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arXiv:1603.02219 · Physical Review A

Coulomb potentials and Taylor expansions in time-dependent density-functional theory

Søren Fournais, Jonas Lampart, Mathieu Lewin B, Thomas Østergaard Sørensen

Published Jun 23, 2016• 19 citations
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Abstract

We investigate when Taylor expansions can be used to prove the Runge-Gross theorem, which is at the foundation of time-dependent density-functional theory (TDDFT). We start with a general analysis of the conditions for the Runge-Gross argument, especially the time differentiability of the density. The latter should be questioned in the presence of singular (e.g., Coulomb) potentials. Then we show that a singular potential in a one-body operator considerably decreases the class of time-dependent external potentials to which the original argument can be applied. A two-body singularity has an even stronger impact and an external potential is essentially incompatible with it. For the Coulomb interaction and all reasonable initial many-body states, the Taylor expansion only exists to a finite order, except for constant external potentials. Therefore, high-order Taylor expansions are not the right tool to study atoms and molecules in TDDFT.

DOI
10.1103/physreva.93.062510

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We investigate when Taylor expansions can be used to prove the Runge-Gross theorem, which is at the foundation of time-dependent density-functional theory (TDDFT). We start with a general analysis of the conditions for the Runge-Gross argument, especially the time differentiability of the density. The latter should be questioned in the presence of singular (e.g., Coulomb) potentials. Then we show that a singular potential in a one-body operator considerably decreases the class of time-dependent external potentials to which the original argument can be applied. A two-body singularity has an even stronger impact and an external potential is essentially incompatible with it. For the Coulomb interaction and all reasonable initial many-body states, the Taylor expansion only exists to a finite order, except for constant external potentials. Therefore, high-order Taylor expansions are not the right tool to study atoms and molecules in TDDFT.
Provided the initial state, the Runge-Gross theorem establishes that the time-dependent (TD) external potential of a system of non-relativistic electrons determines uniquely their TD electronic density, and vice versa (up to a constant in the potential). This theorem requires the TD external potential and density to be Taylor-expandable around the initial time of the propagation. This paper presents an extension without this restriction. Given the initial state of the system and evolution of the density due to some TD scalar potential, we show that a perturbative (not necessarily weak) TD potential that induces a non-zero divergence of the external force-density, inside a small spatial subset and immediately after the initial propagation time, will cause a change in the density within that subset, implying that the TD potential uniquely determines the TD density. In this proof, we assume unitary evolution of wavefunctions and first-order differentiability (which does not imply analyticity) in time of the internal and external force-densities, electronic density, current density, and their spatial derivatives over the small spatial subset and short time interval.
The general expectation that, in principle, the time-dependent density-functional theory (TDDFT) is an exact formulation of the time evolution of an interacting NNN-electron system is critically reexamined. It is demonstrated that the previous TDDFT foundation, resting on four theorems by Runge and Gross (RG) [Phys. Rev. Lett. 52, 997 (1984)], is invalid because undefined phase factors corrupt the RG action integral functionals. Our finding confirms much of a previous analysis by van Leeuwen [Int. J. Mod. Phys. B 15, 1969 (2001)]. To analyze the RG theorems and other aspects of TDDFT, an utmost simplification of the Kohn-Sham (KS) concept has been introduced, in which the ground-state density is obtained from a single KS equation for one spatial (spinless) orbital. The time-dependent (TD) form of this radical Kohn-Sham (rKS) scheme, which has the same validity status as the ordinary KS version, has proved to be a valuable tool for analysis. The rKS concept is used to clarify also the alternative nonvariational formulation of TD KS theory. We argue that it is just a formal theory, allowing one to reproduce but not predict the time development of the exact density of the interacting NNN-electron system. Besides the issue of the formal exactness of TDDFT, it is shown that both the static and time-dependent KS linear response equations neglect the particle-particle (ppp-ppp) and hole-hole (hhh-hhh) matrix elements of the perturbing operator. For a local (multiplicative) operator this does not lead to a loss of information due to a remarkable general property of local operators. Accordingly, no logical inconsistency arises with respect to DFT, because DFT requires any external potential to be local. For a general nonlocal operator the error resulting from the neglected matrix elements is of second order in the electronic repulsion.
We show that a time-dependent particle density n(rt)n(\mathbf{r}t)n(rt) obtained from a given many-particle system can, under mild restrictions on the initial state, always be reproduced by an external potential ${v}^{\ensuremath{'}}(\mathbf{r}t)$ in a many-particle system with different two-particle interactions. Given the initial state of this other many-particle system, the potential ${v}^{\ensuremath{'}}(\mathbf{r}t)$ is unique up to a purely time-dependent function. As a special case we obtain the well-known Runge-Gross theorem.
The possibility of formulating a density-functional theory for time-dependent systems is studied in the linear-response regime. Two results are obtained: (i) The work of Runge and Gross is generalized to a finite time interval with an arbitrary form of the external potential; and (ii) there exists no zero in the mapping $n(\mathrm{r}, \ensuremath{\omega})=\ensuremath{\int}{d}^{3}{r}^{\ensuremath{'}}\ensuremath{\chi}(\mathrm{r}, {\mathrm{r}}^{\ensuremath{'}};\ensuremath{\omega})V({\mathrm{r}}^{\ensuremath{'}}, \ensuremath{\omega})$ for all $\ensuremath{\omega}$ under a very general thermodynamic condition.
Time-dependent density functional theory (TDDFT) for quantum many-body systems on a lattice is formulated rigorously. We prove the uniqueness of the density-to-potential mapping and demonstrate that a given density is vvv representable if the initial many-body state and the density satisfy certain well-defined conditions. In particular, we show that for a system evolving from its ground state any density with a continuous second time derivative is locally in time vvv representable and therefore the lattice TDDFT is guaranteed to exist. The TDDFT existence and uniqueness theorem is valid for any connected lattice, independently of its size, geometry, and/or spatial dimensionality. General statements of the existence theorem are illustrated on a pedagogical exactly solvable example, which displays all the details and subtleties of the proof in a transparent form. In conclusion we briefly discuss remaining open problems and directions for future research.