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arXiv:1609.01972 · Results in Physics

Fragile systems: A hidden-variable Bayesian framework leading to quantum theory

Yasmín Navarrete, Sergio M. Davis

Published Apr 25, 2025• 1 citation
arXivHTMLPDF

Abstract

An understanding of quantum theory in terms of new, underlying descriptions capable of explaining the existence of non-classical correlations, non-commutativity of measurements and other unique and counter-intuitive phenomena remains still a challenge at the foundations of our description of physical phenomena . Among some proposals, the idea that quantum states are essentially states of knowledge in a Bayesian framework is an intriguing possibility due to its explanatory power. In this work, the formalism of quantum theory is derived from the application of Bayesian probability theory to “fragile” systems, that is, systems that are perturbed by the measurement. Complex Hilbert spaces , non-commuting operators and the trace rule for expectations all arise naturally from the use of linear algebra to solve integral equations involving classical probabilities over hidden variables. The non-fragile limit of the theory, where all measurements are commutative and the theory becomes analogous to classical statistical theory is discussed as well.

DOI
10.1016/j.rinp.2025.108257

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An understanding of quantum theory in terms of new, underlying descriptions capable of explaining the existence of non-classical correlations, non-commutativity of measurements and other unique and counter-intuitive phenomena remains still a challenge at the foundations of our description of physical phenomena . Among some proposals, the idea that quantum states are essentially states of knowledge in a Bayesian framework is an intriguing possibility due to its explanatory power. In this work, the formalism of quantum theory is derived from the application of Bayesian probability theory to “fragile” systems, that is, systems that are perturbed by the measurement. Complex Hilbert spaces , non-commuting operators and the trace rule for expectations all arise naturally from the use of linear algebra to solve integral equations involving classical probabilities over hidden variables. The non-fragile limit of the theory, where all measurements are commutative and the theory becomes analogous to classical statistical theory is discussed as well.
The formalism of Quantum Mechanics is derived from the application of Bayesian probability theory to fragile systems, i.e. systems that are perturbed by the act of measurement. Complex Hilbert spaces, non-commuting operators and the trace rule for expectations all arise naturally from the use of linear algebra to solve integral equations involving classical probabilities over hidden variables. We comment on the case of non-local hidden variables, where violations of Bell's theorem can be produced, as well as the non-fragile limit of the theory, where all measurements are commutative and the theory becomes analogous to classical statistical mechanics.
It is a scientific truism nowadays that quantum mechanical predictions are of statistical or rather of probabilistic nature: a quantum theory assigns a probability distribution to each measurable quantity (observable) of a physical system prepared according to a given preparation prescription (state). Such sets of probability distributions represent the most general quantitative predictions of physical theories. The aim of this study is to determine all theoretical frameworks which yield such a kind of output taking the probabilistic nature of quantitative physical predictions as initial hypothesis. Astonishingly, this project succeeds with a minimal number of additional assumptions, which arise quite naturally in the course of the analysis, and which essentially amount to regularity conditions. The result is that there exist only two classes of physical theories providing quantitative probabilistic predictions: classical theories where observables are represented by real functions over a phase space and states are represented by probability measures upon the phase space, and quantum theories where observables are represented by selfadjoint operators acting on a complex Hilbert space and states are represented by state operators. On empirical grounds, classical theories cannot provide the all-encompassing, fundamental frame for the mathematical description of physical systems. Quantum theories remain, and there is no more complete formal frame for quantitative physical theories. As an additional result, it is shown that there exist physical systems which possess a quantum mechanical but no classical description; a prominent example is the spin system of two spin-1/2 particles. The classical hidden variables model, which J. Bell relates to this system in order to prove his theorem, cannot be a true description of it because no such classical model exists, and Bell's theorem loses its foundation.
This paper explores the limitations of Kolmogorov's measure-theoretic foundation of probability in the context of quantum mechanics and proposes an extension towards a non-commutative framework. We delve into the mathematical structures underlying quantum probability spaces, focusing on operator algebras and their associated states. We analyze the challenges in defining joint probabilities for non-commuting observables and present an overview of alternative approaches based on operator algebras, quantum logic, and non-commutative integration. Furthermore, we investigate the applications of non-commutative measure theory in quantum information theory, quantum field theory, and the foundations of quantum mechanics, highlighting the potential for a more comprehensive understanding of probabilistic phenomena in quantum systems.
Quantum mechanics is basically a mathematical recipe on how to construct physical models. Historically its origin and main domain of application has been in the microscopic regime, although it strictly seen constitutes a general mathematical framework not limited to this regime. Since it is a statistical theory, the meaning and role of probabilities in it need to be defined and understood in order to gain an understanding of the predictions and validity of quantum mechanics. The interpretational problems of quantum mechanics are also connected with the interpretation of the concept of probability. In this thesis the use of probability theory as extended logic, in particular in the way it was presented by E. T. Jaynes, will be central. With this interpretation of probabilities they become a subjective notion, always dependent on one's state of knowledge or the context in which they are assigned, which has consequences on how things are to be viewed, understood and tackled in quantum mechanics. For instance, the statistical operator or density operator, is usually defined in terms of probabilities and therefore also needs to be updated when the probabilities are updated by acquisition of additional data. Furthermore, it is a context dependent notion, meaning, e.g., that two observers will in general assign different statistical operators to the same phenomenon, which is demonstrated in the papers of the thesis. It is also presented an alternative and conceptually clear approach to the problematic notion of "probabilities of probabilities", which is related to such things as probability distributions on statistical operators. In connection to this, we consider concrete numerical applications of Bayesian quantum state assignment methods to a three-level quantum system, where prior knowledge and various kinds of measurement data are encoded into a statistical operator, which can then be used for deriving probabilities of other measurements. The thesis also offers examples of an alternative quantum state assignment technique, using maximum entropy methods, which in some cases are compared with the Bayesian quantum state assignment methods. Finally, the interesting and important problem whether the statistical operator, or more generally quantum mechanics, gives a complete description of "objective physical reality" is considered. A related concern is here the possibility of finding a "local hidden-variable theory" underlying the quantum mechanical description. There have been attempts to prove that such a theory cannot be constructed, where the most well-known impossibility proof claiming to show this was given by J. S. Bell. In connection to this, the thesis presents an idea for an interpretation or alternative approach to quantum mechanics based on the concept of space-time.
Quantum mechanics has achieved unparalleled success as an operational theory, describing a wide range of experiments to remarkable accuracy. However, the physical foundations on which it rests remain as puzzling as they were a century ago, and a concise statement of the physical principles that underlie quantum mechanics is still outstanding. One promising approach holds that these principles should be formulated in terms of information, since many of the counter-intuitive effects in quantum theory concern questions such as what one can know about a quantum system and how the information encoded therein can be processed and distributed between parties. Another challenging feature of quantum theory is its incompatibility with the other cornerstone of modern physics, general relativity. In order to reconcile the two, one must identify and retain only the essential concepts and principles of each theory, and in the case of general relativity, causality has been identified as such a concept. This raises the question of how our classical understanding of causality must change when quantum theory is taken into account. In order to address these questions about information, knowledge and causality, I turn to the framework of causal models. In classical statistics, causal models explain the relations among a set of variables in terms of causal influences, which makes them a powerful tool for structuring our knowledge about complex systems and developing strategies for interacting with them. More importantly, the framework provides the conceptual underpinnings and mathematical methods for addressing questions about causation, information and knowledge in a rigorous manner. In this thesis, I develop a version of the classical causal models framework that is compatible with quantum theory and explore its physical implications. \n \n \nA first step is to define quantum versions of fundamental elements such as variables, conditionals and belief propagation rules. This allows one to consider the question of what one can come to know about a quantum variable from the point of view of causal modelling. The conditionals relating quantum variables are found to have a richer structure than their classical counterparts, which can be exploited for the task of discerning causal relations given limited data -- a central problem in classical causal modelling. The mathematical properties of quantum conditionals also establish a correspondence between various classes of two-party correlations, such as bound and distillable entanglement, and the types of causal structures that can give rise to them, which may become a useful tool for entanglement theory and quantum information processing. In the context of open quantum systems dynamics, quantum causal models provide a clear physical explanation of not completely positive maps and, more broadly, of non-Markovian quantum dynamics. Finally, I consider the possibility of non-classical effects in the way that different causal mechanisms are combined -- that is, non-classical causal structures. For the simple case of two causally ordered variables, I propose indicators that witness different classes of combinations of causal mechanisms, including a non-classical mixture, and describe an experiment realizing examples of the different classes. \n \n \nAs these results illustrate, the framework of quantum causal models provides both greater conceptual clarity and a comprehensive mathematical formalism for studying a diverse set of problems, ranging from foundational questions to applications in open systems dynamics and the exploration of non-classical causal structures, which are likely to feature in a future theory of quantum gravity. The material presented in this thesis is intended as a foundation and inspiration for further applications of quantum causal models.
A central feature of quantum mechanics is the non-commutativity of operators used to describe physical observables. In this article, we present a critical analysis on the role of non-commutativity in quantum theory, focusing on its consequences in the probabilistic description. Typically, a random phenomenon is described using the measure-theoretic formulation of probability theory. Such a description can also be done using algebraic methods, which are capable to deal with non-commutative random variables (like in quantum mechanics). Here we propose a method to construct a non-commutative probability theory starting from an ordinary measure-theoretic description of probability. This will be done using the entropic uncertainty relations between random variables, in order to evaluate the presence of non-commutativity in their algebraic description.