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arXiv:1610.09549 · Physical review. B./Physical review. B

Currents and Green's functions of impurities out of equilibrium: Results from inchworm quantum Monte Carlo

Andrey E. Antipov, Qiaoyuan Dong, Joseph Kleinhenz, Guy Cohen, Emanuel Gull

Published Feb 27, 2017• 66 citations
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Abstract

We generalize the recently developed inchworm quantum Monte Carlo method to the full Keldysh contour with forward, backward, and equilibrium branches to describe the dynamics of strongly correlated impurity problems with time-dependent parameters. We introduce a method to compute Green's functions, spectral functions, and currents for inchworm Monte Carlo and show how systematic error assessments in real time can be obtained. We then illustrate the capabilities of the algorithm with a study of the behavior of quantum impurities after an instantaneous voltage quench from a thermal equilibrium state.

DOI
10.1103/physrevb.95.085144

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We generalize the recently developed inchworm quantum Monte Carlo method to the full Keldysh contour with forward, backward, and equilibrium branches to describe the dynamics of strongly correlated impurity problems with time-dependent parameters. We introduce a method to compute Green's functions, spectral functions, and currents for inchworm Monte Carlo and show how systematic error assessments in real time can be obtained. We then illustrate the capabilities of the algorithm with a study of the behavior of quantum impurities after an instantaneous voltage quench from a thermal equilibrium state.
This work is motivated by the fact that the investigation of non-equilibrium phenomena in strongly correlated electron systems has developed into one of the most active and exciting branches of condensed matter physics as it provides rich new insights that could not be obtained from the study of equilibrium situations. However, a theoretical description of those phenomena is missing. Therefore, in this thesis, we develop a numerical method that can be used to study two minimal models -- the Hubbard model and the Anderson impurity model with general parameter range and time dependence. We begin by introducing the theoretical framework and the general features of the Hubbard model. We then describe the dynamical mean field theory (DMFT), which was first invented by Georges in 1992. It provides a feasible way to approach strongly correlated electron systems and reduces the complexity of the calculations via a mapping of lattice models onto quantum impurity models subject to a self-consistency condition. We employ the non-equilibrium extension of DMFT and map the Hubbard model to the single impurity Anderson model (SIAM). Since the fundamental component of the DMFT method is a solver of the single impurity Anderson model, we continue with a description of the formalism to study the real-time dynamics of the impurity model staring at its thermal equilibrium state. We utilize the non-equilibrium strong-coupling perturbation theory and derive semi-analytical approximation methods such as the non-crossing approximation (NCA) and the one-crossing approximation (OCA). We then use the Quantum Monte-Carlo method (QMC) as a numerically exact method and present proper measurements of local observables, current and Green's functions. We perform simulations of the current after a quantum quench from equilibrium by rapidly applying a bias voltage in a wide range of initial temperatures. The current exhibits short equilibrium times and saturates upon the decrease of temperature at all times, indicating Kondo behavior both in the transient regime and in the steady state. However, this bare QMC solver suffers from a dynamical sign problem for long time propagations. To overcome the limitations of this bare treatment, we introduce the ``Inchworm algorithm'', based on iteratively reusing the information obtained in previous steps to extend the propagation to longer times and stabilize the calculations. We show that this algorithm greatly reduces the required order for each simulation and re-scales the exponential challenge to quadratic in time. We introduce a method to compute Green's functions, spectral functions, and currents for inchworm Monte Carlo and show how systematic error assessments in real time can be obtained. We illustrate the capabilities of the algorithm with a study of the behavior of quantum impurities after an instantaneous voltage quench from a thermal equilibrium state. We conclude with the applications of the unbiased inchworm impurity solver to DMFT calculations. We employ the methods for a study of the one-band paramagnetic Hubbard model on the Bethe lattice in equilibrium, where the DMFT approximation becomes exact. We begin with a brief introduction of the Mott metal insulator phase diagram. We present the results of both real time Green's functions and spectral functions from our nonequilibrium calculations. We observe the metal-insulator crossover as the on-site interaction is increased and the formation of a quasi-particle peak as the temperature is lowered. We also illustrate the convergence of our algorithms in different aspects.
In this thesis, we describe methods for solving quantum impurity models out of equilibrium, and consider several applications of these methods. Quantum impurity models describe systems in which a small subsystem (the impurity) is coupled to a large external environment (the bath). These models are useful in describing a wide variety of physical systems, including quantum dots, absorbed adatoms, and molecular junctions. They are also important for the study of lattice models, such as the Hubbard model, where they appear as auxiliary problems within the framework of dynamical mean field theory (DMFT). Many interesting phenomena in these systems, such as transport through a quantum dot, or optical pumping of a Mott insulator, occur away from equilibrium. Theoretical description of these phenomena requires methods that are capable of handling both real time evolution and strong correlation effects presenting a formidable challenge. In this thesis, we describe several methods for the solution of non-equilibrium quantum impurity models which meet this challenge. These methods are based on an expansion in the coupling between the impurity and the bath known as the hybridization expansion. Chapter 1 gives an introduction to the problems addressed in this thesis. Chapter 2 provides a brief overview of Keldysh formalism for nonequilibrium problems. Chapter 3 describes the bare hybridization expansion for the Anderson impurity model as well as its bold extensions. In particular we derive the non-crossing approximation (NCA), the one-crossing approximation (OCA), the inchworm expansion, and a bold expansion for the impurity Green's function. Chapter 4 describes the implementation of a quantum Monte Carlo algorithm based on the inchworm expansion. The rest of the thesis describes applications of these algorithms to problems of physical interest. Chapters 5 and 6 apply the methods previously described to understanding the Kondo effect in quantum dot systems. The first chapter examines the behavior of the Kondo effect under an applied voltage bias, a classic non-equilibrium strongly-correlated problem. The second chapter examines different ways of measuring the cloud of electrons which screen the impurity spin in the Kondo regime. Chapters 7 and 8 apply the same methods to the Hubbard model using the Dynamical mean-field theory (DMFT) mapping. The first chapter studies the Hubbard model in equilibrium using the numerically exact inchworm quantum Monte Carlo method. The second chapter studies the possibility of dynamic switching between the metal and Mott-insulator states of the Hubbard model using the one-crossing approximation (OCA). Finally chapter 9 gives some overall conclusions and suggests future directions for the development of hybridization expansion methods.
We present a numerically exact steady-state inchworm Monte Carlo method for nonequilibrium quantum impurity models. Rather than propagating an initial state to long times, the method is directly formulated in the steady state. This eliminates any need to traverse the transient dynamics and grants access to a much larger range of parameter regimes at vastly reduced computational costs. We benchmark the method on equilibrium Green's functions of quantum dots in the noninteracting limit and in the unitary limit of the Kondo regime. We then consider correlated materials described with dynamical mean field theory and driven away from equilibrium by a bias voltage. We show that the response of a correlated material to a bias voltage differs qualitatively from the splitting of the Kondo resonance observed in bias-driven quantum dots.
We present real-time inchworm quantum Monte Carlo results for single-site dynamical mean field theory on an infinite coordination number Bethe lattice. Our numerically exact results are obtained on the L-shaped Keldysh contour and, being evaluated in real time, avoid the analytic continuation issues typically encountered in Monte Carlo calculations. Our results show that inchworm Monte Carlo methods have now reached a state where they can be used as dynamical mean field impurity solvers and the dynamical sign problem can be overcome. As nonequilibrium problems can be simulated at the same cost, we envisage the main use of these methods as dynamical mean field solvers for time-dependent problems far from equilibrium.
We extend the recently developed real-time diagrammatic Monte Carlo method, in its hybridization expansion formulation, to the full Kadanoff-Baym-Keldysh contour. This allows us to study real-time dynamics in correlated impurity models starting from an arbitrary, even interacting, initial density matrix. As a proof of concept, we apply the algorithm to study the nonequilibrium dynamics after a local quantum quench in the Anderson impurity model. Being a completely general approach to real-time dynamics in quantum impurity models, it can be used as a solver for nonequilibrium dynamical mean field theory.