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arXiv:1603.00669 · Nature Communications

Typical fast thermalization processes in closed many-body systems

Peter Reimann

Published Mar 1, 2016• 135 citations
arXivHTMLPDF

Abstract

The lack of knowledge about the detailed many-particle motion on the microscopic scale is a key issue in any theoretical description of a macroscopic experiment. For systems at or close to thermal equilibrium, statistical mechanics provides a very successful general framework to cope with this problem. However, far from equilibrium, only very few quantitative and comparably universal results are known. Here a quantum mechanical prediction of this type is derived and verified against various experimental and numerical data from the literature. It quantitatively describes the entire temporal relaxation towards thermal equilibrium for a large class (in a mathematically precisely defined sense) of closed many-body systems, whose initial state may be arbitrarily far from equilibrium.

DOI
10.1038/ncomms10821

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The lack of knowledge about the detailed many-particle motion on the microscopic scale is a key issue in any theoretical description of a macroscopic experiment. For systems at or close to thermal equilibrium, statistical mechanics provides a very successful general framework to cope with this problem. However, far from equilibrium, only very few quantitative and comparably universal results are known. Here a quantum mechanical prediction of this type is derived and verified against various experimental and numerical data from the literature. It quantitatively describes the entire temporal relaxation towards thermal equilibrium for a large class (in a mathematically precisely defined sense) of closed many-body systems, whose initial state may be arbitrarily far from equilibrium.
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Statistical mechanics is one of the most comprehensive theories in physics. From a boiling pot of water to the complex dynamics of quantum many-body systems it provides a successful connection between the microscopic dynamics of atoms and molecules and the macroscopic properties of matter. However, statistical mechanics only describes the thermal equilibrium situation of a system, and there is no general framework to describe how equilibrium is reached or under which circumstances it can be reached at all. This problem is particularly challenging in quantum mechanics, where unitarity appears to render the very concept of thermalization counterintuitive. With the rapid experimental progress in the control and probing of ultracold quantum gases this question has become within reach of detailed experimental investigations. In these notes we present a series of experiments with ultracold one-dimensional Bose gases, which provide novel insights into this fundamental question.
The circumstances under which a system reaches thermal equilibrium, and how to derive this from basic dynamical laws, has been a major question from the very beginning of thermodynamics and statistical mechanics. Despite considerable progress, it remains an open problem. Motivated by this issue, we address the more general question of equilibration. We prove, with virtually full generality, that reaching equilibrium is a universal property of quantum systems: almost any subsystem in interaction with a large enough bath will reach an equilibrium state and remain close to it for almost all times. We also prove several general results about other aspects of thermalization besides equilibration, for example, that the equilibrium state does not depend on the detailed microstate of the bath.
Focusing on isolated macroscopic systems, described either in terms of a quantum mechanical or a classical model, our two key questions are: In how far does an initial ensemble (usually far from equilibrium and largely unknown in detail) evolve towards a stationary long-time behavior ("equilibration")? In how far is this steady state in agreement with the microcanonical ensemble as predicted by Statistical Mechanics ("thermalization")? In the first part of the paper, a recently developed quantum mechanical treatment of the problem is briefly summarized, putting particular emphasis on the realistic modeling of experimental measurements and non-equilibrium initial conditions. Within this framework, equilibration can be proven under very weak assumptions about those measurements and initial conditions, while thermalization still requires quite strong additional hypotheses. In the second part, an analogous approach within the framework of classical mechanics is developed and compared with the quantum case. In particular, the assumptions to guarantee classical equilibration are now rather strong, while thermalization then follows under relatively weak additional conditions.
The ability of classical thermodynamics to predict phenomena using only handful of parameters is miraculous. Moreover, this framework contrasts with other theories with its ability to describe our day to day experience, i. e. we know intuitively that an ice cube melts in a cold beverage on a hot summer day. A similarly powerful yet significantly less intuitive theory is quantum mechanics which describes the world at its tiniest length scales. Given this foundational position, we would expect to be able to derive all physical theories from quantum mechanics only. Unfortunately this would require knowing the quantum state of all particles which is costly as quantum mechanics requires resources growing exponentially in the system size to describe even relatively innocent many-body systems. Given this uncontrollable growth of parameters, it is highly desirable to apply the principles of thermodynamics to quantum many-body systems as a means to describe them ef- ficiently. Yet, the two theories are not obviously compatible. Subtle differences such as the definition of thermalisation already puzzled founding fathers like John von Neumann. While these have been understood by now, the focus shifted to gaining a thorough understanding of the process of thermalisation in the quantum regime, meaning that the state of the system can be described by a thermal ensemble locally after an initial out-of-equilibrium situation. In the recent past the field of quantum thermodynamics and specifically out-of-equilibrium dynamics has witnessed many successes notably the advent of highly controllable analogue quantum simulators which allow to probe out-of-equilibrium physics to an unprecedented precision. It has been established that thermalisation takes place in quantum many-body systems, but the underlying reasons and a comprehensive theory are still elusive. Only very recently, a class of systems exhibiting many-body localisation has been identi ed that defy this paradigm of thermalisation by localising their constituent particles despite many-body interactions. This can be captured using an effective description in terms of local constants of motion. Understanding the emergence of these physically relevant operators that hinder thermalisation hopefully sheds light also on the mechanism of thermalisation itself. In this thesis, we investigate the relation between thermodynamics and quantum mechanics in the context of out-of-equilibrium physics for many-body localisation. We give numerical evidence for the stability of localisation in large, closed onedimensional chains. Furthermore, we connect the established phenomenology of many-body localisation to experiments with ultra-cold atoms in optical lattices and give a blue print of measurements that can be performed with existing technology to show that the simulator indeed exhibits many-body localisation. We then set out to obtain a deeper understanding of the underlying theory of many-body localisation by devising an algorithm that explicitly constructs exact constants of motion allowing us to put the existing theoretical framework of many-body localisation to the test. It is our firm belief that understanding local constants of motion is indispensable to not only understand thermalisation in quantum many-body systems but is also of great use in other fields. A connection of this type is displayed by an extension of our algorithm to finding edge modes in spin chains with symmetry protected order.
Deriving conditions under which a macroscopic system thermalizes directly from the underlying quantum many-body dynamics of its microscopic constituents is a long-standing challenge in theoretical physics. The well-known eigenstate thermalization hypothesis (ETH) is presumed to be a key mechanism, but has defied rigorous verification for generic systems thus far. A weaker variant (weak ETH), by contrast, is provably true for a large variety of systems, including even many integrable models, but its implications with respect to the problem of thermalization are still largely unexplored. Here we analytically demonstrate that systems satisfying the weak ETH exhibit thermalization for two very natural classes of far-from-equilibrium initial conditions: the overwhelming majority of all pure states with a preset nonequilibrium expectation value of some given local observable, and the Gibbs states of a Hamiltonian which subsequently is subject to a quantum quench in the form of a sudden change of some local system properties.