In many of the approximate functionals in one-body reduced density matrix (1RDM) functional theory, the approximate two-body reduced density matrix (2RDM) in the natural orbital representation only depends on the natural occupation numbers. In Phys. Rev. A 92, 012520 (2015) Wang and Knowles initialised the discussion to which extend this simplification is valid, by introducing two different H
4 geometries with identical natural occupation numbers, but different 2RDMs. Gritsenko has argued that this feature is due symmetry dependence of the exact functional [Phys. Rev. A 97, 026501 (2018)]. This work aims to contribute to the discussion on the following points: 1) the feature that the exact functional can yield different 2RDMs for the same set of natural occupations can be explained without symmetry, so is more general; 2) the exact functional is not symmetry dependent, though it is possible to define symmetry-restricted variants of the exact functionals; 3) symmetry-restricted functionals are derived for the H
4 geometries considered by Wang and Knowles, which can serve as guide in the construction of approximate 1RDM functionals.
Functionals of the one-body reduced density matrix (1-RDM) are routinely minimized under Coleman’s ensemble N-representability conditions. Recently, the topic of pure-state N-representability conditions, also known as generalized Pauli constraints, received increased attention following the discovery of a systematic way to derive them for any number of electrons and any finite dimensionality of the Hilbert space. The target of this work is to assess the potential impact of the enforcement of the pure-state conditions on the results of reduced density-matrix functional theory calculations. In particular, we examine whether the standard minimization of typical 1-RDM functionals under the ensemble N-representability conditions violates the pure-state conditions for prototype 3-electron systems. We also enforce the pure-state conditions, in addition to the ensemble ones, for the same systems and functionals and compare the correlation energies and optimal occupation numbers with those obtained by the enforcement of the ensemble conditions alone.
Functionals of the one-body reduced density matrix (1-RDM) are routinely minimized under Coleman's ensemble N-representability conditions. Recently, the topic of pure-state N-representability conditions, also known as generalized Pauli constraints, received increased attention following the discovery of a systematic way to derive them for any number of electrons and any finite dimensionality of the Hilbert space. The target of this work is to assess the potential impact of the enforcement of the pure-state conditions on the results of reduced density-matrix functional theory calculations. In particular, we examine whether the standard minimization of typical 1-RDM functionals under the ensemble N-representability conditions violates the pure-state conditions for prototype 3-electron systems. We also enforce the pure-state conditions, in addition to the ensemble ones, for the same systems and functionals and compare the correlation energies and optimal occupation numbers with those obtained by the enforcement of the ensemble conditions alone.
Density-Functional Theory (DFT), although widely used and very successful in the calculation of several observables, fails to correctly describe strongly correlated materials. In the first part of this work we, therefore, introduce reduced-density-matrix-functional theory (RDMFT) which is one possible way to treat electron correlation beyond DFT. Within this theory the one-body reduced density matrix (1-RDM) is used as the basic variable. Our main interest is the calculation of the fundamental gap which proves very problematic within DFT. In order to calculate the fundamental gap we generalize RDMFT to fractional particle numbers M by describing the system as an ensemble of an N and an N+1 particle system (with N≤ M≤N+1). For each fixed particle number, M, the total energy is minimized with respect to the natural orbitals and their occupation numbers. This leads to the total energy as a function of M. The derivative of this function with respect to the particle number has a discontinuity at integer particle number which is identical to the gap. In addition, we investigate the necessary and sufficient conditions for the 1-RDM of a system with fractional particle number to be N-representable. Numerical results are presented for alkali atoms, small molecules, and periodic systems. Another problem within DFT is the description of non-relativistic many- electron systems in the presence of magnetic fields. It requires the paramagnetic current density and the spin magnetization to be used as basic variables besides the electron density. However, electron-gas-based functionals of current-spin-density-functional Theory (CSDFT) exhibit derivative discontinuities as a function of the magnetic field whenever a new Landau level is occupied, which makes them difficult to use in practice. Since the appearance of Landau levels is, intrinsically, an orbital effect it is appealing to use orbital-dependent functionals. We have developed a CSDFT version of the optimized effective potential (OEP) method which allows for the use of explicitly orbital-dependent functionals in the context of CSDFT. We present the derivation of corresponding equations and show results for a quantum dot in external magnetic fields in the second part of this thesis.
In many of the approximate functionals in one-body reduced-density-matrix (1RDM) functional theory, the approximate two-body reduced density matrix (2RDM) in the natural orbital representation only depends on the natural occupation numbers. In Phys. Rev. A 92, 012520 (2015), Wang and Knowles initialized a discussion of to what extent this simplification is valid by introducing two different
H4 geometries with identical natural occupation numbers but different 2RDMs. Gritsenko has argued that this feature is due symmetry [Phys. Rev. A 97, 026501 (2018)]. This work aims to contribute to the discussion on the following points: (1) one should rather speak of symmetry-restricted variants of the universal functional than saying that the universal functional is symmetry dependent; (2) the unitary invariance of degenerate NOs can lead to large deviations in the 2RDM elements, especially the phase of the NOs; (3) symmetry-restricted functionals are constructed for the
H4 geometries considered by Wang and Knowles, whose structure could serve as guide in the construction of approximate 1RDM functionals.
Variationally calculating the ground state of a many-electron quantum system using only the two-electron reduced-density-matrix (2-RDM) requires
N-representability conditions that constrain the 2-RDM to correspond to an
N-electron wave function. A systematic hierarchy of
N-representability conditions, known as
p-positivity conditions, has been developed [D. A. Mazziotti and R. M. Erdahl, Phys. Rev. A 63, 042113 (2001)], and many-electron atoms and molecules in nonminimal basis sets have been solved with useful accuracy by a variational 2-RDM method with 2-positivity conditions [D. A. Mazziotti, Phys. Rev. Lett. 93, 213001 (2004)]. This paper considers two forms of partial 3-positivity conditions, the lifting conditions and the
T1∕T2 conditions, to further enhance the accuracy of the 2-RDM methods without the computational cost of full 3-positivity conditions. Variational 2-RDM methods with different
N-representability constraints including 2-positivity conditions, the two types of partial 3-positivity conditions, as well as the complete 3-positivity conditions are applied to compute the ground state of the Lipkin spin model. The energies and 2-RDMs are compared to the results from full and truncated configuration interaction, many-body perturbation theory, and couple cluster theory with single and double excitations. Implications of using partial 3-positivity for variational 2-RDM calculations of many-electron atoms and molecules will be discussed.