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arXiv:1512.08710 · Frontiers in Physics

On the Foundations of the Brussels Operational-Realistic Approach to Cognition

Diederik Aerts, Massimiliano Sassoli de Bianchi, Sandro Sozzo

Published May 6, 2016• 48 citations
arXivHTMLPDF

Abstract

The scientific community is becoming more and more interested in the research that applies the mathematical formalism of quantum theory to model human decision-making. In this paper, we provide the theoretical foundations of the quantum approach to cognition that we developed in Brussels. These foundations rest on the results of two decade studies on the axiomatic and operational-realistic approaches to the foundations of quantum physics. The deep analogies between the foundations of physics and cognition lead us to investigate the validity of quantum theory as a general and unitary framework for cognitive processes, and the empirical success of the Hilbert space models derived by such investigation provides a strong theoretical confirmation of this validity. However, two situations in the cognitive realm, `question order effects' and `response replicability', indicate that even the Hilbert space framework could be insufficient to reproduce the collected data. This does not mean that the mentioned operational-realistic approach would be incorrect, but simply that a larger class of measurements would be in force in human cognition, so that an extended quantum formalism may be needed to deal with all of them. As we will explain, the recently derived `extended Bloch representation' of quantum theory (and the associated `general tension-reduction' model) precisely provides such extended formalism, while remaining within the same unitary interpretative framework.

DOI
10.3389/fphy.2016.00017

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The scientific community is becoming more and more interested in the research that applies the mathematical formalism of quantum theory to model human decision-making. In this paper, we provide the theoretical foundations of the quantum approach to cognition that we developed in Brussels. These foundations rest on the results of two decade studies on the axiomatic and operational-realistic approaches to the foundations of quantum physics. The deep analogies between the foundations of physics and cognition lead us to investigate the validity of quantum theory as a general and unitary framework for cognitive processes, and the empirical success of the Hilbert space models derived by such investigation provides a strong theoretical confirmation of this validity. However, two situations in the cognitive realm, question order effects' and response replicability', indicate that even the Hilbert space framework could be insufficient to reproduce the collected data. This does not mean that the mentioned operational-realistic approach would be incorrect, but simply that a larger class of measurements would be in force in human cognition, so that an extended quantum formalism may be needed to deal with all of them. As we will explain, the recently derived extended Bloch representation' of quantum theory (and the associated general tension-reduction' model) precisely provides such extended formalism, while remaining within the same unitary interpretative framework.
The mathematical formalism of quantum theory has been successfully used in human cognition to model decision processes and to deliver representations of human knowledge. As such, quantum cognition inspired tools have improved technologies for Natural Language Processing and Information Retrieval. In this paper, we overview the quantum cognition approach developed in our Brussels team during the last two decades, specifically our identification of quantum structures in human concepts and language, and the modeling of data from psychological and corpus-text-based experiments. We discuss our quantum-theoretic framework for concepts and their conjunctions/disjunctions in a Fock-Hilbert space structure, adequately modeling a large amount of data collected on concept combinations. Inspired by this modeling, we put forward elements for a quantum contextual and meaning-based approach to information technologies in which 'entities of meaning' are inversely reconstructed from texts, which are considered as traces of these entities' states.
Growing empirical evidence reveals that traditional set-theoretic structures cannot in general be applied to cognitive phenomena. This has raised several problems, as illustrated, for example, by probability judgement errors and decision-making (DM) errors. We propose here a unified theoretical perspective which applies the mathematical formalism of quantum theory in Hilbert space to cognitive domains. In this perspective, judgements and decisions are described as intrinsically non-deterministic processes which involve a contextual interaction between a conceptual entity and the cognitive context surrounding it. When a given phenomenon is considered, the quantum-theoretic framework identifies entities, states, contexts, properties and outcome statistics, and applies the mathematical formalism of quantum theory to model the considered phenomenon. We explain how the quantum-theoretic framework works in a variety of judgement and decision situations where systematic and significant deviations from classicality occur.
The emergence of quantum computing has prompted researchers to examine potential parallels between quantum mechanical principles and human cognitive processes. This article explores the theoretical framework of quantum cognition, examining how concepts from quantum mechanics, including superposition, entanglement, and measurement, might inform our understanding of human decision-making, memory, and consciousness. While quantum computing operates on fundamentally different physical principles than biological neural networks, the mathematical formalisms of quantum mechanics offer novel perspectives on cognitive phenomena that classical probability theory struggles to explain. This review critically examines the current state of quantum cognition research, its applications in computational modeling, and the ongoing debates regarding the validity of quantum mechanical analogies in psychological theory. The analysis reveals both promising theoretical insights and significant limitations in applying quantum principles to human cognition, highlighting the need for empirical validation and careful distinction between mathematical analogy and physical reality.
Experiments in cognitive science and decision theory show that the ways in which people combine concepts and make decisions cannot be described by classical logic and probability theory. This has serious implications for applied disciplines such as information retrieval, artificial intelligence and robotics. Inspired by a mathematical formalism that generalizes quantum mechanics the authors have constructed a contextual framework for both concept representation and decision making, together with quantum models that are in strong alignment with experimental data. The results can be interpreted by assuming the existence in human thought of a double-layered structure, a 'classical logical thought' and a 'quantum conceptual thought', the latter being responsible of the above paradoxes and nonclassical effects. The presence of a quantum structure in cognition is relevant, for it shows that quantum mechanics provides not only a useful modeling tool for experimental data but also supplies a structural model for human and artificial thought processes. This approach has strong connections with theories formalizing meaning, such as semantic analysis, and has also a deep impact on computer science, information retrieval and artificial intelligence. More specifically, the links with information retrieval are discussed in this paper.
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There has been a strong recent interest in applying quantum theory (QT) outside physics, including in cognitive science. We analyze the applicability of QT to two basic properties in opinion polling. The first property (response replicability) is that, for a large class of questions, a response to a given question is expected to be repeated if the question is posed again, irrespective of whether another question is asked and answered in between. The second property (question order effect) is that the response probabilities frequently depend on the order in which the questions are asked. Whenever these two properties occur together, it poses a problem for QT. The conventional QT with Hermitian operators can handle response replicability, but only in the way incompatible with the question order effect. In the generalization of QT known as theory of positive-operator-valued measures (POVMs), in order to account for response replicability, the POVMs involved must be conventional operators. Although these problems are not unique to QT and also challenge conventional cognitive theories, they stand out as important unresolved problems for the application of QT to cognition. Either some new principles are needed to determine the bounds of applicability of QT to cognition, or quantum formalisms more general than POVMs are needed.