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arXiv:1508.03107 · Electronic Proceedings in Theoretical Computer Science

Entropy, majorization and thermodynamics in general probabilistic theories

Howard Barnum, Jonathan Barrett, Marius Krumm, Markus P. Müller

Published Nov 3, 2015• 29 citations
arXivHTMLPDF

Abstract

In this note we lay some groundwork for the resource theory of thermodynamics in general probabilistic theories (GPTs). We consider theories satisfying a purely convex abstraction of the spectral decomposition of density matrices: that every state has a decomposition, with unique probabilities, into perfectly distinguishable pure states. The spectral entropy, and analogues using other Schur-concave functions, can be defined as the entropy of these probabilities. We describe additional conditions under which the outcome probabilities of a fine-grained measurement are majorized by those for a spectral measurement, and therefore the "spectral entropy" is the measurement entropy (and therefore concave). These conditions are (1) projectivity, which abstracts aspects of the Lueders-von Neumann projection postulate in quantum theory, in particular that every face of the state space is the positive part of the image of a certain kind of projection operator called a filter; and (2) symmetry of transition probabilities. The conjunction of these, as shown earlier by Araki, is equivalent to a strong geometric property of the unnormalized state cone known as perfection: that there is an inner product according to which every face of the cone, including the cone itself, is self-dual. Using some assumptions about the thermodynamic cost of certain processes that are partially motivated by our postulates, especially projectivity, we extend von Neumann's argument that the thermodynamic entropy of a quantum system is its spectral entropy to generalized probabilistic systems satisfying spectrality.

DOI
10.4204/eptcs.195.4

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In this note we lay some groundwork for the resource theory of thermodynamics in general probabilistic theories (GPTs). We consider theories satisfying a purely convex abstraction of the spectral decomposition of density matrices: that every state has a decomposition, with unique probabilities, into perfectly distinguishable pure states. The spectral entropy, and analogues using other Schur-concave functions, can be defined as the entropy of these probabilities. We describe additional conditions under which the outcome probabilities of a fine-grained measurement are majorized by those for a spectral measurement, and therefore the "spectral entropy" is the measurement entropy (and therefore concave). These conditions are (1) projectivity, which abstracts aspects of the Lueders-von Neumann projection postulate in quantum theory, in particular that every face of the state space is the positive part of the image of a certain kind of projection operator called a filter; and (2) symmetry of transition probabilities. The conjunction of these, as shown earlier by Araki, is equivalent to a strong geometric property of the unnormalized state cone known as perfection: that there is an inner product according to which every face of the cone, including the cone itself, is self-dual. Using some assumptions about the thermodynamic cost of certain processes that are partially motivated by our postulates, especially projectivity, we extend von Neumann's argument that the thermodynamic entropy of a quantum system is its spectral entropy to generalized probabilistic systems satisfying spectrality.
Despite its enormous empirical success, the formalism of quantum theory still raises fundamental questions: why is nature described in terms of complex Hilbert spaces, and what modifications of it could we reasonably expect to find in some regimes of physics? Here we address these questions by studying how compatibility with thermodynamics constrains the structure of quantum theory. We employ two postulates that any probabilistic theory with reasonable thermodynamic behaviour should arguably satisfy. In the framework of generalised probabilistic theories, we show that these postulates already imply important aspects of quantum theory, like self-duality and analogues of projective measurements, subspaces and eigenvalues. However, they may still admit a class of theories beyond quantum mechanics. Using a thought experiment by von Neumann, we show that these theories admit a consistent thermodynamic notion of entropy, and prove that the second law holds for projective measurements and mixing procedures. Furthermore, we study additional entropy-like quantities based on measurement probabilities and convex decomposition probabilities, and uncover a relation between one of these quantities and Sorkin’s notion of higher-order interference.
Despite its enormous empirical success, the formalism of quantum theory still raises fundamental questions: why is nature described in terms of complex Hilbert spaces, and what modifications of it could we reasonably expect to find in some regimes of physics? Here we address these questions by studying how compatibility with thermodynamics constrains the structure of quantum theory. We employ two postulates that any probabilistic theory with reasonable thermodynamic behaviour should arguably satisfy. In the framework of generalised probabilistic theories, we show that these postulates already imply important aspects of quantum theory, like self-duality and analogues of projective measurements, subspaces and eigenvalues. However, they may still admit a class of theories beyond quantum mechanics. Using a thought experiment by von Neumann, we show that these theories admit a consistent thermodynamic notion of entropy, and prove that the second law holds for projective measurements and mixing procedures. Furthermore, we study additional entropy-like quantities based on measurement probabilities and convex decomposition probabilities, and uncover a relation between one of these quantities and Sorkin's notion of higher-order interference. © 2017 IOP Publishing Ltd and Deutsche Physikalische Gesellschaft.
We investigate the extent to which thermodynamic reasonableness, formalized as two operational postulates on entropy and reversible dynamics within the framework of Generalized Probabilistic Theories (GPTs), uniquely determines the complex Hilbert space formalism of standard quantum mechanics. Building on Krumm, Müller, and Masanes (2017), we provide an extended classification of state spaces satisfying thermodynamic consistency for systems of (N \ge 3) distinguishable states, proving that self-duality of the state cone, spectral entropy compatibility, and continuous reversible dynamics jointly eliminate real and quaternionic quantum theories as viable candidates. We show that augmenting the thermodynamic postulates with local tomographic closure and a purification principle is sufficient to recover full complex Hilbert space structure, deriving analogues of the Born rule via entropy maximization arguments. A central novel result is a no-go theorem establishing that non-complex state spaces cannot support a continuous, reversible, and entropy-preserving dynamics compatible with thermodynamic equilibration in composite systems. We further propose experimentally falsifiable signatures of post-quantum deviations using higher-order interference, generalized Landauer erasure, and multi-slit protocols. Also available on Academia.edu: https://www.academia.edu/attachments/132550729/download_file?s=portfolio
We investigate the concept of entropy in probabilistic theories more general than quantum mechanics, with particular reference to the notion of information causality (IC) recently proposed by Pawlowski et al (2009 arXiv:0905.2292). We consider two entropic quantities, which we term measurement and mixing entropy. In the context of classical and quantum theory, these coincide, being given by the Shannon and von Neumann entropies, respectively; in general, however, they are very different. In particular, while measurement entropy is easily seen to be concave, mixing entropy need not be. In fact, as we show, mixing entropy is not concave whenever the state space is a non-simplicial polytope. Thus, the condition that measurement and mixing entropies coincide is a strong constraint on possible theories. We call theories with this property monoentropic . Measurement entropy is subadditive, but not in general strongly subadditive. Equivalently, if we define the mutual information between two systems A and B by the usual formula I ( A : B )= H ( A )+ H ( B )- H ( AB ), where H denotes the measurement entropy and AB is a non-signaling composite of A and B , then it can happen that I ( A : BC )< I ( A : B ). This is relevant to IC in the sense of Pawlowski et al : we show that any monoentropic non-signaling theory in which measurement entropy is strongly subadditive, and also satisfies a version of the Holevo bound, is informationally causal, and on the other hand we observe that Popescu–Rohrlich boxes, which violate IC, also violate strong subadditivity. We also explore the interplay between measurement and mixing entropy and various natural conditions on theories that arise in quantum axiomatics.
This thesis investigates the connection between quantum theory, thermodynamics and information theory. Theories with structure similar to that of quantum theory are considered, mathematically described by the framework of "Generalized Probabilistic Theories". For these theories, a thought experiment by von Neumann is adapted to obtain a natural thermodynamic entropy definition, following a proposal by J. Barrett. Mathematical properties of this entropy are compared to physical consequences of the thought experiment. The validity of the second law of thermodynamics is investigated. In that context, observables and projective measurements are generalized to prove an entropy increase for projective measurements of ensembles. Information-theoretically motivated definitions of the entropy are compared to the entropy from the thermodynamic thought experiment. The conditions for the thermodynamic entropy to be well-defined are considered in greater detail. Several further properties of the theories under consideration (e.g. whether there is higher order interference, Pfister's state discrimination principle) and their relation to entropy are investigated.
Generalized probabilistic theories (GPTs) provide a unified framework for describing probabilistic physical theories, encompassing classical and quantum theories as well as hypothetical theories beyond quantum mechanics. Since most GPTs are highly unrealistic and far removed from known physical theories, it is important to constrain them by physically reasonable principles. One of the most important such principles is consistency with thermodynamics, which has been extensively studied through toy models involving semipermeable membranes (SPMs) implementing measurements. On the other hand, information thermodynamics, which plays a central role in understanding the relationship between measurement and thermodynamics in classical and quantum theory, has remained largely undeveloped in GPTs. In this work, we construct information thermodynamics in GPTs and provide a unified framework for analyzing the relationship between measurement, feedback, information erasure, and the second law of thermodynamics. We also formulate a general framework for SPM models and analyze the thermodynamic cost of measurements implemented by SPMs. As a result, we show that no work can be extracted in contradiction with the second law as long as the measurement processes are consistent with entropy nondecrease, and derive sufficient conditions for this property for several entropy definitions proposed in GPTs. Moreover, by considering measurement processes violating these conditions, we construct explicit GPT systems realizing isothermal SPM cycles from which positive work can be extracted. These results demonstrate that violations of the second law can arise from the lack of fundamental entropy properties or discrepancies between entropy definitions, and provide a unified and model-independent foundation for understanding the relationship between thermodynamics and measurement in GPTs.