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arXiv:1601.00106

Local Causality, Probability and Explanation

Richard Healey

Published Jan 1, 2016• 0 citations
arXivHTMLPDF

Abstract

In papers published in the 25 years following his famous 1964 proof John Bell refined and reformulated his views on locality and causality. Although his formulations of local causality were in terms of probability, he had little to say about that notion. But assumptions about probability are implicit in his arguments and conclusions. Probability does not conform to these assumptions when quantum mechanics is applied to account for the particular correlations Bell argues are locally inexplicable. This account involves no superluminal action and there is even a sense in which it is local, but it is in tension with the requirement that the direct causes and effects of events are nearby.

DOI
10.48550/arxiv.1601.00106

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In papers published in the 25 years following his famous 1964 proof John Bell refined and reformulated his views on locality and causality. Although his formulations of local causality were in terms of probability, he had little to say about that notion. But assumptions about probability are implicit in his arguments and conclusions. Probability does not conform to these assumptions when quantum mechanics is applied to account for the particular correlations Bell argues are locally inexplicable. This account involves no superluminal action and there is even a sense in which it is local, but it is in tension with the requirement that the direct causes and effects of events are nearby.
In papers published in the 25 years following his famous 1964 proof, John Bell refined and reformulated his views on locality and causality. Although his formulations of local causality were in terms of probability, he had little to say about that notion. But assumptions about probability are implicit in his arguments and conclusions. Probability does not conform to these assumptions when quantum mechanics is applied to account for the particular correlations Bell argues are locally inexplicable. This account involves no superluminal action and there is even a sense in which it is local, but it is in tension with the requirement that the direct causes and effects of events be nearby. Introduction I never met John Bell, but his writings have supplied me with a continual source of new insights as I read and reread them over 40 years. As I worked toward a rather different understanding of quantum mechanics he was foremost in my mind as a severe but honest critic of such attempts. We all would love to know what Einstein would have made of Bell's theorem. I confess that the deep regret I feel that Bell cannot respond to this paper is sometimes assuaged by a sense of relief. Locality and Local Causality In his seminal 1964 paper [1], John Bell expressed locality as the requirement that the result of a measurement on one system be unaffected by operations on a distant system with which it has interacted in the past. [2, p. 14] This seems to require that the result of a measurement would have been the same, no matter what operations had been performed on such a distant system. But suppose the result of a measurement were the outcome of an indeterministic process. Then the result of the measurement might have been different even if exactly the same operations (if any) had been performed on that distant system. So can no indeterministic theory satisfy the locality requirement? Bell felt no need to address that awkward question in his 1964 paper [1], since he took the EPR argument to establish that any additional variables needed to restore locality and causalitywould have to determine a unique result of ameasurement.
Between 1964 and 1990, the notion of nonlocality in Bell's papers underwent a profound change as his nonlocality theorem gradually became detached from quantum mechanics, and referred to wider probabilistic theories involving correlations between separated beables. The proposition that standard quantum mechanics is itself nonlocal (more precisely, that it violates ‘local causality’) became divorced from the Bell theorem per se from 1976 on, although this important point is widely overlooked in the literature. In 1990, the year of his death, Bell would express serious misgivings about themathematical form of the local causality condition and leave ill-defined the issue of the consistency between special relativity and violation of the Bell-type inequality. In our view, the significance of the Bell theorem, in both its deterministic and stochastic forms, can only be fully understood by taking into account the fact that a fully Lorentz covariant version of quantum theory, free of action at a distance, can be articulated in the Everett interpretation. Introduction John S. Bell's last word on his celebrated nonlocality theorem and its interpretation appeared in his 1990 paper ‘La nouvelle cuisine’, first published in the year of his untimely death. Bell was careful here to distinguish between the issue of ‘no superluminal signalling’ in quantum theory (both quantum field theory and quantum mechanics) and a principle he first introduced explicitly in 1976 and called ‘local causality’ [1]. In relation to the former, Bell expressed concerns that amplify doubts he had already expressed in 1976. These concerns touch on what is now widely known as the no-signalling theorem in quantum mechanics, and ultimately have to do with Bell's distaste for what he saw as an anthropocentric element in orthodox quantum thinking. In relation to local causality, Bell emphasised that his famous factorizability (no-correlations) condition is not to be seen ‘as the formulation of local causality, but as a consequence thereof’ and stressed how difficult he found it to articulate this consequence. He left the question of any strict inconsistency between violation of factorizability and special relativity theory unresolved, a not insignificant shift from his thinking up to the early 1980s.
John Stewart Bell’s famous theorem is widely regarded as one of the most important developments in the foundations of physics. Yet even as we approach the 50th anniversary of Bell’s discovery, its meaning and implications remain controversial. Many workers assert that Bell’s theorem refutes the possibility suggested by Einstein, Podolsky, and Rosen (EPR) of supplementing ordinary quantum theory with “hidden” variables that might restore determinism and/or some notion of an observer-independent reality. But Bell himself interpreted the theorem very differently—as establishing an “essential conflict” between the well-tested empirical predictions of quantum theory and relativistic local causality. Our goal is to make Bell’s own views more widely known and to explain Bell’s little-known formulation of the concept of relativistic local causality on which his theorem rests. We also show precisely how Bell’s formulation of local causality can be used to derive an empirically testable Bell-type inequality and to recapitulate the EPR argument.
Many of the heated arguments about the meaning of 'Bellʼs theorem' arise because this phrase can refer to two different theorems that John Bell proved, the first in 1964 and the second in 1976.His 1964 theorem is the incompatibility of quantum phenomena with the dual assumptions of locality and determinism.His 1976 theorem is the incompatibility of quantum phenomena with the unitary property of local causality.This is contrary to Bellʼs own later assertions, that his 1964 theorem began with that single, and indivisible, assumption of local causality (even if not by that name).While there are other forms of Bellʼs theorems-which I present to explain the relation between Jarrett-completeness, 'fragile locality', and EPR-completeness-I maintain that Bellʼs two versions are the essential ones.Although the two Bellʼs theorems are logically equivalent, their assumptions are not, and the different versions of the theorem suggest quite different conclusions, which are embraced by different communities.For realists, the notion of local causality, ruled out by Bellʼs 1976 theorem, is motivated implicitly by Reichenbachʼs principle of common cause and explicitly by the principle of relativistic causality, and it is the latter which must be forgone.Operationalists pay no heed to Reichenbachʼs principle, but wish to keep the principle of relativistic causality, which, bolstered by an implicit 'principle of agent-causation', implies their notion of locality.Thus for operationalists, Bellʼs theorem is the 1964 one, and implies that it is determinism that must be forgone.I discuss why the two 'camps' are drawn to these different conclusions, and what can be done to increase mutual understanding.
Explaining observations in terms of cause-and-effect (causal) relations is central to empirical science. However, in his seminal 1964 work [1], John Bell showed that the correlations between entangled quantum systems cannot be explained in terms of, possibly hidden, cause and effect relations. After four decades of experimental effort, Bell's prediction has recently been confirmed in an unambiguous way by a series of loophole-free Bell-test experiments [2-4]. These experiments, however, cannot reveal where exactly quantum mechanics breaks with our classical notion of cause and effect. Specifically, Bell's theorem is based on the central assumptions of realism and local causality. Realism posits that physical systems have real, objective properties, independent of whether we observe them or not, and local causality assumes that causal influences cannot propagate faster than the speed of light.
Relativistic theory and experiments teach us that causal influences are constrained by the speed of light. Deterministic theories incorporate this lesson in functional\textit{functional}functional terms: whether an event occurs or not is functionally determined by events that occur in its immediate causal past. In this paper we suggest a natural generalization of this constraint that applies to probabilistic theories: the probability\textit{probability}probability that an event occurs is to be functionally determined by the probability\textit{probability}probability of the event-occurrences in its immediate causal past. This constraint differs from Bell's criterion of local causality and turns out to imply it only under an additional assumption that requires history to be, in a sense, ir\textit{ir}irrelevant. Bell-inequality-violating quantum phenomena are thus arguably not\textit{not}not in tension with relativity, locality, "statistical independence", nor with a supposed "realism". What they instead show is that history is, in a sense, relevant\textit{relevant}relevant.