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arXiv:1608.05393 · Physical review. B./Physical review. B

Field theories for gauged symmetry-protected topological phases: Non-Abelian anyons with Abelian gauge group Z2⊗3

Huan He, Yunqin Zheng, Curt W. von Keyserlingk

Published Jan 19, 2017• 32 citations
arXivHTMLPDF

Abstract

Dijkgraaf-Witten (DW) theories are of recent interest to the condensed matter community, in part because they represent topological phases of matter, but also because they characterize the response theory of certain symmetry protected topological (SPT) phases. However, as yet there has not been a comprehensive treatment of the spectra of these models in the field theoretic setting even for Abelian gauge groups, the goal of this work is to fill the gap in the literature, especially for a selection of DW models with Abelian gauge groups but non-Abelian topological order. Particularly, we focus on the appearance of non-Abelian statistics in type-III twisted DW theories with Abelian gauge groups ${\mathbb{Z}}_{2}^{\ensuremath{\bigotimes}3}$. There are only 22 distinguishable line operators, and their fusion rules and correlation functions are calculated. The flux insertion operators have quantum dimension 2, which clearly demonstrates the non-Abelian topological order of type-III twisted DW theories.

DOI
10.1103/physrevb.95.035131

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Dijkgraaf-Witten (DW) theories are of recent interest to the condensed matter community, in part because they represent topological phases of matter, but also because they characterize the response theory of certain symmetry protected topological (SPT) phases. However, as yet there has not been a comprehensive treatment of the spectra of these models in the field theoretic setting even for Abelian gauge groups, the goal of this work is to fill the gap in the literature, especially for a selection of DW models with Abelian gauge groups but non-Abelian topological order. Particularly, we focus on the appearance of non-Abelian statistics in type-III twisted DW theories with Abelian gauge groups Z2\ensuremath⨂3{\mathbb{Z}}_{2}^{\ensuremath{\bigotimes}3}Z2\ensuremath⨂3​. There are only 22 distinguishable line operators, and their fusion rules and correlation functions are calculated. The flux insertion operators have quantum dimension 2, which clearly demonstrates the non-Abelian topological order of type-III twisted DW theories.
Three-dimensional gauge theories with a discrete gauge group can emerge from spin models as a gapped topological phase with fractional point excitations (gauge charge) and loop excitations (gauge flux). It is known that 3D gauge theories can be ``twisted,'' in the sense that the gauge flux loops can have nontrivial braiding statistics among themselves and such twisted gauge theories are realized in models discovered by Dijkgraaf and Witten. A different framework to systematically construct three-dimensional topological phases was proposed by Walker and Wang and a series of examples have been studied. Can the Walker-Wang construction be used to realize the topological order in twisted gauge theories? This is not immediately clear because the Walker-Wang construction is based on a loop condensation picture while the Dijkgraaf-Witten theory is based on a membrane condensation picture. In this paper, we show that the answer to this question is Yes, by presenting an explicit construction of the Walker-Wang models which realize both the twisted and untwisted gauge theories with gauge group ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$. We identify the topological order of the models by performing modular transformations on the ground-state wave functions and show that the modular matrices exactly match those for the ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ gauge theories. By relating the Walker-Wang construction to the Dijkgraaf-Witten construction, our result opens up a way to study twisted gauge theories with fermonic charges, and correspondingly strongly interacting fermionic symmetry protected topological phases and their surface states, through exactly solvable models.
Symmetry-protected topological phases (SPT) are short-range entangled gapped states protected by global symmetry. Nontrivial SPT phases cannot be adiabatically connected to the trivial disordered state (or atomic insulator) as long as certain global symmetry GGG is unbroken. At low energies, most of the two-dimensional SPTs with Abelian symmetry can be described by topological quantum field theory (TQFT) of the multicomponent Chern-Simons type. However, in contrast to the fractional quantum Hall effect where TQFT can give rise to interesting bulk anyons, TQFT for SPTs only supports trivial bulk excitations. The essential question in TQFT descriptions for SPTs is to understand how the global symmetry is implemented in the partition function. In this paper, we systematically study TQFT of three-dimensional SPTs with unitary Abelian symmetry (e.g., ${\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}...$). In addition to the usual multicomponent BFBFBF topological term at level-1, we find that there are new topological terms with quantized coefficients (e.g., ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}d{a}^{2}$ and ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}{a}^{3}\ensuremath{\wedge}{a}^{4}$) in TQFT actions, where a1,a2,...{a}^{1},{a}^{2},...a1,a2,... are 1-form U(1) gauge fields. These additional topological terms cannot be adiabatically turned off as long as GGG is unbroken. By investigating symmetry transformations for the TQFT partition function, we end up with the classification of SPTs that is consistent with the well-known group cohomology approach. We also discuss how to gauge the global symmetry and possible TQFT descriptions of Dijkgraaf-Witten gauge theory.
The study of gapless phases with categorical (or so-called non-invertible) symmetries is a formidable task, in particular in higher than two space-time dimensions. In this paper we build on previous works [L. Bhardwaj et al. SciPost Phys. 19, 056 (2025); L. Bhardwaj et al. arXiv:2502.20440] on gapped phases in (2+1)d and provide a systematic framework to study phase transitions with categorical symmetries. The Symmetry Topological Field Theory (SymTFT) is, as often in these matters, the central tool. Applied to gapless theories, we need to consider the extension of the SymTFT to interfaces between topological orders, so-called “club sandwiches”, which realize generalizations of so-called Kennedy-Tasaki (KT) transformations. This requires an input phase transition for a smaller symmetry, such as the Ising transition for \mathbb{Z}_2 ℤ 2 , and the SymTFT constructs a transformation to a gapless phase with a larger categorical symmetry. We carry this out for categorical symmetries whose SymTFT is a (3+1)d Dijkgraaf-Witten (DW) theory for a finite group G G with twist - so-called all bosonic fusion 2-categories. We classify such interfaces using a physically motivated picture of generalized gauging, as well as with a complementary analysis using (bi-)module 2-categories. This is exemplified in numerous Abelian and non-Abelian DW theories, giving rise to interesting gapless phases such as intrinsically gapless symmetry protected phases (igSPTs) and spontaneous symmetry breaking phases (igSSBs) from Abelian, S_3 S 3 , and D_8 D 8 DW theories.
We classify one-dimensional symmetry-protected topological (SPT) phases protected by dipole symmetries. A dipole symmetry comprises two sets of symmetry generators: charge and dipole operators, which together form a nontrivial algebra with translations. Using matrix product states (MPS), we show that for a GGG dipole symmetry with GGG a finite Abelian group, the one-dimensional dipolar SPTs are classified by the group ${H}^{2}[G\ifmmode\times\else\texttimes\fi{}G,U(1)]/{H}^{2}{[G,U(1)]}^{2}$. Because of the symmetry algebra, the MPS tensors exhibit an unusual property, prohibiting the fractionalization of charge operators at the edges. For each phase in the classification, we explicitly construct a stabilizer Hamiltonian to realize the SPT phase and derive the response field theories by coupling the dipole symmetry to background tensor gauge fields. These field theories generalize the Dijkgraaf-Witten theories to twisted finite tensor gauge theories.
We study novel three-dimensional gapped quantum phases of matter which support quasiparticles with restricted mobility, including immobile ``fracton'' excitations. So far, most existing fracton models may be instructively viewed as generalized Abelian lattice gauge theories. Here, by analogy with Dijkgraaf-Witten topological gauge theories, we discover a natural generalization of fracton models, obtained by twisting the gauge symmetries. Introducing generalized gauge transformation operators carrying an extra phase factor depending on local configurations, we construct a plethora of exactly solvable three-dimensional models, which we dub ``twisted fracton models.'' A key result of our approach is to demonstrate the existence of rich non-Abelian fracton phases of distinct varieties in a three-dimensional system with finite-range interactions. For an accurate characterization of these novel phases, the notion of being inextricably non-Abelian is introduced for fractons and quasiparticles with one-dimensional mobility, referring to their new behavior of displaying braiding statistics that is, and remains, non-Abelian regardless of which quasiparticles with higher mobility are added to or removed from them. We also analyze these models by embedding them on a 3-torus and computing their ground-state degeneracies, which exhibit a surprising and novel dependence on the system size in the non-Abelian fracton phases. Moreover, as an important advance in the study of fracton order, we develop a general mathematical framework which systematically captures the fusion and braiding properties of fractons and other quasiparticles with restricted mobility.
Recently, a new class of quantum phases of matter---symmetry protected topological states, such as topological insulators---has attracted much attention. In presence of interactions, group cohomology provides a classification of these [Chen et al., Phys. Rev. B 87, 155114 (2013)]. These phases have short-ranged entanglement and no topological order in the bulk. However, when long-range entangled topological order is present, it is much less understood how to classify quantum phases of matter in the presence of global symmetries. Here we present a classification of bosonic gapped quantum phases with or without long-range entanglement in the presence or absence of on-site global symmetries. In 2+12+12+1 dimensions, the quantum phases in the presence of a global symmetry group SGSGSG, and with topological order described by a finite gauge group GGGGGG, are classified by the cohomology group ${H}^{3}(SG\ifmmode\times\else\texttimes\fi{}GG,U(1))$. Generally, in d+1d+1d+1 dimensions, such quantum phases are classified by ${H}^{d+1}(SG\ifmmode\times\else\texttimes\fi{}GG,U(1))$. Although we only partially understand to what extent our classification is complete, we present an exactly solvable local bosonic model, in which the topological order is emergent, for each given class in our classification. When the global symmetry is absent, the topological order in our models is described by the general Dijkgraaf-Witten discrete gauge theories. When the topological order is absent, our models become the exactly solvable models for symmetry protected topological phases [Chen et al., Phys. Rev. B 87, 155114 (2013)]. When both the global symmetry and the topological order are present, our models describe symmetry enriched topological phases. Our classification includes, but goes beyond, the previously discussed projective symmetry group classification. Measurable signatures of these symmetry enriched topological phases and generalizations of our classification are discussed.