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arXiv:1607.01796 · Communications in Mathematical Physics

Entropy Accumulation

Frédéric Dupuis, Omar Fawzi, Renato Renner

Published Sep 22, 2020• 138 citations
arXivHTMLPDF

Abstract

Abstract We ask the question whether entropy accumulates, in the sense that the operationally relevant total uncertainty about an n -partite system $$A = (A_1, \ldots A_n)$$ A = ( A 1 , … A n ) corresponds to the sum of the entropies of its parts $$A_i$$ A i . The Asymptotic Equipartition Property implies that this is indeed the case to first order in n —under the assumption that the parts $$A_i$$ A i are identical and independent of each other. Here we show that entropy accumulation occurs more generally, i.e., without an independence assumption, provided one quantifies the uncertainty about the individual systems $$A_i$$ A i by the von Neumann entropy of suitably chosen conditional states. The analysis of a large system can hence be reduced to the study of its parts. This is relevant for applications. In device-independent cryptography, for instance, the approach yields essentially optimal security bounds valid for general attacks, as shown by Arnon-Friedman et al. (SIAM J Comput 48(1):181–225, 2019).

DOI
10.1007/s00220-020-03839-5

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Nature Communications•Jan 25, 2018•270 citations
Abstract We ask the question whether entropy accumulates, in the sense that the operationally relevant total uncertainty about an n -partite system A=(A1,…An)A = (A_1, \ldots A_n)A=(A1​,…An​) A = ( A 1 , … A n ) corresponds to the sum of the entropies of its parts AiA_iAi​ A i . The Asymptotic Equipartition Property implies that this is indeed the case to first order in n —under the assumption that the parts AiA_iAi​ A i are identical and independent of each other. Here we show that entropy accumulation occurs more generally, i.e., without an independence assumption, provided one quantifies the uncertainty about the individual systems AiA_iAi​ A i by the von Neumann entropy of suitably chosen conditional states. The analysis of a large system can hence be reduced to the study of its parts. This is relevant for applications. In device-independent cryptography, for instance, the approach yields essentially optimal security bounds valid for general attacks, as shown by Arnon-Friedman et al. (SIAM J Comput 48(1):181–225, 2019).
The entropy accumulation theorem states that the smooth min-entropy of an n-partite system A = (A_1 ,. .. , A_n) is lower-bounded by the sum of the von Neumann entropies of suitably chosen conditional states up to corrections that are sublinear in n. This theorem is particularly suited to proving the security of quantum cryptographic protocols, and in particular so-called device-independent protocols for randomness expansion and key distribution, where the devices can be built and preprogrammed by a malicious supplier. However, while the bounds provided by this theorem are optimal in the first order, the second-order term is bounded more crudely, in such a way that the bounds deteriorate significantly when the theorem is applied directly to protocols where parameter estimation is done by sampling a small fraction of the positions, as is done in most QKD protocols. The objective of this paper is to improve this second-order sublinear term and remedy this problem. On the way, we prove various bounds on the divergence variance, which might be of independent interest.
The entropy accumulation theorem states that the smooth min-entropy of an n-partite system A = (A1, ..., An) is lower-bounded by the sum of the von Neumann entropies of suitably chosen conditional states up to corrections that are sublinear in n. This theorem is particularly suited to proving the security of quantum cryptographic protocols, and in particular so-called device-independent protocols for randomness expansion and key distribution, where the devices can be built and preprogrammed by a malicious supplier. However, while the bounds provided by this theorem are optimal in the first order, the second-order term is bounded more crudely, in such a way that the bounds deteriorate significantly when the theorem is applied directly to protocols where parameter estimation is done by sampling a small fraction of the positions, as is done in most QKD protocols. The objective of this paper is to improve this second-order sublinear term and remedy this problem. On the way, we prove various bounds on the divergence variance, which might be of independent interest.
Abstract Consider a sequential process in which each step outputs a system AiA_iAi​ A i and updates a side information register E . We prove that if this process satisfies a natural “non-signalling” condition between past outputs and future side information, the min-entropy of the outputs A1,…,AnA_1, \dots , A_nA1​,…,An​ A 1 , ⋯ , A n conditioned on the side information E at the end of the process can be bounded from below by a sum of von Neumann entropies associated with the individual steps. This is a generalisation of the entropy accumulation theorem (EAT) (Dupuis et al. in Commun Math Phys 379: 867–913, 2020), which deals with a more restrictive model of side information: there, past side information cannot be updated in subsequent rounds, and newly generated side information has to satisfy a Markov condition. Due to its more general model of side-information, our generalised EAT can be applied more easily and to a broader range of cryptographic protocols. As examples, we give the first multi-round security proof for blind randomness expansion and a simplified analysis of the E91 QKD protocol. The proof of our generalised EAT relies on a new variant of Uhlmann’s theorem and new chain rules for the Rényi divergence and entropy, which might be of independent interest.
Security proofs in quantum cryptography rely on conditional entropies. In a many-round protocol, their estimation is a challenging task; one must account for the most general attacks by an eavesdropper, including those that are not independently and identically distributed (i.i.d.) across all rounds. Chain rules address this problem by relating the conditional entropy of a structured, but non-i.i.d. process to a sum of entropy contributions from each round. They are a key ingredient in entropy accumulation theorems (EATs), which provide a versatile security proof framework for many protocols in quantum cryptography. Recently, chain rules in the setting of trusted devices have lead to tight i.i.d. reductions at a finite number of rounds, and whether analogous results can be recovered in the device-independent (DI) setting has not been addressed. Surprisingly, we show that a natural tightening of the chain rule of Dupuis et al. [Commun. Math. Phys. 379, 867-913, (2020)] that would answer this question affirmatively cannot hold, highlighting a limitation of the current DI security proof approach. Nonetheless, we show that an intermediate improvement is possible by proving a new chain rule in this setting. Following the framework of Arqand et al. [Phys. Rev. X 15, 041013 (2025)], we use our chain rule to provide a slightly tighter version of the Rényi EAT in certain contexts. In addition, we provide a self-contained framework that unifies existing chain rules and compares their applications, framing our results in a broader context.
The min-entropy of a quantum system A conditioned on another quantum system E describes how much randomness can be extracted from A with respect to an adversary in possession of E. This quantity plays a crucial role in quantum cryptography: the security proofs of many quantum cryptographic protocols reduce to showing a lower bound on such a min-entropy. Here, we develop a new tool, called generalised entropy accumulation, for computing such bounds. Concretely, we consider a sequential process in which each step outputs a system Aiand updates a side information register E. We prove that if this process satisfies a natural “non-signalling” condition between past outputs and future side information, the min-entropy of the outputs A1,…, AnA_{1},\ldots,\ A_{n}A1​,…, An​ conditioned on the side information E at the end of the process can be bounded from below by a sum of von Neumann entropies associated with the individual steps. This is a generalisation of the entropy accumulation theorem (EAT) [1], which deals with a more restrictive model of side information: there, past side information cannot be updated in subsequent rounds, and newly generated side information has to satisfy a Markov condition.Due to its more general model of side-information, our generalised EAT can be applied more easily and to a broader range of cryptographic protocols. In particular, it is the first general tool that is applicable to mistrustful device-independent cryptography. To demonstrate this, we give the first security proof for blind randomness expansion [2] against general adversaries. Furthermore, our generalised EAT can be used to give improved security proofs for quantum key distribution [3], and also has applications beyond quantum cryptography.
Device-independent cryptography goes beyond conventional quantum cryptography by providing security that holds independently of the quality of the underlying physical devices. Device-independent protocols are based on the quantum phenomena of non-locality and the violation of Bell inequalities. This high level of security could so far only be established under conditions which are not achievable experimentally. Here we present a property of entropy, termed "entropy accumulation", which asserts that the total amount of entropy of a large system is the sum of its parts. We use this property to prove the security of cryptographic protocols, including device-independent quantum key distribution, while achieving essentially optimal parameters. Recent experimental progress, which enabled loophole-free Bell tests, suggests that the achieved parameters are technologically accessible. Our work hence provides the theoretical groundwork for experimental demonstrations of device-independent cryptography.