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arXiv:1506.08343 · Physical review. E

Calculating work in weakly driven quantum master equations: Backward and forward equations

Fei Liu

Published Jan 19, 2016• 14 citations
arXivHTMLPDF

Abstract

I present a technical report indicating that the two methods used for calculating characteristic functions for the work distribution in weakly driven quantum master equations are equivalent. One involves applying the notion of quantum jump trajectory [Phys. Rev. E 89, 042122 (2014)PLEEE81539-375510.1103/PhysRevE.89.042122], while the other is based on two energy measurements on the combined system and reservoir [Silaev et al., Phys. Rev. E 90, 022103 (2014)PLEEE81539-375510.1103/PhysRevE.90.022103]. These represent backward and forward methods, respectively, which adopt a very similar approach to that of the Kolmogorov backward and forward equations used in classical stochastic theory. The microscopic basis for the former method is also clarified. In addition, a previously unnoticed equality related to the heat is also revealed.

DOI
10.1103/physreve.93.012127

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I present a technical report indicating that the two methods used for calculating characteristic functions for the work distribution in weakly driven quantum master equations are equivalent. One involves applying the notion of quantum jump trajectory [Phys. Rev. E 89, 042122 (2014)PLEEE81539-375510.1103/PhysRevE.89.042122], while the other is based on two energy measurements on the combined system and reservoir [Silaev et al., Phys. Rev. E 90, 022103 (2014)PLEEE81539-375510.1103/PhysRevE.90.022103]. These represent backward and forward methods, respectively, which adopt a very similar approach to that of the Kolmogorov backward and forward equations used in classical stochastic theory. The microscopic basis for the former method is also clarified. In addition, a previously unnoticed equality related to the heat is also revealed.
Characteristic functions (CFs) provide a very efficient method for evaluating the probability density functions of stochastic thermodynamic quantities and investigating their statistical features in quantum master equations (QMEs). A conventional procedure for obtaining these functions is to resort to a first-principles approach; namely, the evolution equations of the CFs of the combined system and its environment are obtained and then projected into the degrees of freedom of the system. However, the QMEs can be unraveled by a quantum jump trajectory. Thermodynamic quantities such as the heat, work, and entropy production can be well defined along a trajectory. Hence, on the basis of the notion of a trajectory, can we straightforwardly derive these CFs, e.g., their evolution equations? This is essential to establish the self-contained stochastic thermodynamics of a QME. In this paper, we show that it is indeed plausible and also simple. Particularly, these equations are fully consistent with those obtained by the first-principles method. Our results have practical significance; they indicate that the quantum fluctuation relations could be verified by more realistic photocounting experiments.
Markovian quantum master equations (MQMEs) were established nearly half a century ago. They have often been used in the study of irreversible thermodynamics. However, the previous results were mainly concerned about ensemble averages; the stochastic thermodynamics of these systems went unnoticed for a very long time. This situation remained unchanged until a variety of fluctuation theorems in classical and quantum regimes were found in the past two decades. In this paper, we systematically summarize the current understanding on the stochastic heat and work in MQMEs using two distinct strategies. One strategy is to treat the system and its surrounding heat bath as a closed quantum system, to suppose that the evolution of the composite system is unitary under a time-dependent total Hamiltonian and to define the heat and work as the changes in energy by applying two energy measurements scheme to the composite system. The other strategy is to unravel these MQMEs into random quantum jump trajectories (QJTs) and to define the stochastic heat and work along the individual trajectories. Many important physical concepts, mathematical techniques, and fluctuation theorems at different descriptive levels are given in as detailed a manner as possible. We also use concrete models to illustrate these results.
We present a characteristic function method to calculate the probability density functions of the inclusive work in adiabatic two-level quantum Markovian master equations. These systems are steered by some slowly varying parameters and the dissipations may depend on time. Our theory is based on the interpretation of the quantum jump for the master equations. In addition to the calculation, we also find that the fluctuation properties of the work can be described by the symmetry of the characteristic functions, which is exactly the same as in the case of isolated systems. A periodically driven two-level model is used to demonstrate the method.
In phase space, we analytically obtain the characteristic functions (CFs) of a forced harmonic oscillator [Talkner et al., Phys. Rev. E 75, 050102(R) (2007)PLEEE81539-375510.1103/PhysRevE.75.050102], a time-dependent mass and frequency harmonic oscillator [Deffner and Lutz, Phys. Rev. E 77, 021128 (2008)PLEEE81539-375510.1103/PhysRevE.77.021128], and coupled harmonic oscillators under driving forces in a simple and unified way. For general quantum systems, a numerical method that approximates the CFs to ℏ^{2} order is proposed. We exemplify the method with a time-dependent frequency harmonic oscillator and a family of quantum systems with time-dependent even power-law potentials.
Rapid progress in the fabrication and manipulation of micro and nanoscale devices has made it necessary to extend the concepts of thermodynamics to small systems and finally to quantum systems. In such systems the extensive thermodynamic quantities, such as entropy, heat, and work, are not described by their average values alone but by distributions. \n \nRemarkably, it has been shown that the stochastic thermodynamic variables often obey fluctuation relations which usually appear in the form of relations between exponential averages. While the two-measurement protocol of thermodynamic variables, especially work, is now well studied in closed quantum systems, there have been conceptual and experimental problems in open quantum systems. \n \nIn this thesis, we theoretically study work statistics and fluctuation relations in open quantum systems. To calculate the work statistics, we use the quantum jump method and direct master equation calculations. We show that work definitions equivalent in closed systems can lead to mutually different results in the case of open quantum systems due to a different order of approximations. Moreover, we show that the fluctuation relations can be extended to nearly adiabatically driven systems by using the adiabatic renormalization procedure. \n \nLast, we focus on how a finite size of the environment affects the dynamics and work statistics of open quantum systems. This is important from the experimental point of view because a finite-size environment allows the detection of heat exchange between the system and the environment. We derive a master equation that takes into account these effects and develop a stochastic model that unravels the master equation. We explicitly show that the finite size of the environment influences the dynamics and the work statistics. We also show that the common fluctuation relations are still valid.
We study the distribution of work induced by the two-point measurement protocol for a driven open quantum system. We first derive a general form for the generating function of work for the total system, bearing in mind that the Hamiltonian does not necessarily commute with its time derivative. Using this result, we then study the first few moments of work by using the master equation of the reduced system, invoking approximations similar to the ones made in the microscopic derivation of the reduced density matrix. Our results show that already in the third moment of work, correction terms appear that involve commutators between the Hamiltonian and its time derivative. To demonstrate the importance of these terms, we consider a sinusoidally, weakly driven and weakly coupled open two-level quantum system, and indeed find that already in the third moment of work, the correction terms are significant. We also compare our results to those obtained with the quantum jump method and find a good agreement.