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arXiv:1508.07237 · Physical review. B./Physical review. B

Self-consistent dual boson approach to single-particle and collective excitations in correlated systems

E. A. Stepanov, Erik G. C. P. van Loon, A. A. Katanin, Alexander I. Lichtenstein, Mikhail I. Katsnelson, Alexey N. Rubtsov

Published Jan 8, 2016• 61 citations
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Abstract

We propose an efficient dual boson scheme, which extends the dynamical mean-field theory paradigm to collective excitations in correlated systems. The theory is fully self-consistent both on the one- and on the two-particle level, thus describing the formation of collective modes as well as the renormalization of electronic and bosonic spectra on equal footing. The method employs an effective impurity model comprising both fermionic and bosonic hybridization functions. Only single- and two-electron Green's functions of the reference problem enter the theory, due to the optimal choice of the self-consistency condition for the effective bosonic bath. We show that the theory is naturally described by a dual Luttinger-Ward functional and obeys the relevant conservation laws.

DOI
10.1103/physrevb.93.045107

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We propose an efficient dual boson scheme, which extends the dynamical mean-field theory paradigm to collective excitations in correlated systems. The theory is fully self-consistent both on the one- and on the two-particle level, thus describing the formation of collective modes as well as the renormalization of electronic and bosonic spectra on equal footing. The method employs an effective impurity model comprising both fermionic and bosonic hybridization functions. Only single- and two-electron Green's functions of the reference problem enter the theory, due to the optimal choice of the self-consistency condition for the effective bosonic bath. We show that the theory is naturally described by a dual Luttinger-Ward functional and obeys the relevant conservation laws.
In this work we present a comprehensive analysis of collective electronic fluctuations and their effect on single-particle properties of the Hubbard model. Our approach is based on a standard dual fermion and boson scheme with the interaction truncated at the two-particle level. Within this framework we compare various approximations that differ in the set of diagrams (ladder vs exact diagrammatic Monte Carlo), and/or in the form of the four-point interaction vertex (exact vs partially bosonized). This allows to evaluate the effect of all components of the four-point vertex function on the electronic self-energy. In particular, we observe that contributions that are not accounted for by the partially bosonized approximation for the vertex have only a minor effect on electronic degrees of freedom in a broad range of model parameters. In addition, we find that in the regime, where the ladder dual fermion approximation provides an accurate solution of the problem, the leading contribution to the self-energy is given by the longitudinal bosonic modes. This can be explained by the fact that contributions of transverse particle-hole and particle-particle modes partially cancel each other. Our results justify the applicability of the recently introduced dual triply irreducible local expansion (D-TRILEX) method that represents one of the simplest consistent diagrammatic extensions of the dynamical mean-field theory. We find that the self-consistent D-TRILEX approach is reasonably accurate also in challenging regimes of the Hubbard model, even where the dynamical mean-field theory does not provide the optimal local reference point (impurity problem) for the diagrammatic expansion.
I review the way the many-body Green functions are used to renormalize the perturbation theory of correlated fermions. The Green functions are introduced to implement systematically dynamical corrections to the static mean-field theory. The renormalizations enter the perturbation theory via self-consistent evaluations of one-particle and two-particle Green functions. The one-particle self-consistency is discussed within the Baym-Kadanoff construction. We point to an inherent dichotomy of the Baym-Kadanoff approach in the relation between one and two-particle Green functions. They are the Schwinger-Dyson equation, directly derived from the generating Luttinger-Ward functional, and the Ward identity. The latter imposes a severe restriction on the two-particle irreducible vertex and is not guaranteed in the Baym-Kadanoff approach. No approximate theory is capable to obey both relations. I further discuss the two-particle approach with two-particle renormalizations that offers a way to reconcile the Schwinger-Dyson equation and the Ward identity. The two-particle irreducible vertex from the critical Bethe-Salpeter equation becomes a generating functional in the two-particle renormalization of the perturbation theory. The irreducible vertex is used in the Ward identity to determine the order parameter beyond the critical point and in the Bethe-Salpeter equation representing the vertex of the Schwinger-Dyson equation to determine the spectral self-energy in such a way that the thermodynamic critical behavior from both equations is qualitatively the same. Finally, I discuss a static mean-field-like approximation with a renormalized effective interaction determined self-consistently that leads to a qualitatively correct description of strong electron correlations in impurity and lattice models.
In this work we introduce the dual boson diagrammatic Monte Carlo technique for strongly interacting electronic systems. This method combines the strength of dynamical mean-filed theory for nonperturbative description of local correlations with the systematic account of nonlocal corrections in the dual boson theory by the diagrammatic Monte Carlo approach. It allows us to get a numerically exact solution of the dual boson theory at the two-particle local vertex level for the extended Hubbard model. We show that it can be efficiently applied to description of single-particle observables in a wide range of interaction strengths. We compare our exact results for the self-energy with the ladder dual boson approach and determine a physical regime, where the description of collective electronic effects requires more accurate consideration beyond the ladder approximation. Additionally, we find that the order-by-order analysis of the perturbative diagrammatic series for the single-particle Green's function allows to estimate the transition point to the charge density wave phase.
We propose an approach describing correlated electronic systems within the two-particle irreducible functional renormalization-group (2PI-fRG) approach, which uses initial self-energy and the two-particle irreducible vertices, obtained from (extended) dynamical mean-field theory [E(DMFT)]. Using the 2PI-fRG approach allows us to treat both local and nonlocal interactions. In the case of purely local interaction the corresponding equations have similar (although not identical) structure to the earlier developed DMFT+fRG (DMF2RG)({\mathrm{DMF}}^{2}\mathrm{RG})(DMF2RG) approach. In a simplest truncation, neglecting scale dependence of the two-particle irreducible vertices, we reproduce the results for the two-particle vertices/susceptibilities in the ladder approximation of the dual-boson (DB) or the dynamic vertex approximation approach; in more sophisticated truncations the method allows us to consider nonlocal corrections to the self-energy as well as the interplay of charge and spin correlations. The proposed scheme is tested on the two-dimensional standard and extended $U\text{\ensuremath{-}}V$ half-filled Hubbard models. For the standard Hubbard model we obtain nonlocal self-energy, which is in agreement with numerical studies; for the extended Hubbard model we find the boundary of charge instability, which agrees well with the results of the DB approach. We also ascertain that the effect of spin correlations on electron interaction in the charge channel, not considered previously in the DB approach, only slightly reduces critical next-nearest-neighbor interaction of charge instability of the extended Hubbard model at the considered finite low temperature, yielding better agreement with dynamic cluster approximation. The considered method is rather general and can be applied to study various phenomena in strongly correlated electronic systems.
The contributions from the non-local fluctuations to the dynamical mean field theory (DMFT) were studied using the recently proposed dual fermion approach. Straight forward cluster extensions of DMFT need the solution of a small cluster, where all the short-range correlations are fully taken into account. All the correlations beyond the cluster scope are treated in the mean-field level. In the dual fermion method, only a single impurity problem needs to be solved. Both the short and long-range correlations could be considered on equal footing in this method. The weak-coupling nature of the dual fermion ensures the validity of the finite order diagram expansion. The one and two particle Green's functions calculated from the dual fermion approach agree well with the Quantum Monte Carlo solutions, and the computation time is considerably less than with the latter method. The access of the long-range order allows us to investigate the collective behavior of the electron system, e.g. spin wave excitations.
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