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arXiv:1511.01595 · Physical review. B./Physical review. B

Nonequilibrium response of an electron-mediated charge density wave ordered material to a large dc electric field

O. P. Matveev, Andrij M. Shvaika, Thomas Devereaux, James K. Freericks

Published Jan 11, 2016• 6 citations
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Abstract

Using the Kadanoff-Baym-Keldysh formalism, we employ nonequilibrium dynamical mean-field theory to exactly solve for the nonlinear response of an electron-mediated charge-density-wave-ordered material. We examine both the dc current and the order parameter of the conduction electrons as the ordered system is driven by the electric field. Although the formalism we develop applies to all models, for concreteness, we examine the charge-density-wave phase of the Falicov-Kimball model, which displays a number of anomalous behaviors including the appearance of subgap density of states as the temperature increases. These subgap states should have a significant impact on transport properties, particularly the nonlinear response of the system to a large dc electric field.

DOI
10.1103/physrevb.93.045110

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Using the Kadanoff-Baym-Keldysh formalism, we employ nonequilibrium dynamical mean-field theory to exactly solve for the nonlinear response of an electron-mediated charge-density-wave-ordered material. We examine both the dc current and the order parameter of the conduction electrons as the ordered system is driven by the electric field. Although the formalism we develop applies to all models, for concreteness, we examine the charge-density-wave phase of the Falicov-Kimball model, which displays a number of anomalous behaviors including the appearance of subgap density of states as the temperature increases. These subgap states should have a significant impact on transport properties, particularly the nonlinear response of the system to a large dc electric field.
We derive the dynamical mean-field theory equations for transport in an ordered charge-density-wave phase on a bipartite lattice. The formalism is applied to the spinless Falicov-Kimball model on a hypercubic lattice at half filling. We determine the many-body density of states, the dc charge and heat conductivities, and the optical conductivity. Vertex corrections continue to vanish within the ordered phase, but the density of states and the transport coefficients show anomalous behavior due to the rapid development of thermally activated subgap states. We also examine the optical sum rule and sum rules for the first three moments of the Green's functions within the ordered phase and see that the total optical spectral weight in the ordered phase either decreases or increases depending on the strength of the interactions.
Abstract In this review, we develop the formalism employed to describe charge-density-wave insulators in pump/probe experiments that use ultrashort driving pulses of light. The theory emphasizes exact results in the simplest model for a charge-density-wave insulator (given by a noninteracting system with two bands and a gap) and employs nonequilibrium dynamical mean-field theory to solve the Falicov–Kimball model in its ordered phase. We show how to develop the formalism and how the solutions behave. Care is taken to describe the details behind these calculations and to show how to verify their accuracy via sum-rule constraints.
We present a review of our recent work in extending the successful dynamical mean-field theory from the equilibrium case to nonequilibrium cases. In particular, we focus on the problem of turning on a spatially uniform, but possibly time varying, electric field (neglecting all magnetic field effects). We show how to work with a manifestly gauge-invariant formalism, and compare numerical calculations from a transient-response formalism to different types of approximate treatments, including the semiclassical Boltzmann equation and perturbation theory in the interaction. In this review, we solve the nonequilibrium problem for the Falicov-Kimball model, which is the simplest many-body model and the easiest problem to illustrate the nonequilibrium behavior in both diffusive metals and Mott insulators. Due to space restrictions, we assume the reader already has some familiarity both with the Kadanoff-Baym-Keldysh nonequilibrium formalism and with equilibrium dynamical mean-field theory; we provide a guide to the literature where additional details can be found.
A formulation of the Kadanoff-Baym-Keldysh theory of nonequilibrium quantum statistical mechanics is developed in order to describe nonperturbatively the effects of the electric field on electron-phonon scattering in nondegenerate semiconductors. We derive an analytic, gauge-invariant model for the spectral density of energy states that accounts for both intracollisional field effect and collisional broadening simultaneously. A kinetic equation for the quantum distribution function is derived and solved numerically. The nonlinear drift velocity versus applied field characteristics is also evaluated numerically. Many features of our nonlinear theory bear formal resemblance to linear-response theory.
The ground-state density of states of the half-filled Falicov-Kimball model contains a charge-density-wave gap. At finite temperature, this gap is not immediately closed, but is rather filled in by subgap states. For a specific combination of parameters, this leads to a stable phase where the system is in an ordered charge-density-wave phase, but there is high density of states at the Fermi level. We show that this property can be, in finite dimensions, traced to a crossing of sharp states resulting from the single particle excitations of the localized subsystem. The analysis of the inverse participation ratio points to a strong localization in the discussed regime. However, the pronounced subgap density of states can still lead to a notable increase of charge transport through a finite size system. We show this by focusing on the transmission in heterostructures where a Falicov-Kimball system is sandwiched between two metallic leads.
The nonlinear response of a material to a large electric field (steady or pulsed) often determines the ultimate performance of the material for electronics applications. The formalism for understanding nonlinear effects in conventional semiconductors is well understood. The formalism is less well developed for so-called “smart” materials that are tuned to lie close to the metalinsulator transition. Here we show that the nonlinear response of a strongly correlated electronic material can be calculated with a massively parallel algorithm by discretizing a continuous matrix operator on the Kadanoff-Baym contour in real time. We benchmark the technique by examining the solutions when the field vanishes and comparing the results to exact results from an equilibrium formalism. We briefly discuss the numerical issues associated with the case of a large electric field and present results that show how the Bloch oscillations become damped as the scattering due to electron correlations increases.