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arXiv:1705.04427 · Physical review. B./Physical review. B

Analytical slave-spin mean-field approach to orbital selective Mott insulators

Yashar Komijani, Gabriel Kotliar

Published Sep 7, 2017• 20 citations
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Abstract

We use the slave-spin mean-field approach to study particle-hole symmetric one- and two-band Hubbard models in the presence of Hund's coupling interaction. By analytical analysis of the Hamiltonian, we show that the locking of the two orbitals vs orbital selective Mott transition can be formulated within a Landau-Ginzburg framework. By applying the slave-spin mean field to impurity problems, we are able to make a correspondence between impurity and lattice. We also consider the stability of the orbital selective Mott phase to the hybridization between the orbitals and study the limitations of the slave-spin method for treating interorbital tunnelings in the case of multiorbital Bethe lattices with particle-hole symmetry.

DOI
10.1103/physrevb.96.125111

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We use the slave-spin mean-field approach to study particle-hole symmetric one- and two-band Hubbard models in the presence of Hund's coupling interaction. By analytical analysis of the Hamiltonian, we show that the locking of the two orbitals vs orbital selective Mott transition can be formulated within a Landau-Ginzburg framework. By applying the slave-spin mean field to impurity problems, we are able to make a correspondence between impurity and lattice. We also consider the stability of the orbital selective Mott phase to the hybridization between the orbitals and study the limitations of the slave-spin method for treating interorbital tunnelings in the case of multiorbital Bethe lattices with particle-hole symmetry.
We introduce the generalization of the slave-spin mean-field method to broken-symmetry phases. Through a variational approach we derive the single-particle energy shift in the mean-field equations which generates the appropriate self-consistent field responsible for the stabilization of the broken symmetry. With this correction the different flavors of the slave-spin mean field are actually the same method and they give identical results to Kotliar-Ruckenstein slave bosons and to the Gutzwiller approximation. We apply our formalism to the N\'eel antiferromagnetic state and study it in multiorbital models as a function of the number of orbitals and Hund's coupling strength, providing phase diagrams in the interaction-doping plane. We show that the doped antiferromagnet in proximity of half filling is typically unstable toward insulator-metal and magnetic-nonmagnetic phase separation. Hund's coupling extends the range of this antiferromagnet, and favors its phase separation.
Multiorbital interactions have the capacity to produce an interesting kind of doublon-holon bound state that consists of a single-hole state in one band and a doubly occupied state in another band. Interband doublon-holon pair excitations in the two-orbital Hubbard model are studied by using dynamical mean-field theory with the Lanczos method as the impurity solver. We find that the interband bound states may provide several in-gap quasiparticle peaks in the density of states of the narrow band in the orbital-selective Mott phase with a small Hund's rule coupling (JJJ). There exists a corresponding energy relation between the in-gap states of the narrow band and the peaks in the excitation spectrum of the doublon for the wide band. We also find that the spin-flip and pair-hopping Hund interactions can divide one quasiparticle peak into two peaks, where the splitting energy increases linearly with increasing JJJ. Strong Hund's rule coupling can move the interband doublon-holon pair excitations outside the Mott gap and restrict the bound states by suppressing the orbital selectivity of the doubly occupied and single-hole states.
Using the dynamical mean field theory with Lanczos method as its impurity solver, we study the orbital-selective Mott transition (OSMT) in the two-orbital J model and Jz model. In the multi-orbital systems, the Mott metal-insulator transition occurs successively when the widths of the bands are different. As the narrow orbital becomes Mott insulator while the wide orbital is still in metallic phase, we find an orbital-selective Mott phase (OSMP). There are two different Hubbard models that are frequently used to describe the OSMT, which are named J model and Jz model, respectively. The J Model is composed of the whole Hund's rule coupling terms, including the spin-flip term, the pair-hopping term and the Ising type Hund's rule coupling term. However, there is only Ising type Hund's rule coupling term in the Jz model.#br#We study the ratio of bandwidth W2/W1 on the OSMT by analyzing the results of the density of states and quasi-particle weight. Comparing the phase diagrams obtained from the J and Jz models with the Hund's rule coupling J(Jz)=U/4, we find that the OSMP region of the J model is much larger than that of the Jz model when W2/W1=0.5 or W2/W1=0.2. When the ratio of bandwidth increases to W2/W1=0.8, the OSMP disappears completely in the Jz model. However in the J model, we can still find the OSMT but the area of the OSMP shrinks significantly. Therefore, the OSMT happens more easily in the J model than in the Jz model.#br#In order to discuss the cooperative effect of the bandwidth and Hund's rule coupling on the OSMT, we compare the phase diagrams for different Hund's rule couplings J(Jz)=U/4 and J(Jz)=U/2. We find that when the bandwidth W2/W1≥q 0.7, the OSMT disappears in Jz model in the case of either Jz=U/4 or Jz=U/2. However, the OSMP always exists in the J model if the bandwidths of the two orbitals are different, suggesting that the rotation invariances of the Hund's rule couplings can protect the OSMP. Therefore, one should be more careful when using the Jz model instead of the J model to study the OSMP.
We investigate the effects of crystal field splitting in a doped two-band Hubbard model with different bandwidths within dynamical mean-field theory (DMFT), using a quantum Monte Carlo impurity solver. In addition to an orbital-selective Mott phase (OSMP) of the narrow band, which is adiabatically connected with the well-studied OSMP in the half-filled case without crystal field splitting, we find, for sufficiently strong interaction and a suitable crystal field, also an OSMP of the wide band. We establish the phase diagram (in the absence of magnetic or orbital order) at moderate doping as a function of interaction strength and crystal field splitting and show that also the wide-band OSMP is associated with non-Fermi-liquid behavior in the case of Ising-type Hund rule couplings. Our numerical results are supplemented by analytical strong-coupling studies of spin order and spectral functions at integer filling.
The effect of interorbital hopping on orbital selective Mottness in a two-band correlation system is investigated by using the dynamical mean-field theory with the Lanczos method as impurity solver. The phase diagrams of the two-orbital Hubbard model with non-local interorbital hopping (t12) , where the orbital selective Mott phases (OSMP) region is expanded by the increasing of the interorbital hopping. We compare the results obtained by self-consistent relations of Bethe lattice and squate lattice based on DMFT procedure, and the general OSMP physics of Bethe lattice is consistent with that of the square lattice while the critical points of two kinds of lattices are different. We extend the method to the study of half-filled Ba2CuO4–δ materials. By comparing with the band structure obtained from the density functional theory (DFT), it is found that the isotropic inter-orbital hopping has a great influence on the bandstructure. The DFT bandstructure in DMFT is considered, and the phase diagram of the material is obtained. The half-filled Ba2CuO4–δ should be orbital-selective Mott compound according to our results.
We study the Mott metal-insulator transition in the two-band Hubbard model with different hopping amplitudes t1 and t2 for the two orbitals on the two-dimensional square lattice by using non-magnetic variational wave functions, similarly to what has been considered in the limit of infinite dimensions by dynamical mean-field theory. We work out the phase diagram at half filling (i.e. two electrons per site) as a function of R = t2/t1 and the on-site Coulomb repulsion U, for two values of the Hund's coupling J = 0 and J/U = 0.1. Our results are in good agreement with previous dynamical mean-field theory calculations, demonstrating that the non-magnetic phase diagram is only slightly modified from infinite to two spatial dimensions. Three phases are present: a metallic one, for small values of U, where both orbitals are itinerant; a Mott insulator, for large values of U, where both orbitals are localized because of the Coulomb repulsion; and the so-called orbital-selective Mott insulator (OSMI), for small values of R and intermediate Us, where one orbital is localized while the other one is still itinerant. The effect of the Hund's coupling is two-fold: on one side, it favors the full Mott phase over the OSMI; on the other side, it stabilizes the OSMI at larger values of R.