Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1705.09659 · Physical review. B./Physical review. B

Role of spin-orbit coupling in the Kugel-Khomskii model on the honeycomb lattice

Akihisa Koga, Shiryu Nakauchi, Joji Nasu

Published Mar 30, 2018• 18 citations
arXivHTMLPDF

Abstract

We study the effective spin-orbital model for honeycomb-layered transition metal compounds, applying the second-order perturbation theory to the three-orbital Hubbard model with the anisotropic hoppings. This model is reduced to the Kitaev model in the strong spin-orbit coupling limit. Combining the cluster mean-field approximations with the exact diagonalization, we treat the Kugel-Khomskii type superexchange interaction and spin-orbit coupling on an equal footing to discuss ground-state properties. We find that a zigzag ordered state is realized in the model within nearest-neighbor interactions. We clarify how the ordered state competes with the nonmagnetic state, which is adiabatically connected to the quantum spin liquid state realized in a strong spin-orbit coupling limit. Thermodynamic properties are also addressed. The present paper should provide another route to account for the Kitaev-based magnetic properties in candidate materials.

DOI
10.1103/physrevb.97.094427

Related papers

Phase diagram and spin correlations of the Kitaev-Heisenberg model: Importance of quantum effects

Dorota Gotfryd, Juraj Rusnačko, Krzysztof Wohlfeld +3 more

We explore the phase diagram of the Kitaev-Heisenberg model with nearest neighbor interactions on the honeycomb lattice using the exact diagonalization of finite systems combined with the cluster mean field approximation, and supplemented by the insights from analytic approaches: the linear spin-wave and second-order perturbation theories. This study confirms that by varying the balance between the Heisenberg and Kitaev term, frustrated exchange interactions stabilize in this model either one of four phases with magnetic long range order: N\'eel phase, ferromagnetic phase, and two other phases with coexisting antiferromagnetic and ferromagnetic bonds, zigzag and stripy phase, or one of two distinct spin-liquid phases. Out of these latter disordered phases, the one with ferromagnetic Kitaev interactions has a substantially broader range of stability as the neighboring competing ordered phases, ferromagnetic and stripy, have very weak quantum fluctuations. Focusing on the quantum spin-liquid phases, we study spatial spin correlations and dynamic spin structure factor of the model by the exact diagonalization technique, and discuss the evolution of gapped low-energy spin response across the quantum phase transitions between the disordered spin liquid and phases with long range magnetic order.

arXiv:1608.05333•Physical review. B./Physical review. B•Jan 23, 2017•75 citations

Spin-orbit excitation energies, anisotropic exchange, and magnetic phases of honeycomb RuCl3

Ravi Yadav, Nikolay A. Bogdanov, Vamshi M. Katukuri +3 more

Using quantum chemistry calculations we shed fresh light on the electronic structure and magnetic properties of RuCl3, a proposed realization of the honeycomb Kitaev spin model. It is found that the nearest-neighbor Kitaev exchange K is weaker than in 5d5 Ir oxides but still larger than other effective spin couplings. The electronic-structure computations also indicate a ferromagnetic K in the halide, which is supported by a detailed analysis of the field-dependent magnetization. From exact-diagonalization calculations for extended Kitaev-Heisenberg Hamiltonians we additionally find that a transition from zigzag order to a spin-liquid ground state can be induced in RuCl3 with external magnetic field.

arXiv:1604.04755•Apr 16, 2016•104 citations

Spin interaction and magnetism in cobaltate Kitaev candidate materials: An ab initio and model Hamiltonian approach

Shishir Kumar Pandey, Ji Feng

In the quest for materials hosting Kitaev spin liquids, much of the efforts have been focused on the fourth- and fifth-row transition metal compounds, which are spin-orbit coupling--assisted Mott insulators. Here we study the structural and magnetic properties of $3d$ transition metal oxides, ${\mathrm{Na}}_{2}{\mathrm{Co}}_{2}{\mathrm{TeO}}_{6}$ and ${\mathrm{Na}}_{3}{\mathrm{Co}}_{2}{\mathrm{SbO}}_{6}$. The partial occupancy of sodium in former compound is addressed using a cluster expansion, and a honeycomb lattice of sodiums is found to be energetically favored. Starting from the ab initio band structures, a many-body second-order perturbation theory leads to a pseudospin-$\frac{1}{2}$ Hamiltonian with estimated magnetic interactions. We show that the experimentally observed zigzag magnetic state is stabilized only when the first-neighbor Kitaev coupling dominates over the Heisenberg term, both of which are highly suppressed due to presence of ${e}_{g}$ orbitals. A third-neighbor Heisenberg interaction is found dominant in both these compounds. We also present a phase diagram for ${\mathrm{Na}}_{2}{\mathrm{Co}}_{2}{\mathrm{TeO}}_{6}$ by varying the electron-electron and spin-orbit interactions. The computed spin excitation spectra are found to capture essential features of recent experimental magnon spectrum, lending support to our results.

arXiv:2205.03836•Physical review. B./Physical review. B•Nov 14, 2022•18 citations

Microscopic roadmap to a Kitaev-Yao-Lee spin-orbital liquid

Derek Churchill, Emily Z. Zhang, Hae‐Young Kee

The exactly solvable spin-1/2 Kitaev model on a honeycomb lattice has drawn significant interest, as it offers a pathway to realizing the long-sought-after quantum spin liquid. Building upon the Kitaev model, Yao and Lee introduced another exactly solvable model on an unusual star lattice featuring non-abelian spinons. The additional pseudospin degrees of freedom in this model could provide greater stability against perturbations, making this model appealing. However, a mechanism to realize such an interaction in a standard honeycomb lattice remains unknown. Here, we provide a microscopic theory to obtain the Yao-Lee model, on a honeycomb lattice by utilizing strong spin-orbit coupling of anions edge-shared between two e g ions in the exchange processes. This mechanism leads to the desired bond-dependent interaction among spins rather than orbitals, unique to our model, implying that the orbitals fractionalize into gapless Majorana fermions and fermionic octupolar excitations emerge. Since the conventional Kugel-Khomskii interaction also appears, we examine the phase diagram, including these interactions, using classical Monte Carlo simulations and exact diagonalization techniques. Our findings reveal a broad region of disordered states that break rotational symmetry in the bond energy, suggesting intriguing behavior reminiscent of a spin-orbital liquid.

arXiv:2410.21389•npj Quantum Materials•Mar 1, 2025•12 citations

Can we realize Kitaev quantum spin liquids in the $J_\text{eff}=1/2$ honeycomb cobaltates?

Shreya Das, Sreekar Voleti, Tanusri Saha‐Dasgupta +1 more

The quest for Kitaev quantum spin liquids has led to great interest in honeycomb quantum magnets with strong spin-orbit coupling. It has been recently proposed that even Mott insulators with $3d$ transition metal ions, having nominally weak spin-orbit coupling, can realize such exotic physics. Motivated by this, we study the rhombohedral honeycomb cobaltates CoTiO$_3$, BaCo$_2$(PO$_4$)$_2$, and BaCo$_2$(AsO$_4$)$_2$, using $\textit{ab initio}$ density functional theory, which takes into account realistic crystal field distortions and chemical information, in conjunction with exact diagonalization numerics. We show that these Co$^{2+}$ magnets host $j_\text{eff}=1/2$ local moments with highly anisotropic $g$-factors, and we extract their full spin Hamiltonians including longer-range and anisotropic exchange couplings. For CoTiO$_3$, we find a nearest-neighbor easy-plane ferromagnetic $XXZ$ model with additional bond-dependent anisotropies and interlayer exchange, which supports three-dimensional (3D) Dirac nodal line magnons. In contrast, for BaCo$_2$(PO$_4$)$_2$ and BaCo$_2$(AsO$_4$)$_2$, we find a strongly suppressed interlayer coupling, and significant frustration from additional third-neighbor antiferromagnetic exchange mediated by P/As. Such bond-anisotropic $J_1$-$J_3$ spin models can support collinear zig-zag or coplanar spiral ground states; we discuss their dynamical spin correlations which reveal a gapped Goldstone mode, and argue that the effective parameters of these pseudospin-$1/2$ models may be strongly renormalized by coupling to a low energy spin-exciton. Our results call for re-examining proposals for realizing Kitaev spin liquids in the honeycomb cobaltates.

arXiv:2106.11982•Jun 22, 2021•0 citations

Kitaev-like honeycomb magnets: Global phase behavior and emergent effective models

Juraj Rusnačko, Dorota Gotfryd, Jiří Chaloupka

Compounds of transition metal ions with strong spin-orbit coupling recently attracted attention due to the possibility to host frustrated bond-dependent anisotropic magnetic interactions. In general, such interactions lead to complex phase diagrams that may include exotic phases, e.g., the Kitaev spin liquid. Here we report on our comprehensive analysis of the global phase diagram of the extended Kitaev-Heisenberg model relevant to honeycomb lattice compounds ${\mathrm{Na}}_{2}{\mathrm{IrO}}_{3}$ and $\ensuremath{\alpha}\ensuremath{-}{\mathrm{RuCl}}_{3}$. We have utilized recently developed method based on spin coherent states that enabled us to resolve arbitrary spin patterns in the cluster ground states obtained by exact diagonalization. Global trends in the phase diagram are understood in combination with the analytical mappings of the Hamiltonian that uncover peculiar links to known models---Heisenberg, Ising, Kitaev, or compass models on the honeycomb lattice---or reveal entire manifolds of exact fluctuation-free ground states. Finally, our study can serve as a methodological example that can be applied to other spin models with complex bond-dependent non-Heisenberg interactions.

arXiv:1902.07451•Physical review. B./Physical review. B•Feb 19, 2019•55 citations
We study the effective spin-orbital model for honeycomb-layered transition metal compounds, applying the second-order perturbation theory to the three-orbital Hubbard model with the anisotropic hoppings. This model is reduced to the Kitaev model in the strong spin-orbit coupling limit. Combining the cluster mean-field approximations with the exact diagonalization, we treat the Kugel-Khomskii type superexchange interaction and spin-orbit coupling on an equal footing to discuss ground-state properties. We find that a zigzag ordered state is realized in the model within nearest-neighbor interactions. We clarify how the ordered state competes with the nonmagnetic state, which is adiabatically connected to the quantum spin liquid state realized in a strong spin-orbit coupling limit. Thermodynamic properties are also addressed. The present paper should provide another route to account for the Kitaev-based magnetic properties in candidate materials.
We explore the phase diagram of the Kitaev-Heisenberg model with nearest neighbor interactions on the honeycomb lattice using the exact diagonalization of finite systems combined with the cluster mean field approximation, and supplemented by the insights from analytic approaches: the linear spin-wave and second-order perturbation theories. This study confirms that by varying the balance between the Heisenberg and Kitaev term, frustrated exchange interactions stabilize in this model either one of four phases with magnetic long range order: N\'eel phase, ferromagnetic phase, and two other phases with coexisting antiferromagnetic and ferromagnetic bonds, zigzag and stripy phase, or one of two distinct spin-liquid phases. Out of these latter disordered phases, the one with ferromagnetic Kitaev interactions has a substantially broader range of stability as the neighboring competing ordered phases, ferromagnetic and stripy, have very weak quantum fluctuations. Focusing on the quantum spin-liquid phases, we study spatial spin correlations and dynamic spin structure factor of the model by the exact diagonalization technique, and discuss the evolution of gapped low-energy spin response across the quantum phase transitions between the disordered spin liquid and phases with long range magnetic order.
Using quantum chemistry calculations we shed fresh light on the electronic structure and magnetic properties of RuCl3, a proposed realization of the honeycomb Kitaev spin model. It is found that the nearest-neighbor Kitaev exchange K is weaker than in 5d5 Ir oxides but still larger than other effective spin couplings. The electronic-structure computations also indicate a ferromagnetic K in the halide, which is supported by a detailed analysis of the field-dependent magnetization. From exact-diagonalization calculations for extended Kitaev-Heisenberg Hamiltonians we additionally find that a transition from zigzag order to a spin-liquid ground state can be induced in RuCl3 with external magnetic field.
In the quest for materials hosting Kitaev spin liquids, much of the efforts have been focused on the fourth- and fifth-row transition metal compounds, which are spin-orbit coupling--assisted Mott insulators. Here we study the structural and magnetic properties of 3d3d3d transition metal oxides, Na2Co2TeO6{\mathrm{Na}}_{2}{\mathrm{Co}}_{2}{\mathrm{TeO}}_{6}Na2​Co2​TeO6​ and Na3Co2SbO6{\mathrm{Na}}_{3}{\mathrm{Co}}_{2}{\mathrm{SbO}}_{6}Na3​Co2​SbO6​. The partial occupancy of sodium in former compound is addressed using a cluster expansion, and a honeycomb lattice of sodiums is found to be energetically favored. Starting from the ab initio band structures, a many-body second-order perturbation theory leads to a pseudospin-12\frac{1}{2}21​ Hamiltonian with estimated magnetic interactions. We show that the experimentally observed zigzag magnetic state is stabilized only when the first-neighbor Kitaev coupling dominates over the Heisenberg term, both of which are highly suppressed due to presence of eg{e}_{g}eg​ orbitals. A third-neighbor Heisenberg interaction is found dominant in both these compounds. We also present a phase diagram for Na2Co2TeO6{\mathrm{Na}}_{2}{\mathrm{Co}}_{2}{\mathrm{TeO}}_{6}Na2​Co2​TeO6​ by varying the electron-electron and spin-orbit interactions. The computed spin excitation spectra are found to capture essential features of recent experimental magnon spectrum, lending support to our results.
The exactly solvable spin-1/2 Kitaev model on a honeycomb lattice has drawn significant interest, as it offers a pathway to realizing the long-sought-after quantum spin liquid. Building upon the Kitaev model, Yao and Lee introduced another exactly solvable model on an unusual star lattice featuring non-abelian spinons. The additional pseudospin degrees of freedom in this model could provide greater stability against perturbations, making this model appealing. However, a mechanism to realize such an interaction in a standard honeycomb lattice remains unknown. Here, we provide a microscopic theory to obtain the Yao-Lee model, on a honeycomb lattice by utilizing strong spin-orbit coupling of anions edge-shared between two e g ions in the exchange processes. This mechanism leads to the desired bond-dependent interaction among spins rather than orbitals, unique to our model, implying that the orbitals fractionalize into gapless Majorana fermions and fermionic octupolar excitations emerge. Since the conventional Kugel-Khomskii interaction also appears, we examine the phase diagram, including these interactions, using classical Monte Carlo simulations and exact diagonalization techniques. Our findings reveal a broad region of disordered states that break rotational symmetry in the bond energy, suggesting intriguing behavior reminiscent of a spin-orbital liquid.
Can we realize Kitaev quantum spin liquids in the Jeff=1/2J_\text{eff}=1/2Jeff​=1/2 honeycomb cobaltates?
The quest for Kitaev quantum spin liquids has led to great interest in honeycomb quantum magnets with strong spin-orbit coupling. It has been recently proposed that even Mott insulators with 3d3d3d transition metal ions, having nominally weak spin-orbit coupling, can realize such exotic physics. Motivated by this, we study the rhombohedral honeycomb cobaltates CoTiO3_33​, BaCo2_22​(PO4_44​)2_22​, and BaCo2_22​(AsO4_44​)2_22​, using ab initio\textit{ab initio}ab initio density functional theory, which takes into account realistic crystal field distortions and chemical information, in conjunction with exact diagonalization numerics. We show that these Co2+^{2+}2+ magnets host jeff=1/2j_\text{eff}=1/2jeff​=1/2 local moments with highly anisotropic ggg-factors, and we extract their full spin Hamiltonians including longer-range and anisotropic exchange couplings. For CoTiO3_33​, we find a nearest-neighbor easy-plane ferromagnetic XXZXXZXXZ model with additional bond-dependent anisotropies and interlayer exchange, which supports three-dimensional (3D) Dirac nodal line magnons. In contrast, for BaCo2_22​(PO4_44​)2_22​ and BaCo2_22​(AsO4_44​)2_22​, we find a strongly suppressed interlayer coupling, and significant frustration from additional third-neighbor antiferromagnetic exchange mediated by P/As. Such bond-anisotropic J1J_1J1​-J3J_3J3​ spin models can support collinear zig-zag or coplanar spiral ground states; we discuss their dynamical spin correlations which reveal a gapped Goldstone mode, and argue that the effective parameters of these pseudospin-1/21/21/2 models may be strongly renormalized by coupling to a low energy spin-exciton. Our results call for re-examining proposals for realizing Kitaev spin liquids in the honeycomb cobaltates.
Compounds of transition metal ions with strong spin-orbit coupling recently attracted attention due to the possibility to host frustrated bond-dependent anisotropic magnetic interactions. In general, such interactions lead to complex phase diagrams that may include exotic phases, e.g., the Kitaev spin liquid. Here we report on our comprehensive analysis of the global phase diagram of the extended Kitaev-Heisenberg model relevant to honeycomb lattice compounds Na2IrO3{\mathrm{Na}}_{2}{\mathrm{IrO}}_{3}Na2​IrO3​ and $\ensuremath{\alpha}\ensuremath{-}{\mathrm{RuCl}}_{3}$. We have utilized recently developed method based on spin coherent states that enabled us to resolve arbitrary spin patterns in the cluster ground states obtained by exact diagonalization. Global trends in the phase diagram are understood in combination with the analytical mappings of the Hamiltonian that uncover peculiar links to known models---Heisenberg, Ising, Kitaev, or compass models on the honeycomb lattice---or reveal entire manifolds of exact fluctuation-free ground states. Finally, our study can serve as a methodological example that can be applied to other spin models with complex bond-dependent non-Heisenberg interactions.