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arXiv:1706.02601 · Physical review. B./Physical review. B

Eigenstate thermalization hypothesis in quantum dimer models

Zhihao Lan, Stephen Powell

Published Sep 21, 2017• 38 citations
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Abstract

We use exact diagonalization to study the eigenstate thermalization hypothesis (ETH) in the quantum dimer model on the square and triangular lattices. Due to the nonergodicity of the local plaquette-flip dynamics, the Hilbert space, which consists of highly constrained close-packed dimer configurations, splits into sectors characterized by topological invariants. We show that this has important consequences for ETH: We find that ETH is clearly satisfied only when each topological sector is treated separately, and only for moderate ratios of the potential and kinetic terms in the Hamiltonian. By contrast, when the spectrum is treated as a whole, ETH breaks down on the square lattice and, apparently, also on the triangular lattice. These results demonstrate that quantum dimer models have interesting thermalization dynamics.

DOI
10.1103/physrevb.96.115140

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We use exact diagonalization to study the eigenstate thermalization hypothesis (ETH) in the quantum dimer model on the square and triangular lattices. Due to the nonergodicity of the local plaquette-flip dynamics, the Hilbert space, which consists of highly constrained close-packed dimer configurations, splits into sectors characterized by topological invariants. We show that this has important consequences for ETH: We find that ETH is clearly satisfied only when each topological sector is treated separately, and only for moderate ratios of the potential and kinetic terms in the Hamiltonian. By contrast, when the spectrum is treated as a whole, ETH breaks down on the square lattice and, apparently, also on the triangular lattice. These results demonstrate that quantum dimer models have interesting thermalization dynamics.
Strongly constrained quantum systems, in which local rules forbid most configurations, play a central role in condensed matter and lattice gauge theory. Their thermalization is often thought to be delicate: extensive conservation laws and dynamically frozen states can shatter the Hilbert space into many disconnected sectors. A natural question is whether, once the frozen states are removed, the dynamics within a single sector still thermalizes. We address this in the height-conserving quantum dimer model on the square lattice, whose local plaquette flips conserve an emergent height field. Resolving the winding numbers, the four sublattice heights, and lattice momentum , we isolate the dominant connected Krylov component of each fragmented sector and analyze its spectral spectral statistics, entanglement, and connectivity. The two standard chaos diagnostics then show different behavior:across momentum sectors the level-spacing statistics range from near-Poisoon to Wigner-Dyson, yet in every sector the eigenstate entanglement entropy collapses onto a narrow, dome-shaped curve characteristic of eigenstate thermalization. Only a handful of low-entanglement outliers interrupt this thermal pattern, in selected sectors. Thus, strong kinematic constraints can lead to a situation where spectral correlations and eigenstate thermalization need not follow the same universal signatures -- a manifestation of constrained quantum chaos.
Understanding the evolution towards thermal equilibrium of an isolated quantum system is at the foundation of statistical mechanics and a subject of interest in such diverse areas as cold atom physics or the quantum mechanics of black holes. Since a pure state can never evolve into a thermal density matrix, the Eigenstate Thermalization Hypothesis (ETH) has been put forward by Deutsch and Srednicki as a way to explain this apparent thermalization, similarly to what the ergodic theorem does in classical mechanics. In this paper this hypothesis is tested numerically. First, it is observed that thermalization happens in a subspace of states (the Krylov subspace) with dimension much smaller than that of the total Hilbert space. We check numerically the validity of ETH in such a subspace, for a system of hard core bosons on a two-dimensional lattice. We then discuss how well the eigenstates of the Hamiltonian projected on the Krylov subspace represent the true eigenstates. This discussion is aided by bringing the projected Hamiltonian to the tridiagonal form and interpreting it as an Anderson localization problem for a finite one-dimensional chain. We also consider thermalization of a subsystem and argue that generation of a large entanglement entropy can lead to a thermal density matrix for the subsystem well before the whole system thermalizes. Finally, we comment on possible implications of ETH in quantum gravity.
Many phases of matter, including superconductors, fractional quantum Hall fluids, and spin liquids, are described by gauge theories with constrained Hilbert spaces. However, thermalization and the applicability of quantum statistical mechanics has primarily been studied in unconstrained Hilbert spaces. In this paper, we investigate whether constrained Hilbert spaces permit local thermalization. Specifically, we explore whether the eigenstate thermalization hypothesis (ETH) holds in a pinned Fibonacci anyon chain, which serves as a representative case study. We first establish that the constrained Hilbert space admits a notion of locality by showing that the influence of a measurement decays exponentially in space. This suggests that the constraints are no impediment to thermalization. We then provide numerical evidence that ETH holds for the diagonal and off-diagonal matrix elements of various local observables in a generic disorder-free nonintegrable model. We also find that certain nonlocal observables obey ETH.
We test the eigenstate thermalization hypothesis (ETH) for 2+12+12+1 dimensional SU(2) lattice gauge theory. By considering the theory on a chain of plaquettes and truncating basis states for link variables at j=1/2j=1/2j=1/2, we can map it onto a quantum spin chain with local interactions and numerically exactly diagonalize the Hamiltonian for reasonably large lattice sizes. We find energy level repulsion in momentum sectors with no remaining discrete symmetry. We study two local observables made up of Wilson loops and calculate their matrix elements in the energy eigenbasis, which are shown consistent with the ETH.
The Eigenstate Thermalization Hypothesis (ETH) explains how isolated quantum many-body systems thermalize by proposing that each energy eigenstate is already thermal. The hypothesis is believed to be essential to the understanding of quantum chaos and implies various important thermodynamic relations. While by now there are many numerical validations of the ETH, only few analytical arguments supporting the ETH have been found (M. Rigol et al., Nature 452, 2008). One of them is based on a semiclassical limit (M. Srednicki, Phys. Rev. E 50, 1994). Another important reasoning was given by Deutsch, who showed how a small interaction, which is modeled by a random matrix, leads to ETH (J.M. Deutsch, Phys. Rev. A 43, 1991). This thesis aims to find justification for the assumptions made by Deutsch from a microscopic point of view. The idea is to analyze whether a generic quantum system can be brought to a form that satisfies Deutsch's ansatz. The method is to use flow equations to define unitary transformations to map the initial Hamiltonian to an effective one, which can be compared to a random matrix. The test system is a one-dimensional hardcore boson model, which is set up using exact diagonalization and numerous symmetries. We analyze the statistical properties of the numerically obtained Hamiltonian matrices and test for normality and compare them to a random transformation. In a second step we verify that the continuous unitary transformations do not destroy the structure of typical few-body observables by studying the scaling of the inverse participation ratio. The obtained results support our hypothesis that it is possible to extend Deutsch's argument to generic microscopic many-body Hamiltonians.
We investigate thermalization in finite quantum systems with strong long-range interactions. Nearly conserved quantities inherited from the fully connected limit organize the Hilbert space into weakly coupled sectors and split the many-body spectrum into energy bands. Despite the resulting breakdown of global ergodicity, quantum chaos develops within individual energy bands, enabling the definition of microcanonical ensembles within the bands. This supports a band-resolved formulation of thermalization, which we term fragmented eigenstate thermalization hypothesis (fETH). Unlike conventional ETH, finite-size scaling in fETH obeys a symmetry-imposed selection rule that restricts which system sizes can be compared. This band-resolved description has consequences for equilibrium statistical mechanics. While microcanonical ensembles remain confined to a single band, canonical ensembles mix different bands. This mismatch explains ensemble inequivalence without invoking equilibrium phase transitions. Our results apply broadly to Hamiltonians near a fully permutation-symmetric limit.