Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1509.01822 · IEEE Transactions on Information Theory

The MIMO Wiretap Channel Decomposed

Anatoly Khina, Yuval Kochman, Ashish J. Khisti

Published Jun 1, 2017• 7 citations
arXivHTMLPDF

Abstract

The problem of sending a secret message over the Gaussian multiple-input multiple-output (MIMO) wiretap channel is studied. While the capacity of this channel is known, it is not clear how to construct optimal coding schemes that achieve this capacity. In this paper, we use linear operations along with successive interference cancellation to attain effective parallel single-antenna wiretap channels. By using independent scalar Gaussian wiretap codebooks over the resulting parallel channels, the capacity of the MIMO wiretap channel is achieved. The derivation of the schemes is based upon joint triangularization of the channel matrices. We find that the same technique can be used to rederive capacity expressions for the MIMO wiretap channel in a way that is simple and closely connected to a transmission scheme. This technique allows to extend the previously proven strong security for scalar Gaussian channels to the MIMO case. We further consider the problem of transmitting confidential messages over a two-user broadcast MIMO channel. For that problem, we find that derivation of both the capacity and a transmission scheme is a direct corollary of the proposed analysis for the MIMO wiretap channel.

DOI
10.1109/tit.2017.2710058

Related papers

The Secrecy Capacity Region of the Gaussian MIMO Multi-Receiver Wiretap Channel

Ersen Ekrem, Şennur Ulukuş

In this paper, we consider the Gaussian multiple-input multiple-output (MIMO) multi-receiver wiretap channel in which a transmitter wants to have confidential communication with an arbitrary number of users in the presence of an external eavesdropper. We derive the secrecy capacity region of this channel for the most general case. We first show that even for the single-input single-output (SISO) case, existing converse techniques for the Gaussian scalar broadcast channel cannot be extended to this secrecy context, to emphasize the need for a new proof technique. Our new proof technique makes use of the relationships between the minimum-mean-square-error and the mutual information, and equivalently, the relationships between the Fisher information and the differential entropy. Using the intuition gained from the converse proof of the SISO channel, we first prove the secrecy capacity region of the degraded MIMO channel, in which all receivers have the same number of antennas, and the noise covariance matrices can be arranged according to a positive semi-definite order. We then generalize this result to the aligned case, in which all receivers have the same number of antennas; however, there is no order among the noise covariance matrices. We accomplish this task by using the channel enhancement technique. Finally, we find the secrecy capacity region of the general MIMO channel by using some limiting arguments on the secrecy capacity region of the aligned MIMO channel. We show that the capacity achieving coding scheme is a variant of dirty-paper coding with Gaussian signals.

arXiv:0903.3096•IEEE Transactions on Information Theory•Mar 15, 2011•243 citations

Transmission of common, public and confidential messages in broadcast channels with multiple antennas

Ersen Ekrem, Şennur Ulukuş

We study the Gaussian multiple-input multiple-output (MIMO) wiretap channel, which consists of a transmitter, a legitimate user, and an eavesdropper. In this channel, the transmitter sends a common message to both the legitimate user and the eavesdropper. Moreover, the legitimate user receives a private message, which is desired to be kept hidden as much as possible from the eavesdropper. We obtain the entire capacity-equivocation region of the Gaussian MIMO wiretap channel. This region contains all achievable common message, private message, and private message's equivocation rates. This capacity-equivocation region is equal to the capacity region of a Gaussian MIMO broadcast channel where the transmitter sends a common message to both the legitimate user and the eavesdropper, a public message to the legitimate user on which there is no secrecy constraint, and a confidential message to the legitimate user which needs to kept perfectly secret from the eavesdropper.

IEEE International Symposium on Personal, Indoor and Mobile Radio Communications (PIMRC)•Sep 1, 2010•1 citation

MIMO Gaussian broadcast channels with confidential messages

Ruoheng Liu, Tie Liu, H. Vincent Poor +1 more

This paper considers the problem of secret communication over a two-receiver multiple-input multiple-output (MIMO) Gaussian broadcast channel. The transmitter has two independent messages, each of which is intended for one of the receivers but needs to be kept asymptotically perfectly secret from the other. It is shown that, surprisingly, under a matrix power constraint both messages can be simultaneously transmitted at their respective maximal secrecy rates. To prove this result, the MIMO Gaussian wiretap channel is revisited and a new characterization of its secrecy capacity is provided via a new coding scheme that uses artificial noise (a prefix channel) and random binning.

IEEE International Symposium on Information Theory (ISIT)•Jun 1, 2009•21 citations

Multiple-Input Multiple-Output Gaussian Broadcast Channels With Confidential Messages

Ruoheng Liu, Tie Liu, H. Vincent Poor +1 more

This paper considers the problem of secret communication over a two-receiver multiple-input multiple-output (MIMO) Gaussian broadcast channel. The transmitter has two independent messages, each of which is intended for one of the receivers but needs to be kept asymptotically perfectly secret from the other. It is shown that, surprisingly, under a matrix power constraint, both messages can be simultaneously transmitted at their respective maximal secrecy rates. To prove this result, the MIMO Gaussian wiretap channel is revisited and a new characterization of its secrecy capacity is provided via a new coding scheme that uses artificial noise (an additive prefix channel) and random binning.

arXiv:0903.3786•IEEE Transactions on Information Theory•Aug 19, 2010•190 citations

Secure broadcasting using multiple antennas

Ersen Ekrem, Şennur Ulukuş

We consider three different secure broadcasting scenarios: i) Broadcast channels with common and confidential messages (BCC), ii) multi-receiver wiretap channels with public and confidential messages, and iii) compound wiretap channels. The BCC is a broadcast channel with two users, where in addition to the common message sent to both users, a private message, which needs to be kept hidden as much as possible from the other user, is sent to each user. In this model, each user treats the other user as an eavesdropper. The multi-receiver wiretap channel is a broadcast channel with two legitimate users and an external eavesdropper, where the transmitter sends a pair of public and confidential messages to each legitimate user. Although there is no secrecy concern about the public messages, the confidential messages need to be kept perfectly secret from the eavesdropper. The compound wiretap channel is a compound broadcast channel with a group of legitimate users and a group of eavesdroppers. In this model, the transmitter sends a common confidential message to the legitimate users, and this confidential message needs to be kept perfectly secret from all eavesdroppers. In this paper, we provide a survey of the existing information-theoretic results for these three forms of secure broadcasting problems, with a closer look at the Gaussian multiple-input multiple-output (MIMO) channel models. We also present the existing results for the more general discrete memory-less channel models, as they are often the first step in obtaining the capacity results for the corresponding Gaussian MIMO channel models.

Journal of Communications and Networks•Oct 1, 2010•21 citations

Closed Form Secrecy Capacity of MIMO Wiretap Channels with Two Transmit Antennas

Jiangyuan Li, Athina P. Petropulu

A Gaussian multiple-input multiple-output (MIMO) wiretap channel model is considered. The input is a two-antenna transmitter, while the outputs are the legitimate receiver and an eavesdropper, both equipped with multiple antennas. All channels are assumed to be known. The problem of obtaining the optimal input covariance matrix that achieves secrecy capacity subject to a power constraint is addressed, and a closed-form expression for the secrecy capacity is obtained.

arXiv:1107.5541•Jul 27, 2011•1 citation
The problem of sending a secret message over the Gaussian multiple-input multiple-output (MIMO) wiretap channel is studied. While the capacity of this channel is known, it is not clear how to construct optimal coding schemes that achieve this capacity. In this paper, we use linear operations along with successive interference cancellation to attain effective parallel single-antenna wiretap channels. By using independent scalar Gaussian wiretap codebooks over the resulting parallel channels, the capacity of the MIMO wiretap channel is achieved. The derivation of the schemes is based upon joint triangularization of the channel matrices. We find that the same technique can be used to rederive capacity expressions for the MIMO wiretap channel in a way that is simple and closely connected to a transmission scheme. This technique allows to extend the previously proven strong security for scalar Gaussian channels to the MIMO case. We further consider the problem of transmitting confidential messages over a two-user broadcast MIMO channel. For that problem, we find that derivation of both the capacity and a transmission scheme is a direct corollary of the proposed analysis for the MIMO wiretap channel.
In this paper, we consider the Gaussian multiple-input multiple-output (MIMO) multi-receiver wiretap channel in which a transmitter wants to have confidential communication with an arbitrary number of users in the presence of an external eavesdropper. We derive the secrecy capacity region of this channel for the most general case. We first show that even for the single-input single-output (SISO) case, existing converse techniques for the Gaussian scalar broadcast channel cannot be extended to this secrecy context, to emphasize the need for a new proof technique. Our new proof technique makes use of the relationships between the minimum-mean-square-error and the mutual information, and equivalently, the relationships between the Fisher information and the differential entropy. Using the intuition gained from the converse proof of the SISO channel, we first prove the secrecy capacity region of the degraded MIMO channel, in which all receivers have the same number of antennas, and the noise covariance matrices can be arranged according to a positive semi-definite order. We then generalize this result to the aligned case, in which all receivers have the same number of antennas; however, there is no order among the noise covariance matrices. We accomplish this task by using the channel enhancement technique. Finally, we find the secrecy capacity region of the general MIMO channel by using some limiting arguments on the secrecy capacity region of the aligned MIMO channel. We show that the capacity achieving coding scheme is a variant of dirty-paper coding with Gaussian signals.
We study the Gaussian multiple-input multiple-output (MIMO) wiretap channel, which consists of a transmitter, a legitimate user, and an eavesdropper. In this channel, the transmitter sends a common message to both the legitimate user and the eavesdropper. Moreover, the legitimate user receives a private message, which is desired to be kept hidden as much as possible from the eavesdropper. We obtain the entire capacity-equivocation region of the Gaussian MIMO wiretap channel. This region contains all achievable common message, private message, and private message's equivocation rates. This capacity-equivocation region is equal to the capacity region of a Gaussian MIMO broadcast channel where the transmitter sends a common message to both the legitimate user and the eavesdropper, a public message to the legitimate user on which there is no secrecy constraint, and a confidential message to the legitimate user which needs to kept perfectly secret from the eavesdropper.
This paper considers the problem of secret communication over a two-receiver multiple-input multiple-output (MIMO) Gaussian broadcast channel. The transmitter has two independent messages, each of which is intended for one of the receivers but needs to be kept asymptotically perfectly secret from the other. It is shown that, surprisingly, under a matrix power constraint both messages can be simultaneously transmitted at their respective maximal secrecy rates. To prove this result, the MIMO Gaussian wiretap channel is revisited and a new characterization of its secrecy capacity is provided via a new coding scheme that uses artificial noise (a prefix channel) and random binning.
This paper considers the problem of secret communication over a two-receiver multiple-input multiple-output (MIMO) Gaussian broadcast channel. The transmitter has two independent messages, each of which is intended for one of the receivers but needs to be kept asymptotically perfectly secret from the other. It is shown that, surprisingly, under a matrix power constraint, both messages can be simultaneously transmitted at their respective maximal secrecy rates. To prove this result, the MIMO Gaussian wiretap channel is revisited and a new characterization of its secrecy capacity is provided via a new coding scheme that uses artificial noise (an additive prefix channel) and random binning.
We consider three different secure broadcasting scenarios: i) Broadcast channels with common and confidential messages (BCC), ii) multi-receiver wiretap channels with public and confidential messages, and iii) compound wiretap channels. The BCC is a broadcast channel with two users, where in addition to the common message sent to both users, a private message, which needs to be kept hidden as much as possible from the other user, is sent to each user. In this model, each user treats the other user as an eavesdropper. The multi-receiver wiretap channel is a broadcast channel with two legitimate users and an external eavesdropper, where the transmitter sends a pair of public and confidential messages to each legitimate user. Although there is no secrecy concern about the public messages, the confidential messages need to be kept perfectly secret from the eavesdropper. The compound wiretap channel is a compound broadcast channel with a group of legitimate users and a group of eavesdroppers. In this model, the transmitter sends a common confidential message to the legitimate users, and this confidential message needs to be kept perfectly secret from all eavesdroppers. In this paper, we provide a survey of the existing information-theoretic results for these three forms of secure broadcasting problems, with a closer look at the Gaussian multiple-input multiple-output (MIMO) channel models. We also present the existing results for the more general discrete memory-less channel models, as they are often the first step in obtaining the capacity results for the corresponding Gaussian MIMO channel models.