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arXiv:1508.06389 · Physical review. B./Physical review. B

Bona fide interaction-driven topological phase transition in correlated symmetry-protected topological states

Yuan-Yao He, Han-Qing Wu, Yi‐Zhuang You, Cenke Xu, Zi Yang Meng, Zhong-Yi Lu

Published Mar 31, 2016• 57 citations
arXivHTMLPDF

Abstract

It is expected that the interplay between nontrivial band topology and strong electron correlation will lead to very rich physics. Thus a controlled study of the competition between topology and correlation is of great interest. Here, employing large-scale quantum Monte Carlo simulations, we provide a concrete example of the Kane-Mele-Hubbard model on an AA-stacking bilayer honeycomb lattice with interlayer antiferromagnetic interaction. Our simulation identified several different phases: a quantum spin Hall insulator (QSH), an $xy\text{-plane}$ antiferromagnetic Mott insulator, and an interlayer dimer-singlet insulator. Most importantly, a bona fide topological phase transition between the QSH and the dimer-singlet insulators, purely driven by the interlayer antiferromagnetic interaction, is found. At the transition, the spin and charge gap of the system close while the single-particle excitations remain gapped, which means that this transition has no mean-field analog and it can be viewed as a transition between bosonic symmetry-protected topological (SPT) states. At one special point, this transition is described by a $(2+1)d\phantom{\rule{4pt}{0ex}}O(4)$ nonlinear sigma model with exact $SO(4)$ symmetry and a topological term at exactly $\mathrm{\ensuremath{\Theta}}=\ensuremath{\pi}$. The relevance of this work towards more general interacting SPT states is discussed.

DOI
10.1103/physrevb.93.115150

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It is expected that the interplay between nontrivial band topology and strong electron correlation will lead to very rich physics. Thus a controlled study of the competition between topology and correlation is of great interest. Here, employing large-scale quantum Monte Carlo simulations, we provide a concrete example of the Kane-Mele-Hubbard model on an AA-stacking bilayer honeycomb lattice with interlayer antiferromagnetic interaction. Our simulation identified several different phases: a quantum spin Hall insulator (QSH), an xy-planexy\text{-plane}xy-plane antiferromagnetic Mott insulator, and an interlayer dimer-singlet insulator. Most importantly, a bona fide topological phase transition between the QSH and the dimer-singlet insulators, purely driven by the interlayer antiferromagnetic interaction, is found. At the transition, the spin and charge gap of the system close while the single-particle excitations remain gapped, which means that this transition has no mean-field analog and it can be viewed as a transition between bosonic symmetry-protected topological (SPT) states. At one special point, this transition is described by a (2+1)dO(4)(2+1)d\phantom{\rule{4pt}{0ex}}O(4)(2+1)dO(4) nonlinear sigma model with exact SO(4)SO(4)SO(4) symmetry and a topological term at exactly \ensuremathΘ=\ensuremathπ\mathrm{\ensuremath{\Theta}}=\ensuremath{\pi}\ensuremathΘ=\ensuremathπ. The relevance of this work towards more general interacting SPT states is discussed.
Distinguishing the nontrivial symmetry-protected topological (SPT) phase from the trivial insulator phase in the presence of electron-electron interaction is an urgent question to the study of topological insulators, due to the fact that most of the topological indices defined for free electron systems are very likely unsuitable for interacting cases. In this work, we demonstrate that the strange correlator is a sensitive diagnosis to detect SPT states in interacting systems. Employing large-scale quantum Monte Carlo (QMC) simulations, we investigate the interaction-driven quantum phase transition in the Kane-Mele-Hubbard model. The transition from the quantum spin Hall insulator at weak interaction to an antiferromagnetic Mott insulator at strong interaction can be readily detected by the momentum space behavior of the strange correlator in single-particle, spin, and pairing sectors. The interaction effects on the symmetry-protected edge states in various sectors, i.e., the helical Luttinger liquid behavior, are well captured in the QMC measurements of strange correlators. Moreover, we demonstrate that the strange correlator is technically easier to implement in QMC and more robust in performance than other proposed numerical diagnoses for interacting topological states, as only static correlations are needed. The attempt in this work paves the way for using the strange correlator to study interaction-driven topological phase transitions in fermionic as well as bosonic systems.
Using determinant quantum Monte Carlo simulations, we demonstrate that an extended Hubbard model on a bilayer honeycomb lattice has two novel quantum phase transitions. The first is a quantum phase transition between the weakly interacting gapless Dirac fermion phase and a strongly interacting fully gapped and symmetric trivial phase, which cannot be described by the standard Gross-Neveu model. The second is a quantum critical point between a quantum spin Hall insulator with spin Sz{S}^{z}Sz conservation and the previously mentioned strongly interacting fully gapped phase. At the latter quantum critical point the single-particle excitations remain gapped, while spin and charge gaps both close. We argue that the first quantum phase transition is related to the Z16{\mathbb{Z}}_{16}Z16​ classification of the topological superconductor $^{3}\mathrm{He}\text{\ensuremath{-}}B$ phase with interactions, while the second quantum phase transition is a topological phase transition described by a bosonic O(4)O(4)O(4) nonlinear sigma model field theory with a $\ensuremath{\Theta}$ term.
Symmetry protected topological (SPT) phases in free fermion and interacting bosonic systems have been classified, but the physical phenomena of interacting fermionic SPT phases have not been fully explored. Here, employing large-scale quantum Monte Carlo simulation, we investigate the edge physics of a bilayer Kane-Mele-Hubbard model with zigzag ribbon geometry. Our unbiased numerical results show that the fermion edge modes are gapped out by interaction, while the bosonic edge modes remain gapless at the (1+1)d(1+1)d(1+1)d boundary, before the bulk quantum phase transition to a topologically trivial phase. Therefore, finite fermion gaps both in the bulk and on the edge, together with the robust gapless bosonic edge modes, prove that our system becomes an emergent bosonic SPT phase at low energy, which is directly observed in an interacting fermion lattice model.
Topological insulators present a bulk gap, but allow for dissipationless spin transport along the edges. These exotic states are characterized by the Z2 topological invariant and are protected by time-reversal symmetry. The Kane–Mele model is one model to realize this topological class in two dimensions, also called the quantum spin Hall state. In this brief review article, we provide a pedagogical introduction to the influence of correlation effects in the quantum spin Hall states, with special focus on the half-filled Kane–Mele–Hubbard model, solved by means of unbiased determinant quantum Monte Carlo (QMC) simulations. We explain the idea of identifying the topological insulator via π-flux insertion, the Z2 invariant and the associated behavior of the zero-frequency Green's function, as well as the spin Chern number in parameter-driven topological phase transitions. The examples considered are two descendants of the Kane–Mele–Hubbard model, the generalized and dimerized Kane–Mele–Hubbard model. From the Z2 index, spin Chern numbers and the Green's function behavior, one can observe that correlation effects induce shifts of the topological phase boundaries. Although the implementation of these topological quantities has been successfully employed in QMC simulations to describe the topological phase transition, we also point out their limitations as well as suggest possible future directions in using numerical methods to characterize topological properties of strongly correlated condensed matter systems.
We prove that the Kane-Mele-Hubbard model with purely imaginary next-nearest-neighbor hoppings has a particle-hole symmetry at half filling. Such a symmetry has interesting consequences including the absence of charge and spin currents along open edges, and the absence of the sign problem in the determinant quantum Monte Carlo simulations. Consequentially, the interplay between band topology and strong correlations can be studied at high numeric precisions. The process that the topological band insulator evolves into the antiferromagnetic Mott insulator as interaction strength increases is studied by calculating both the bulk and edge electronic properties.
We propose a series of simple two-dimensional (2D) lattice interacting fermion models that we demonstrate at low energy describe bosonic symmetry-protected topological (SPT) states and quantum phase transitions between them. This is because due to interaction, the fermions are gapped both at the boundary of the SPT states and at the bulk quantum phase transition, thus these models at low energy can be described completely by bosonic degrees of freedom. We show that the bulk of these models is described by a Sp(N\mathrm{Sp}(NSp(N) principal chiral model with a topological $\mathrm{\ensuremath{\Theta}}$ term, whose boundary is described by a Sp(N\mathrm{Sp}(NSp(N) principal chiral model with a Wess-Zumino-Witten term at level 1. The quantum phase transition between SPT states in the bulk is tuned by a particular interaction term, which corresponds to tuning $\mathrm{\ensuremath{\Theta}}$ in the field theory, and the phase transition occurs at $\mathrm{\ensuremath{\Theta}}=\ensuremath{\pi}$. The simplest version of these models with N=1N=1N=1 is equivalent to the familiar O(4) nonlinear sigma model (NLSM) with a topological term, whose boundary is a (1+1)D(1+1)\text{D}(1+1)D conformal field theory with central charge c=1c=1c=1. After breaking the O(4) symmetry to its subgroups, this model can be viewed as bosonic SPT states with U(1), or Z2{Z}_{2}Z2​ symmetries, etc. All of these fermion models, including the bulk quantum phase transitions, can be simulated with the determinant quantum Monte Carlo method without the sign problem. Recent numerical results strongly suggest that the quantum disordered phase of the O(4) NLSM with precisely $\mathrm{\ensuremath{\Theta}}=\ensuremath{\pi}$ is a stable (2+1)D(2+1)\text{D}(2+1)D conformal field theory with gapless bosonic modes.