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arXiv:1507.03729 · IEEE Transactions on Wireless Communications

Optimization of Code Rates in SISOME Wiretap Channels

Shihao Yan, Nan Yang, Giovanni Geraci, Robert Malaney, Jinhong Yuan

Published Jul 8, 2015• 83 citations
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Abstract

We propose a new framework for determining the wiretap code rates of single-input-single-output multiantenna eavesdropper wiretap channels when the capacity of the eavesdropper's channel is not available at the transmitter. In our framework, we introduce the effective secrecy throughput (EST) as a new performance metric that explicitly captures the two key features of wiretap channels, namely, reliability and secrecy. Notably, the EST measures the average rate of the confidential information transmitted from the transmitter to the intended receiver without being eavesdropped on. We provide easy-to-implement methods to determine the wiretap code rates for two transmission schemes: 1) adaptive transmission scheme in which the capacity of the main channel is available at the transmitter and 2) fixed-rate transmission scheme in which the capacity of the main channel is not available at the transmitter. Such determinations are further extended into an absolute-passive eavesdropping scenario where even the average signal-to-noise ratio of the eavesdropper's channel is not available at the transmitter. Notably, our solutions for the wiretap code rates do not require us to set reliability or secrecy constraints for the transmission within wiretap channels.

DOI
10.1109/twc.2015.2453260

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We propose a new framework for determining the wiretap code rates of single-input-single-output multiantenna eavesdropper wiretap channels when the capacity of the eavesdropper's channel is not available at the transmitter. In our framework, we introduce the effective secrecy throughput (EST) as a new performance metric that explicitly captures the two key features of wiretap channels, namely, reliability and secrecy. Notably, the EST measures the average rate of the confidential information transmitted from the transmitter to the intended receiver without being eavesdropped on. We provide easy-to-implement methods to determine the wiretap code rates for two transmission schemes: 1) adaptive transmission scheme in which the capacity of the main channel is available at the transmitter and 2) fixed-rate transmission scheme in which the capacity of the main channel is not available at the transmitter. Such determinations are further extended into an absolute-passive eavesdropping scenario where even the average signal-to-noise ratio of the eavesdropper's channel is not available at the transmitter. Notably, our solutions for the wiretap code rates do not require us to set reliability or secrecy constraints for the transmission within wiretap channels.
We propose a new framework for optimizing the target secrecy rate for SISOME wiretap channels when the instantaneous capacity of the eavesdropper's channel is not available at the transmitter. In our framework we introduce the effective secrecy throughput, a new optimization metric that implicitly captures the two key features of wiretap channels, namely, reliability and secrecy. We derive target secrecy rates which maximize the effective secrecy throughput for two different schemes, an on-off transmission scheme and an adaptive transmission scheme. Our analysis demonstrates that the adaptive transmission scheme outperforms the on-off transmission scheme and that the difference in the effective secrecy throughput between the two schemes increases with the SNR of the main channel. The work reported here solves the important problem of how to optimally set the target secrecy rate of wiretap codes for an important class of channels. Notably, our solution for the target secrecy rate does not require us to set a priori any reliability or secrecy constraint for the channel.
We analyze and optimize the secrecy performance of artificial noise (AN) in multi-input single-output wiretap channels with multiple antennas at the transmitter and a single antenna at the receiver and the eavesdropper. We consider two transmission schemes: 1) an on-off transmission scheme with a constant secrecy rate for all transmission periods, and 2) an adaptive transmission scheme with a varying secrecy rate during each transmission period. For the on-off transmission scheme, an easy-to-compute expression is derived for the hybrid outage probability, which allows us to evaluate the transmission outage probability and the secrecy outage probability. For the adaptive transmission scheme where transmission outage does not occur, we derive a closed-form expression for the secrecy outage probability. Using these expressions, we determine the optimal power allocation between the information signal and the AN signal and also determine the optimal secrecy rate such that the effective secrecy throughput is maximized for both transmission schemes. We show that the maximum effective secrecy throughput requires more power to be allocated to the AN signal when the quality of the transmitter-receiver channel or the transmitter-eavesdropper channel improves. We also show that both transmission schemes achieve a higher maximum effective secrecy throughput while incurring a lower secrecy outage probability than existing schemes.
In this paper, the secure transmission strategy for a multi-input-single-output multi-eavesdropper system with coexistence of a secure user (Bob) and a normal user (NU) is investigated. The NU and Bob require normal and secure data transmissions, respectively, and thus, the stream for the NU can be exploited to confuse the eavesdroppers. To guarantee the security of Bob, artificial noise (AN) is also deliberately injected into the null space of Bob and NU. The power allocation among Bob, NU, and AN, as well as the wiretap code rates, is jointly optimized to maximize the effective secrecy throughput (EST), under the average throughput constraint of the NU and statistical channel state information (CSI) of eavesdroppers. Both non-adaptive and adaptive transmission schemes are proposed, based on the statistical and instantaneous CSI of the legitimate channels, respectively. An alternative optimization algorithm is proposed to obtain the optimal parameters. It is proved that the EST is a quasi-concave function of the secrecy rate and the power allocated to Bob, and for fixed wiretap code rates, the optimal power allocation is derived in a closed-form expression. Numerical results show that the EST increases with the increase in transmitting power and the number of transmit antennas, and decreases with the increasing throughput constraint of the NU. Improved EST can be achieved through injecting AN and concurrent transmission of Bob and NU.
In this work we investigate, for the first time, the secrecy performance of a single-input single-output single antenna eavesdropper two-way relay wiretap channel, in which only statistical channel state information from the eavesdropper is available at the sources. We propose a secure adaptive transmission scheme for this two-way relay wiretap channel in which the sum effective secrecy throughput is utilized as the performance metric. Given our adopted system model, we determine the wiretap code rate parameters for the two sources which maximize this performance metric. In addition, we explore the relationship between the sum effective secrecy throughput and the transmit powers at the sources, demonstrating how the sum effective secrecy for the adopted system is maximized at certain transmit powers. Given the practical system model we investigate, the results reported here are important for the deployment of physical layer security in two-way relay wiretap channels.
This paper presents an investigation of employing transmit antenna selection under secrecy constraints. The transmitter is equipped with multiple antennas while the intended receiver and the eavesdropper have a single antenna each. Instantaneous channel state information of the intended receiver and the eavesdropper are assumed to be available at the transmitter. We derive an analytical expression for the average secrecy rate, in terms of the number of available transmit antennas and the average signal-to-noise ratios at the intended receiver and the eavesdropper. We compare the performance of the antenna selection scheme, as revealed by our analysis, to a precoding scheme based on Generalized Singular Value Decomposition (GSVD) and characterize the loss in the secrecy capacity. In addition, we also derive an expression for the average secrecy capacity for the high SNR regime. From our investigation of the proposed system, we find that the increase of the average secrecy rate with the number of transmit antennas is sub-logarithmic.
We investigate the optimal physical-layer secure transmission with artificial noise in the wiretap channel with N antennas at the transmitter, a single antenna at the receiver, and M antennas at the eavesdropper. We analyze the performance and determine the optimal transmission parameters for two distinct schemes: 1) an on-off transmission scheme and 2) an adaptive transmission scheme. For the on-off transmission scheme, where a channel-realization-independent secrecy rate is used for all transmission periods, we derive closed-form expressions for the secure transmission probability, the hybrid outage probability, and the effective secrecy throughput. For the adaptive transmission scheme, where a channel-realization-dependent secrecy rate is used for each transmission period, we derive closed-form expressions for the secure transmission probability, the secrecy outage probability, and the effective secrecy throughput. Using these closed-form expressions, we determine the optimal power allocation between information signals and artificial noise signals for both schemes to maximize the secure transmission probability. We also determine the optimal secrecy rate for both schemes to maximize the effective secrecy throughput. We explicitly examine the impact of N and M on the optimal power allocation and the optimal secrecy rate. Finally, we demonstrate the performance gain of the adaptive transmission scheme over the on-off transmission scheme.