We investigate the microscopic origin of the pseudogap in the weakly doped 2D Hubbard model using Quantum Monte Carlo within the dynamical cluster approximation. We compare our results with proposed scenarios for the pseudogap. All our numerical evidence is in favor of spin-charge separation as described in the resonating valence bond picture as the cause of the pseudogap behavior. Scenarios of "preformed pairs", the coupling of quasiparticles to antiferromagnetic spin-fluctuations and stripes are inconsistent with our results.
We investigate the pseudogap onset temperature
T∗, the superconducting transition temperature
Tc and the general nature of the pseudogap phase using a diagrammatic BCS-Bose Einstein crossover theory. This decoupling scheme is based on the pairing approximation of Kadanoff and Martin, further extended by Patton (KMP). Our consideration of the KMP pairing approximation is driven by the objective to obtain BCS like behavior at weak coupling, (which does not necessarily follow for other diagrammatic schemes). The breakdown of the Fermi liquid state at
T∗ is investigated within the lowest order theory and is associated with intermediate values of the coupling. The superconducting instability
Tc is evaluated by introducing mode coupling effects, in which the long lived pairs are affected by the single particle pseudogap states and vice versa. Our
Tc equations, which turn out to be rather simple as a result of the KMP scheme, reveal a rich structure as a function of
g in which the pseudogap is found to compete with superconductivity. Our results are compared with alternate theories in the literature.
The origin of the pseudogap behavior, found in many high-
Tc superconductors, remains one of the greatest puzzles in condensed matter physics. One possible mechanism is fermionic incoherence, which near a quantum critical point allows pair formation but suppresses superconductivity. Employing quantum Monte Carlo simulations of a model of itinerant fermions coupled to ferromagnetic spin fluctuations, represented by a quantum rotor, we report numerical evidence of pseudogap behavior, emerging from pairing fluctuations in a quantum-critical non-Fermi liquid. Specifically, we observe enhanced pairing fluctuations and a partial gap opening in the fermionic spectrum. However, the system remains non-superconducting until reaching a much lower temperature. In the pseudogap regime the system displays a gap-filling rather than gap-closing behavior, consistent with experimental observations. Our results provide the first unambiguous lattice model realization of a pseudogap state in a strongly correlated system, driven by superconducting fluctuations.
The pseudogap state of cuprate high-temperature superconductors has been often viewed as either a yet unknown competing order or a precursor state to superconductivity. While awaiting the resolution of the pseudogap problem in cuprates, we demonstrate that local pairing fluctuations, vortex liquid dynamics, and other precursor phenomena can emerge quite generally whenever fermionic excitations remain gapped across the superconducting transition, regardless of the gap origin. Our choice of a tractable model is a lattice band insulator with short-range attractive interactions between fermions in the
s-wave channel. An effective crossover between Bardeen-Cooper-Schrieffer (BCS) and Bose-Einstein condensate (BEC) regimes can be identified in any band insulator above two dimensions, while in two dimensions only the BEC regime exists. The superconducting transition is ``unconventional'' (non-pair-breaking) in the BEC regime, identified by either the bosonic mean field or
XY universality class. The insulator adjacent to the superconductor in the BEC regime is a bosonic Mott insulator of Cooper pairs, which may be susceptible to charge density wave ordering. We construct a function of the many-body excitation spectrum whose nonanalytic changes define a sharp distinction between band and Mott insulators. The corresponding ``second-order transition'' can be observed out of equilibrium by driving a Cooper pair laser in the Mott insulator. We explicitly show that the gap for charged bosonic excitations lies below the threshold for Cooper pair breakup in any BEC regime, despite quantum fluctuations. Our discussion ends with a view of possible consequences for cuprates, where antinodal pair dynamics has certain features in common with our simple
s-wave picture.
An exact study of charge-spin separation, pairing fluctuations, and pseudogaps is carried out by combining the analytical eigenvalues of the four-site Hubbard clusters with the grand canonical and canonical ensemble approaches in a multidimensional parameter space of temperature
(T), magnetic field
(h), on-site interaction
(U), and chemical potential $(\ensuremath{\mu})$. Our results, near the average number of electrons $⟨N⟩\ensuremath{\approx}3$, strongly suggest the existence of a critical parameter
Uc(T) for the localization of electrons and a particle-hole binding (positive) gap ${\ensuremath{\Delta}}^{e\text{\ensuremath{-}}h}(T)>0$ at
U>Uc(T), with a zero temperature critical value,
Uc(0)=4.584. For
U<Uc(T), the particle-particle pair binding is found with a (positive) pairing gap ${\ensuremath{\Delta}}^{P}(T)>0$. The ground state degeneracy is lifted at
U>Uc(T) and the cluster becomes a Mott-Hubbard like insulator due to the presence of energy gaps at all (allowed) integer numbers $(1\ensuremath{\le}N\ensuremath{\le}8)$ of electrons. In contrast, for $U\ensuremath{\le}{U}_{c}(T)$, we find an electron pair binding instability at finite temperature near $⟨N⟩\ensuremath{\approx}3$, which manifests a possible pairing mechanism, a precursor to superconductivity in small clusters. Rigorous criteria for the existence of many-body Mott-Hubbard like particle-hole and particle-particle pairings, spin pairing, (spin) pseudogap, and (spin) antiferromagnetic critical crossover temperatures, at which the corresponding pseudogaps disappear, are also formulated. In particular, the resulting phase diagram consisting of charge and spin pseudogaps, antiferromagnetic correlations, hole pairing with competing hole-rich
(⟨N⟩=2), hole-poor
(⟨N⟩=4), and magnetic
(⟨N⟩=3) regions in the ensemble of clusters near 1/8 filling closely resembles the phase diagrams and inhomogeneous phase separation recently found in the family of doped high-
Tc cuprates.
This is a short review of the theoretical work on the two-dimensional Hubbard model performed in Sherbrooke in the last few years. It is written on the occasion of the twentieth anniversary of the discovery of high-temperature superconductivity. We discuss several approaches, how they were benchmarked and how they agree sufficiently with each other that we can trust that the results are accurate solutions of the Hubbard model. Then comparisons are made with experiment. We show that the Hubbard model does exhibit d-wave superconductivity and antiferromagnetism essentially where they are observed for both hole- and electron-doped cuprates. We also show that the pseudogap phenomenon comes out of these calculations. In the case of electron-doped high temperature superconductors, comparisons with angle-resolved photoemission experiments are nearly quantitative. The value of the pseudogap temperature observed for these compounds in recent photoemission experiments had been predicted by theory before it was observed experimentally. Additional experimental confirmation would be useful. The theoretical methods that are surveyed include mostly the two-particle self-consistent approach, variational cluster perturbation theory (or variational cluster approximation), and cellular dynamical mean-field theory.