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arXiv:1609.06264 · Reviews in Mathematical Physics

Bogoliubov corrections and trace norm convergence for the Hartree dynamics

David Mitrouskas, Sören Petrat, Peter Pickl

Published Feb 8, 2019• 41 citations
arXivHTMLPDF

Abstract

We consider the dynamics of a large number [Formula: see text] of nonrelativistic bosons in the mean field limit for a class of interaction potentials that includes Coulomb interaction. In order to describe the fluctuations around the mean field Hartree state, we introduce an auxiliary Hamiltonian on the [Formula: see text]-particle space that is similar to the one obtained from Bogoliubov theory. We show convergence of the auxiliary time evolution to the fully interacting dynamics in the norm of the [Formula: see text]-particle space. This result allows us to prove several other results: convergence of reduced density matrices in trace norm with optimal rate, convergence in energy trace norm, and convergence to a time evolution obtained from the Bogoliubov Hamiltonian on Fock space with expected optimal rate. We thus extend and quantify several previous results, e.g., by providing the physically important convergence rates, including time-dependent external fields and singular interactions, and allowing for more general initial states, e.g., those that are expected to be ground states of interacting systems.

DOI
10.1142/s0129055x19500247

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We consider the dynamics of a large number [Formula: see text] of nonrelativistic bosons in the mean field limit for a class of interaction potentials that includes Coulomb interaction. In order to describe the fluctuations around the mean field Hartree state, we introduce an auxiliary Hamiltonian on the [Formula: see text]-particle space that is similar to the one obtained from Bogoliubov theory. We show convergence of the auxiliary time evolution to the fully interacting dynamics in the norm of the [Formula: see text]-particle space. This result allows us to prove several other results: convergence of reduced density matrices in trace norm with optimal rate, convergence in energy trace norm, and convergence to a time evolution obtained from the Bogoliubov Hamiltonian on Fock space with expected optimal rate. We thus extend and quantify several previous results, e.g., by providing the physically important convergence rates, including time-dependent external fields and singular interactions, and allowing for more general initial states, e.g., those that are expected to be ground states of interacting systems.
We study the time evolution of the Nelson model in a mean-field limit in which [Formula: see text] nonrelativistic bosons weakly couple (with respect to the particle number) to a positive or zero mass quantized scalar field. Our main result is the derivation of the Bogoliubov dynamics and higher-order corrections. More precisely, we prove the convergence of the approximate wave function to the many-body wave function in norm, with a convergence rate proportional to the number of corrections taken into account in the approximation. We prove an analogous result for the unitary propagator. As an application, we derive a simple system of partial differential equations describing the time evolution of the first- and second-order approximations to the one-particle reduced density matrices of the particles and the quantum field, respectively.
This thesis is about the derivation of effective mean field equations and their next-order corrections starting from nonrelativistic many-body quantum theory. Mean field equations provide an approximate ansatz for the description of interacting many-particle systems. In this ansatz the interaction between the particles is replaced by a self-consistent external potential leading to an effective one-body description of the many-particle system. Next-order corrections provide an approximation which goes one step further and tries to capture also subleading effects that are not resolved by the mean field ansatz. We present mathematical proofs for the validity of such effective theories for different models that are motivated, e.g., from the theory of ultracold atoms (the bosonic Hartree equation and the corresponding Bogoliubov theory) and from plasma physics (the motion of a tracer particle through a degenerate and dense electron gas). Starting from a many-body Schrödinger equation, our goal is to show that the solutions converge in a particular limit to the solutions to an effective mean field equation and its next-order corrections. After a short introduction and a summary in Chapter one, we present the main part of this work in three self-contained chapters. In Chapter two we analyze the dynamics of a large number N of nonrelativistic bosons in the weak coupling limit, i.e., for a coupling constant g_N=1/N. It is well known that in the limit of infinite particle number, the Hartree equation emerges as an effective one-particle theory of the Bose gas. This is closely related to the remarkable physical phenomenon of Bose-Einstein condensation at low temperature, namely that the majority of particles in a Bose gas occupies the same copy of a single one-particle quantum state. Our emphasis lies in the description of the few particles that fluctuate around the Bose-Einstein condensate. We show convergence of the fully interacting dynamics to an auxiliary time evolution in the norm of the N-particle space. This result allows us to prove several other assertions. Among other things, it is used to derive the Hartree equation with optimal speed of convergence 1/N for initial states that are close to ground states of interacting systems and also to prove convergence of the N-particle solution towards a time evolution obtained from the Bogoliubov Hamiltonian on Fock space. Chapter three is about the low energy properties of the weakly interacting homogeneous Bose gas. Here, we derive a novel estimate for low energy eigenfunctions stating that the probability for finding lll particles out of their total number N not in the condensate is exponentially small in the number lll. Using this bound, we then prove that the ground state wave function of the microscopic model satisfies certain quasifree type properties. The exponential decay is moreover used to provide an alternative proof for the validity of Bogoliubov's approximation for the low-lying energy eigenvalues. Bogoliubov theory states that the excitation energies of the Bose gas are given by excitations of free quasiparticles obeying an effective energy-momentum dispersion relation which is linear for small momentum. The linearity of the effective dispersion relation is an essential ingredient for the explanation of the superfluid character of the Bose gas. In Chapter four we study the time evolution of a single particle coupled through a pair potential to a dense and homogeneous ideal Fermi gas in two spatial dimensions. This type of model is well known in plasma physics where it is used to describe the energy loss of ions moving through a dense and degenerate electron gas. We analyze the model for a coupling parameter g=1 and prove closeness of the time evolution to an effective dynamics for large densities of the gas and for long time scales of the order of some power of the density. The effective dynamics is generated by the free Hamiltonian with a large but constant energy shift. To leading order, this energy shift is given by the spatially homogeneous mean field potential produced by the gas particles, whereas at next-to-leading order, one has to consider an additional correction to the mean field energy which is due to so-called recollision processes.
The derivation of the Hartree equation from many-body systems of Bosons in the mean field limit has been very intensively studied in the last couple of years. However, very few results exist showing convergence of the kth marginal of the N-body density matrix to the projection to the k-fold tensor product of the solution of the Hartree equation in stronger trace norms like the energy trace norm, see the work of Michelangeli and Schlein [Commun. Math. Phys. 311(3), 645–687 (2012)] and Lührmann [J. Math. Phys. 53(2), 022105 (2012)]. This issue is from a physical view point very important. The reason is that one can then approximate expectation values of certain observables of the N-body system by means of the Hartree equation, with relaxation of the very restrictive assumption that the observables are bounded operators. Here we consider the non-relativistic case. We prove, assuming only H1-regularity of the initial data, convergence in the energy trace norm without rates, and convergence in any other weaker Sobolev trace norm with rates. Our proof is simple and uses the functional aN introduced by Pickl [Lett. Math. Phys. 97(2), 151–164 (2011)].
In the present work we consider the evolution of N bosons, where N is large, and compare the exact evolution with the mean-field approximation in the sense of marginals. We prove that the exact evolution is close to the approximate in trace norm for times of the order (compared to log (o(1)N) as obtained in Chen et al. (J. Stat. Phys. 144: 872–903, 2011)) for the Hartree evolution. Estimates of similar type are obtained for stronger interactions as well. The precise estimates are stated in Theorem 5 in Section 3 and Theorem 9 in Section 4.