbation violates the conservation laws, it drives the system to a new steady state which can be approximately but efficiently described by a (generalized) Gibbs ensemble characterized by one Lagrange parameter for each conservation law. The value of those has to be determined from rate equations for conserved quantities. Remarkably, even weak perturbations can lead to large responses of conserved quantities. We present a perturbative expansion of the steady state density matrix; first we give the condition that fixes the zeroth-order expression (Lagrange parameters) and then determine the higher-order corrections via projections of the Liouvillian. The formalism can be applied to a wide range of problems including two-temperature models for electron-phonon systems, Bose condensates of excitons or photons, or weakly perturbed integrable models. We test our formalism by studying interacting fermions coupled to nonthermal reservoirs, approximately described by a Boltzmann equation.

DOI
10.1103/physrevb.97.024302

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We develop a Liouville perturbation theory for weakly driven and weakly open quantum systems in situations when the unperturbed system has a number of conservations laws. If the perturbation violates the conservation laws, it drives the system to a new steady state which can be approximately but efficiently described by a (generalized) Gibbs ensemble characterized by one Lagrange parameter for each conservation law. The value of those has to be determined from rate equations for conserved quantities. Remarkably, even weak perturbations can lead to large responses of conserved quantities. We present a perturbative expansion of the steady state density matrix; first we give the condition that fixes the zeroth-order expression (Lagrange parameters) and then determine the higher-order corrections via projections of the Liouvillian. The formalism can be applied to a wide range of problems including two-temperature models for electron-phonon systems, Bose condensates of excitons or photons, or weakly perturbed integrable models. We test our formalism by studying interacting fermions coupled to nonthermal reservoirs, approximately described by a Boltzmann equation.
Generalized Gibbs ensembles have been used as powerful tools to describe the steady state of integrable many-particle quantum systems after a sudden change of the Hamiltonian. Here, we demonstrate numerically that they can be used for a much broader class of problems. We consider integrable systems in the presence of weak perturbations which break both integrability and drive the system to a state far from equilibrium. Under these conditions, we show that the steady state and the time evolution on long timescales can be accurately described by a (truncated) generalized Gibbs ensemble with time-dependent Lagrange parameters, determined from simple rate equations. We compare the numerically exact time evolutions of density matrices for small systems with a theory based on block-diagonal density matrices (diagonal ensemble) and a time-dependent generalized Gibbs ensemble containing only a small number of approximately conserved quantities, using the one-dimensional Heisenberg model with perturbations described by Lindblad operators as an example.
Weak perturbations can drive an interacting many-particle system far from its initial equilibrium state if one is able to pump into degrees of freedom approximately protected by conservation laws. This concept has for example been used to realize Bose-Einstein condensates of photons, magnons and excitons. Integrable quantum systems, like the one-dimensional Heisenberg model, are characterized by an infinite set of conservation laws. Here, we develop a theory of weakly driven integrable systems and show that pumping can induce large spin or heat currents even in the presence of integrability breaking perturbations, since it activates local and quasi-local approximate conserved quantities. The resulting steady state is qualitatively captured by a truncated generalized Gibbs ensemble with Lagrange parameters that depend on the structure but not on the overall amplitude of perturbations nor the initial state. We suggest to use spin-chain materials driven by terahertz radiation to realize integrability-based spin and heat pumps.
Integrable systems offer rare examples of solvable many-body problems in the quantum world. Because of the fine-tuned structure, their realization in nature and experiment is never completely accurate, and therefore effects of integrability are observed only transiently. One way to overcome this limitation is to weakly couple nearly integrable systems to baths and driving: this will stabilize integrable effects up to arbitrary time and encode them in the stationary state approximated by a generalized Gibbs ensemble. However, the description of such driven dissipative nearly integrable models is challenging and no exact analytical methods have been proposed so far. Here, we develop an iterative scheme in which integrability breaking perturbations (baths) determine the conserved quantities that play the leading role in a highly efficient truncated generalized Gibbs ensemble description. Our scheme paves the way for easier calculations in thermodynamically large systems and can be used to construct unknown conserved quantities.
We consider a finite quantum system under slow driving and weakly coupled to thermal reservoirs at different temperatures. We present a systematic derivation of the quantum master equation for the density matrix and the out-of-time-order correlators. We start from the microscopic Hamiltonian and we formulate the equations ruling the dynamics of these quantities by recourse to the Schwinger-Keldysh nonequilibrium Green's function formalism, performing a perturbative expansion in the coupling between the system and the reservoirs. We focus on the adiabatic dynamics, which corresponds to considering the linear response in the ratio between the relaxation time due to the system-reservoir coupling and the time scale associated to the driving. We calculate the particle and energy fluxes. We illustrate the formalism in the case of a qutrit coupled to bosonic reservoirs and of a pair of interacting quantum dots attached to fermionic reservoirs, also discussing the relevance of coherent effects.
Observation of the quantum Mpemba effect has spurred much interest in its enabling conditions and its relation to the classical counterpart. Here, we consider weakly open many-body quantum systems initialized in different thermal states and examine when the initially farther state relaxes to the (non-equilibrium) steady state faster. We claim that the number of conserved quantities in the unitary part plays a crucial role: the Mpemba effect is possible only when the Hamiltonian commutes with other extensive operators or is integrable. The reason lies in the dynamical evolution happening in spaces of different dimensions. When energy is the only approximately conserved quantity, dissipation pushes the dynamics within a single-parameter manifold of different thermal states. In contrast, for Hamiltonians with several conserved quantities, the dynamics drift in the multi-dimensional space of generalized Gibbs ensembles, whose distance to the steady state is less trivial. We provide numerical results for large system sizes using tensor networks and free-fermion techniques, thereby supporting our claim.
By solving the exact master equation of open quantum systems, we formulate the quantum thermodynamics from weak to strong couplings. The open quantum systems exchange matters, energies, and information with their reservoirs through quantum particle tunnelings that are described by the generalized Fano-Anderson Hamiltonians. We find that the exact solution of the reduced density matrix of these systems approaches a Gibbs-type state in the steady-state limit for the systems in arbitrary initial states as well as for both the weak and strong system-reservoir coupling strengths. When the couplings become strong, thermodynamic quantities of the system must be renormalized. The renormalization effects are obtained nonperturbatively after exactly tracing over all reservoir states through the coherent state path integrals. The renormalized system Hamiltonian is characterized by the renormalized system energy levels and interactions, corresponding to the quantum work done by the system. The renormalized temperature is introduced to characterize the entropy production counting the heat transfer between the system and the reservoir. We further find that only with the renormalized system Hamiltonian and other renormalized thermodynamic quantities can the exact steady state of the system be expressed as the standard Gibbs state. Consequently, the corresponding exact steady-state particle occupations in the renormalized system energy levels obey the Bose-Einstein and the Fermi-Dirac distributions for bosonic and fermionic systems, respectively. In the very weak system-reservoir coupling limit, the renormalized system Hamiltonian and the renormalized temperature are reduced to the original bare Hamiltonian of the system and the initial temperature of the reservoir. Thus, the conventional statistical mechanics and thermodynamics are thereby rigorously deduced from quantum dynamical evolution. In the last, this nonperturbative renormalization method is also extended to general interacting open quantum systems.