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arXiv:1601.06610 · Frontiers in Psychology

Generalizing Prototype Theory: A Formal Quantum Framework

Diederik Aerts, Jan Broekaert, Liane M. Gabora, Sandro Sozzo

Published Mar 30, 2016• 34 citations
arXivHTMLPDF

Abstract

Theories of natural language and concepts have been unable to model the flexibility, creativity, context-dependence, and emergence, exhibited by words, concepts and their combinations. The mathematical formalism of quantum theory has instead been successful in capturing these phenomena such as graded membership, situational meaning, composition of categories, and also more complex decision making situations, which cannot be modeled in traditional probabilistic approaches. We show how a formal quantum approach to concepts and their combinations can provide a powerful extension of prototype theory. We explain how prototypes can interfere in conceptual combinations as a consequence of their contextual interactions, and provide an illustration of this using an intuitive wave-like diagram. This quantum-conceptual approach gives new life to original prototype theory, without however making it a privileged concept theory, as we explain at the end of our paper.

DOI
10.3389/fpsyg.2016.00418

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Theories of natural language and concepts have been unable to model the flexibility, creativity, context-dependence, and emergence, exhibited by words, concepts and their combinations. The mathematical formalism of quantum theory has instead been successful in capturing these phenomena such as graded membership, situational meaning, composition of categories, and also more complex decision making situations, which cannot be modeled in traditional probabilistic approaches. We show how a formal quantum approach to concepts and their combinations can provide a powerful extension of prototype theory. We explain how prototypes can interfere in conceptual combinations as a consequence of their contextual interactions, and provide an illustration of this using an intuitive wave-like diagram. This quantum-conceptual approach gives new life to original prototype theory, without however making it a privileged concept theory, as we explain at the end of our paper.
We analyze different aspects of our quantum modeling approach of human concepts, and more specifically focus on the quantum effects of contextuality, interference, entanglement and emergence, illustrating how each of them makes its appearance in specific situations of the dynamics of human concepts and their combinations. We point out the relation of our approach, which is based on an ontology of a concept as an entity in a state changing under influence of a context, with the main traditional concept theories, i.e. prototype theory, exemplar theory and theory theory. We ponder about the question why quantum theory performs so well in its modeling of human concepts, and shed light on this question by analyzing the role of complex amplitudes, showing how they allow to describe interference in the statistics of measurement outcomes, while in the traditional theories statistics of outcomes originates in classical probability weights, without the possibility of interference. The relevance of complex numbers, the appearance of entanglement, and the role of Fock space in explaining contextual emergence, all as unique features of the quantum modeling, are explicitly revealed in this paper by analyzing human concepts and their dynamics.
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We analyze different aspects of our quantum modeling approach of human concepts and, more specifically, focus on the quantum effects of contextuality, interference, entanglement, and emergence, illustrating how each of them makes its appearance in specific situations of the dynamics of human concepts and their combinations. We point out the relation of our approach, which is based on an ontology of a concept as an entity in a state changing under influence of a context, with the main traditional concept theories, that is, prototype theory, exemplar theory, and theory theory. We ponder about the question why quantum theory performs so well in its modeling of human concepts, and we shed light on this question by analyzing the role of complex amplitudes, showing how they allow to describe interference in the statistics of measurement outcomes, while in the traditional theories statistics of outcomes originates in classical probability weights, without the possibility of interference. The relevance of complex numbers, the appearance of entanglement, and the role of Fock space in explaining contextual emergence, all as unique features of the quantum modeling, are explicitly revealed in this article by analyzing human concepts and their dynamics.
The representation and processing of concepts is one of the hardest challenges in cognitive science. While computer scientists and engineers have focused on developing advances for particular tasks, philosophers and cognitive scientists have focused on elucidating the structural nature of meaning. A remarkable bridge between these two limited-success approaches can be found in behavioral research, since, in a variety of tasks, humans process information at a conceptual level in a way that is incompatible with classical probability and fuzzy set theory. Recently, attempts have been made to use mathematical schemes founded on quantum structures as alternative approaches. For this reason, the application of quantum structures to this type of phenomena has received increasing attention. The quantum approach allows to faithfully model a number of non-classical deviations observed in experimental data. Moreover, it shows that genuine quantum theoretical notions, such as contextuality, superposition, emergence, and entanglement, are powerful epistemic tools to understand and represent cognitive phenomena. In this thesis, we identify the limitations of classical theories to handle some important cognitive tasks, and introduce the fundamentals of the quantum cognitive approach to concepts. Next, we perform a mathematical analysis of current concept combination models and develop an extension that allows for concrete representations of multiple exemplars simultaneously. Our analysis indicates that a superposition of logical reasoning and a specific form of non-logical reasoning, where non-logical reasoning is dominant, allows to faithfully represent the experimental data. Therefore, the non-logical reasoning introduced by this model represents an important but unexplored form of reasoning in humans. In addition, we develop novel experimental methodologies to identify quantum conceptual structures for concept combinations in the context of natural language processing and psychological experiments. Namely, we present a methodology to build entangled concepts represented as sets of words with respect to a corpus of text, and present a computational and psychological methodology to discern if a collection of concepts behaves statistically as a collection of quantum or classical particles. Using both methodologies we have identified a significant presence of quantum conceptual structure in the context of natural language processing and psychological experiments.
The mathematical formalism of quantum theory has been successfully used in human cognition to model decision processes and to deliver representations of human knowledge. As such, quantum cognition inspired tools have improved technologies for Natural Language Processing and Information Retrieval. In this paper, we overview the quantum cognition approach developed in our Brussels team during the last two decades, specifically our identification of quantum structures in human concepts and language, and the modeling of data from psychological and corpus-text-based experiments. We discuss our quantum-theoretic framework for concepts and their conjunctions/disjunctions in a Fock-Hilbert space structure, adequately modeling a large amount of data collected on concept combinations. Inspired by this modeling, we put forward elements for a quantum contextual and meaning-based approach to information technologies in which 'entities of meaning' are inversely reconstructed from texts, which are considered as traces of these entities' states.
The mathematics of quantum mechanics was developed to cope with problems arising in the description of (1) contextual interactions, and (2) the generation of new states with new properties when particles become entangled. Similar problems arise with concepts. This paper summarizes the rationale for and preliminary results of using a generalization of standard quantum mechanics based on the lattice formalism to describe the contextual manner in which concepts are evoked, used, and combined to generate meaning. Concepts are viewed not as fixed representations but dynamically `re-constructed' entities generated on the fly through interaction between cognitive state and situation or context.