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arXiv:1608.00029 · The Journal of Chemical Physics

Communication: Projected Hartree Fock theory as a polynomial similarity transformation theory of single excitations

Yiheng Qiu, Thomas M. Henderson, Gustavo E. Scuseria

Published Sep 19, 2016• 33 citations
arXivHTMLPDF

Abstract

Spin-projected Hartree-Fock is written as a particle-hole excitation ansatz over a symmetry-adapted reference determinant. Remarkably, this expansion has an analytic expression that we were able to decipher. While the form of the polynomial expansion is universal, the excitation amplitudes need to be optimized. This is equivalent to the optimization of orbitals in the conventional projected Hartree-Fock framework of non-orthogonal determinants. Using the inverse of the particle-hole expansion, we similarity transform the Hamiltonian in a coupled-cluster style theory. The left eigenvector of the non-Hermitian Hamiltonian is constructed in a similar particle-hole expansion fashion, and we show that to numerically reproduce variational projected Hartree-Fock results, one needs as many pair excitations in the bra as the number of strongly correlated entangled pairs in the system. This single-excitation polynomial similarity transformation theory is an alternative to our recently presented double excitation theory, but supports projected Hartree-Fock and coupled cluster simultaneously rather than interpolating between them.

DOI
10.1063/1.4963082

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Spin-projected Hartree-Fock is written as a particle-hole excitation ansatz over a symmetry-adapted reference determinant. Remarkably, this expansion has an analytic expression that we were able to decipher. While the form of the polynomial expansion is universal, the excitation amplitudes need to be optimized. This is equivalent to the optimization of orbitals in the conventional projected Hartree-Fock framework of non-orthogonal determinants. Using the inverse of the particle-hole expansion, we similarity transform the Hamiltonian in a coupled-cluster style theory. The left eigenvector of the non-Hermitian Hamiltonian is constructed in a similar particle-hole expansion fashion, and we show that to numerically reproduce variational projected Hartree-Fock results, one needs as many pair excitations in the bra as the number of strongly correlated entangled pairs in the system. This single-excitation polynomial similarity transformation theory is an alternative to our recently presented double excitation theory, but supports projected Hartree-Fock and coupled cluster simultaneously rather than interpolating between them.
The past several years have seen renewed interest in the use of symmetry-projected Hartree-Fock for the description of strong correlations. Unfortunately, these symmetry-projected mean-field methods do not adequately account for dynamic correlation. Presumably, this shortcoming could be addressed if one could combine symmetry-projected Hartree-Fock with a many-body method such as coupled-cluster theory, but this is by no means straightforward because the two techniques are formulated in very different ways. However, we have recently shown that the singlet S2{S}^{2}S2-projected unrestricted Hartree-Fock wave function can in fact be written in a coupled-cluster-like wave function. That is, the spin-projected unrestricted Hartree-Fock wave function can be written as a polynomial of a double-excitation operator acting on some closed-shell reference determinant. Here, we extend this result and show that the spin-projected generalized Hartree-Fock wave function (which has both S2{S}^{2}S2 and Sz{S}_{z}Sz​ projection) is likewise a polynomial of low-order excitation operators acting on a closed-shell determinant and provide a closed-form expression for the resulting polynomial coefficients. The spin projection of the generalized Hartree-Fock wave function introduces connected triple and quadruple excitations which are absent when spin-projecting an unrestricted Hartree-Fock determinant. We include a few preliminary applications of the combination of this spin-projected Hartree-Fock and coupled-cluster theory to the Hubbard Hamiltonian and comment on generalizations of the methodology. Results here are not for production level, but a similarity-transformed theory that combines the two offers the promise of being accurate for both weak and strong correlation, and may offer significant improvements in the intermediate correlation regime where neither projected Hartree-Fock nor coupled cluster is particularly accurate.
We present a similarity transformation theory based on a polynomial form of a particle-hole pair excitation operator. In the weakly correlated limit, this polynomial becomes an exponential, leading to coupled cluster doubles. In the opposite strongly correlated limit, the polynomial becomes an extended Bessel expansion and yields the projected BCS wave function. In between, we interpolate using a single parameter. The effective Hamiltonian is non-Hermitian and this polynomial similarity transformation theory follows the philosophy of traditional coupled cluster, left projecting the transformed Hamiltonian onto subspaces of the Hilbert space in which the wave function variance is forced to be zero. Similarly, the interpolation parameter is obtained through minimizing the next residual in the projective hierarchy. We rationalize and demonstrate how and why coupled cluster doubles is ill suited to the strongly correlated limit, whereas the Bessel expansion remains well behaved. The model provides accurate wave functions with energy errors that in its best variant are smaller than 1% across all interaction strengths. The numerical cost is polynomial in system size and the theory can be straightforwardly applied to any realistic Hamiltonian.
Projected Hartree-Fock theory provides an accurate description of many kinds of strong correlations but does not properly describe weakly correlated systems. Coupled cluster theory, in contrast, does the opposite. It therefore seems natural to combine the two so as to describe both strong and weak correlations with high accuracy in a relatively black-box manner. Combining the two approaches, however, is made more difficult by the fact that the two techniques are formulated very differently. In earlier work, we showed how to write spin-projected Hartree-Fock in a coupled-cluster-like language. Here, we fill in the gaps in that earlier work. Further, we combine projected Hartree-Fock and coupled cluster theory in a variational formulation and show how the combination performs for the description of the Hubbard Hamiltonian and for several small molecular systems.
The goal of electronic structure theory is to solve the time-independent Schrodinger equation with a method that scales polynomially with the system size. The problem has been solved in the weakly-correlated regime, where coupled cluster theory (CC) with singles, doubles and perturbative triples (CCSD(T)) can achieve chemical accuracy. However, in the strongly-correlated regime, where the two-body interaction dominates, there are still no methods that can achieve a comparable accomplishment. Strong correlation always comes hand in hand with spontaneous symmetry breaking in mean-field theory. For example, coupled cluster theory faces a symmetry dilemma in the strongly correlated regime, where it either completely fails to describe the system if symmetry adapted, or has to artificially break certain symmetries in order to produce reasonable energies. It is plausible that the problem of strong correlation can be solved by curing the symptoms, i.e., fixing the symmetries. Symmetry projection has been carried out at the mean-field level, but it was unclear until this work how to incorporate correlation on top of it because of the language barrier between symmetry projection and coupled cluster theory. This thesis is devoted to combining CC and symmetry projection, focusing on spin and number symmetry. Different flavours of theories are obtained depending on whether a restricted or unrestricted reference is used. On the restricted side, the spin projected unrestricted Hartree Fock (SUHF) state can be rewritten as a polynomial of particle-hole excitations, acting on the restricted reference. Thus, this formalism opens up many ways to combine SUHF with CC. One the unrestricted side, the concept of disentangled cluster is introduced to describe the CC wavefunction transformed by symmetry rotation. A scheme basing on differential equations is devised to approximate these disentangled clusters, which scales polynomially and is systematically improvable. By combining symmetry projection and coupled cluster theory, the symmetry dilemma can be solved to a good extent.
Coupled cluster theory is the method of choice for weakly correlated systems. But in the strongly correlated regime, it faces a symmetry dilemma, where it either completely fails to describe the system or has to artificially break certain symmetries. On the other hand, projected Hartree-Fock theory captures the essential physics of many kinds of strong correlations via symmetry breaking and restoration. In this work, we combine and try to retain the merits of these two methods by applying symmetry projection to broken symmetry coupled cluster wave functions. The non-orthogonal nature of states resulting from the application of symmetry projection operators furnishes particle-hole excitations to all orders, thus creating an obstacle for the exact evaluation of overlaps. Here we provide a solution via a disentanglement framework theory that can be approximated rigorously and systematically. Results of projected coupled cluster theory are presented for molecules and the Hubbard model, showing that spin projection significantly improves unrestricted coupled cluster theory while restoring good quantum numbers. The energy of projected coupled cluster theory reduces to the unprojected one in the thermodynamic limit, albeit at a much slower rate than projected Hartree-Fock.
Coupled cluster (CC) theory is the “gold standard” of molecular electronic structure theory, yet the full arc of the subject—from its variational origins in Hartree–Fock theory, through the exponential ansatz and its diagrammatic machinery, to its modern reformulation as a system of polynomial equations on an algebraic variety, its multireference generalizations, and its emerging reincarnation as a quantum circuit—is rarely presented as a single connected narrative. This review builds that narrative completely from first principles and carries it through to today’s research frontier. Starting from the electronic Schrödinger equation, we derive Hartree–Fock theory, second quantization, and Wick’s theorem; construct the coupled cluster singles-and-doubles (CCSD) equations via the similarity-transformed Hamiltonian; and show how these same equations reappear, verbatim, as a truncated eigenvalue problem on a projective variety generalizing the Grassmannian, with a computable CC degree controlling the number of solutions. We then develop the perturbative triples correction CCSD(T), the linear-response equationof-motion (EOM-CC) framework for excited, ionized, and electron-attached states, the effective-Hamiltonian formalism underlying multireference coupled cluster theory and its notorious intruder-state problem, and the unitary coupled cluster (UCC) ansatz that restores the variational principle at the cost of an infinite operator expansion—tamed, on a quantum computer, by Trotterization and the variational quantum eigensolver. We close with a synthesis of what is rigorously known about the resulting nonlinear equations, a map of directions deliberately left out of scope, and an assessment of the open question of quantum advantage in this domain. Every claim is stated formally, with a full statement and proof or proof sketch, and cited to its origin; the computational cost of every method is compared explicitly throughout.