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arXiv:1602.06284

Operational Theories of Physics as Categories

Sean Tull

Published Feb 19, 2016• 11 citations
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Abstract

We introduce a new approach to the study of operational theories of physics using category theory. We define a generalisation of the (causal) operational-probabilistic theories of Chiribella et al. and establish their correspondence with our new notion of an operational category. Our work is based on effectus theory, a recently developed area of categorical logic, to which we give an operational interpretation, demonstrating its relevance to the modelling of general probabilistic theories.

DOI
10.48550/arxiv.1602.06284

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We introduce a new approach to the study of operational theories of physics using category theory. We define a generalisation of the (causal) operational-probabilistic theories of Chiribella et al. and establish their correspondence with our new notion of an operational category. Our work is based on effectus theory, a recently developed area of categorical logic, to which we give an operational interpretation, demonstrating its relevance to the modelling of general probabilistic theories.
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The notion of effectus from categorical logic is relevant in the emerging field of categorical probability theory. In some cases, stochastic maps are represented by maps in the Kleisli category of some probability monad. Quantum homomorphisms from combinatorics and quantum information theory are the Kleisli maps of certain sort of quantum monad. We show that the Kleisli category of this quantum monad is an effectus. This gives rise to notions of quantum probabilistic reasoning as predicates, validity, conditioning, and channels.
We present a categorical construction for modelling causal structures within a general class of process theories that include the theory of classical probabilistic processes as well as quantum theory. Unlike prior constructions within categorical quantum mechanics, the objects of this theory encode fine-grained causal relationships between subsystems and give a new method for expressing and deriving consequences for a broad class of causal structures. We show that this framework enables one to define families of processes which are consistent with arbitrary acyclic causal orderings. In particular, one can define one-way signalling (a.k.a. semi-causal) processes, non-signalling processes, and quantum nnn-combs. Furthermore, our framework is general enough to accommodate recently-proposed generalisations of classical and quantum theory where processes only need to have a fixed causal ordering locally, but globally allow indefinite causal ordering. To illustrate this point, we show that certain processes of this kind, such as the quantum switch, the process matrices of Oreshkov, Costa, and Brukner, and a classical three-party example due to Baumeler, Feix, and Wolf are all instances of a certain family of processes we refer to as SOCn\textrm{SOC}_nSOCn​ in the appropriate category of higher-order causal processes. After defining these families of causal structures within our framework, we give derivations of their operational behaviour using simple, diagrammatic axioms. Comment: Extended version of a LICS 2017 paper with the same title
This paper charts a very direct path between the categorical approach to quantum mechanics, due to Abramsky and Coecke, and the older convex-operational approach based on ordered vector spaces (recently reincarnated as "generalized probabilistic theories"). In the former, the objects of a symmetric monoidal category C are understood to represent physical systems and morphisms, physical processes. Elements of the monoid C(I,I) are interpreted somewhat metaphorically as probabilities. Any monoid homomorphism from the scalars of a symmetric monoidal category C gives rise to a covariant functor V_o from C to a category of dual-pairs of ordered vector spaces. Specifying a natural transformation u from V_o to 1 (where 1 is the trivial such functor) allows us to identify normalized states, and, thus, to regard the image category V_o(C) as consisting of concrete operational models. In this case, if A and B are objects in C, then V_o(A x B) defines a non-signaling composite of V_o(A) and V_o(B). Provided either that C satisfies a "local tomography" condition, or that C is compact closed, this defines a symmetric monoidal structure on the image category, and makes V_o a (strict) monoidal functor.
An often used model for quantum theory is to associate to every physical system a C ∗ -algebra. From a physical point of view it is unclear why operator algebras would form a good description of nature. In this paper, we find a set of physically meaningful assumptions such that any physical theory satisfying these assumptions must embed into the category of finite-dimensional C ∗ -algebras. These assumptions were originally introduced in the setting of effectus theory, a categorical logical framework generalizing classical and quantum logic. As these assumptions have a physical interpretation, this motivates the usage of operator algebras as a model for quantum theory.In contrast to other reconstructions of quantum theory, we do not start with the framework of generalized probabilistic theories and instead use effect theories where no convex structure and no tensor product needs to be present. The lack of this structure in effectus theory has led to a different notion of pure maps. A map in an effectus is pure when it is a composition of a compression and a filter. These maps satisfy particular universal properties and respectively correspond to `forgetting' and `measuring' the validity of an effect.We define a pure effect theory (PET) to be an effect theory where the pure maps form a dagger-category and filters and compressions are adjoint. We show that any convex finite-dimensional PET must embed into the category of Euclidean Jordan algebras. Moreover, if the PET also has monoidal structure, then we show that it must embed into either the category of real or complex C ∗ -algebras, which completes our reconstruction.
Effectus theory is a relatively new approach to categorical logic that can be seen as an abstract form of generalized probabilistic theories (GPTs). While the scalars of a GPT are always the real unit interval [0,1], in an effectus they can form any effect monoid. Hence, there are quite exotic effectuses resulting from more pathological effect monoids. In this paper we introduce sigma-effectuses, where certain countable sums of morphisms are defined. We study in particular sigma-effectuses where unnormalized states can be normalized. We show that a non-trivial sigma-effectus with normalization has as scalars either the two-element effect monoid 0,1 or the real unit interval [0,1]. When states and/or predicates separate the morphisms we find that in the 0,1 case the category must embed into the category of sets and partial functions (and hence the category of Boolean algebras), showing that it implements a deterministic model, while in the [0,1] case we find it embeds into the category of Banach order-unit spaces and of Banach pre-base-norm spaces (satisfying additional properties), recovering the structure present in GPTs. Hence, from abstract categorical and operational considerations we find a dichotomy between deterministic and convex probabilistic models of physical theories.