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arXiv:1505.05856 · International Journal of Modern Physics A

Spin TQFTs and fermionic phases of matter

Davide Gaiotto A, Anton Kapustin

Published Oct 19, 2016• 209 citations
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Abstract

We study lattice constructions of gapped fermionic phases of matter. We show that the construction of fermionic Symmetry Protected Topological orders by Gu and Wen has a hidden dependence on a discrete spin structure on the Euclidean space-time. The spin structure is needed to resolve ambiguities which are otherwise present. An identical ambiguity is shown to arise in the fermionic analog of the string-net construction of 2D topological orders. We argue that the need for a spin structure is a general feature of lattice models with local fermionic degrees of freedom and is a lattice analog of the spin-statistics relation.

DOI
10.1142/s0217751x16450445

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We study lattice constructions of gapped fermionic phases of matter. We show that the construction of fermionic Symmetry Protected Topological orders by Gu and Wen has a hidden dependence on a discrete spin structure on the Euclidean space-time. The spin structure is needed to resolve ambiguities which are otherwise present. An identical ambiguity is shown to arise in the fermionic analog of the string-net construction of 2D topological orders. We argue that the need for a spin structure is a general feature of lattice models with local fermionic degrees of freedom and is a lattice analog of the spin-statistics relation.
It is possible to describe fermionic phases of matter and spin-topological field theories in 2+1d in terms of bosonic “shadow” theories, which are obtained from the original theory by “gauging fermionic parity”. The fermionic/spin theories are recovered from their shadow by a process of fermionic anyon condensation: gauging a one-form symmetry generated by quasi-particles with fermionic statistics. We apply the formalism to theories which admit gapped boundary conditions. We obtain Turaev-Viro-like and Levin-Wen-like constructions of fermionic phases of matter. We describe the group structure of fermionic SPT phases protected by ℤ 2 × G. The quaternion group makes a surprise appearance.
In the past few years, the discovery of topological insulators has resurrected the study of exotic phases of matter beyond the Landau symmetry breaking paradigm. In this thesis, we focus on two particular classes of exotic phases, known as "topological phases" and "symmetry protected topological phases (SPT phases)" in 2D and 3D. Topological phases are generalizations of fractional quantum Hall liquids while SPT phases are generalizations of topological insulators. We investigate topological phases and SPT phases by constructing and analyzing appropriate exactly soluble lattice spin models. We address the following three questions: The first question involves a large class of exactly soluble lattice spin models called string-net models. It is known that string-net models can realize a large class of 2D topological phases, but it is unclear what topological phases can and can not be realized by these models. Thus our first question is: what are the most general topological phases that can be realized by string-net models? We find that a topological phase can be realized by a string-net model if and only if it supports a gapped edge, i.e. the edge can be gapped by suitable local interactions. In the second question we ask: how can we distinguish different 3D topological phases? While it is well known that 3D topological phases can be distinguished by the braiding statistics between particle and loop-like excitations, we construct two exactly soluble lattice models that demonstrate that we also have to consider the braiding statistics of loops with other loops. In the final part of the thesis, we derive a bulk-boundary correspondence for 3D SPT phases. More specifically, we prove that a particular exactly soluble lattice spin model has protected surface states using the fact that the vortex loop excitations in the bulk have non-trivial braiding statistics. We prove the result for a particular 3D exactly soluble lattice model, but our arguments apply more generally.
In this thesis, we study gapped topological phases of matter in systems with strong inter-particle interaction. They are challenging to analyze theoretically, because interaction not only gives rise to a plethora of phases that are otherwise absent, but also renders methods used to analyze non-interacting systems inadequate. By now, people have had a relatively systematic understanding of topological orders in two spatial dimensions. However, less is known about the higher dimensional cases. In Chapter 2, we will explore three dimensional long-range entangled topological orders in the framework of Walker-Wang models, which are a class of exactly solvable models for three-dimensional topological phases that are not known previously to be able to capture these phases. We find that they can represent a class of twisted discrete gauge theories, which were discovered using a different formalism. Meanwhile, a systematic theory of bosonic symmetry protected topological (SPT) phases in all spatial dimensions have been developed based on group cohomology. A generalization of the theory to group supercohomology has been proposed to classify and characterize fermionic SPT phases in all dimensions. However, it can only handle cases where the symmetry group of the system is a product of discrete unitary symmetries. Furthermore, the classification is known to be incomplete for certain symmetries. In Chapter 3, we will construct an exactly solvable model for the two-dimensional time-reversal-invariant topological superconductors, which could be valuable as a first attempt to a systematic understanding of strongly interacting fermionic SPT phases with anti-unitary symmetries in terms of exactly solvable models. In Chapter 4, we will propose an alternative classification of fermionic SPT phases using the spin cobordism theory, which hopefully can capture all the phases missing in the supercohomology classification. We test this proposal in the case of fermionic SPT phases with Z2 symmetry, where Z2 is either time-reversal or an internal symmetry. We find that cobordism classification correctly describes all known fermionic SPT phases in space dimensions less than or equal to 3.
Quantum phases with different orders exist with or without breaking the symmetry of the system. Recently, a classification of gapped quantum phases which do not break time reversal, parity or onsite unitary symmetry has been given for 1D spin systems in [X. Chen, Z.-C. Gu, and X.-G. Wen, Phys. Rev. B 83, 035107 (2011); arXiv:1008.3745]. It was found that, such symmetry protected topological (SPT) phases are labeled by the projective representations of the symmetry group which can be viewed as a symmetry fractionalization. In this paper, we extend the classification of 1D gapped phases by considering SPT phases with combined time reversal, parity, and/or on-site unitary symmetries and also considering the possibility of symmetry breaking. In this way, we obtain a complete classification of gapped quantum phases in 1D spin systems. We find that in general, symmetry fractionalization, symmetry breaking and long range entanglement(present in 2 or higher dimensions) represent three main mechanisms to generate a very rich set of gapped quantum phases. As an application of our classification, we study the possible SPT phases in 1D fermionic systems, which can be mapped to spin systems by Jordan-Wigner transformation.
We propose a general approach to construct symmetry protected topological (SPT) states i.e the short-range entangled states with symmetry) in 2D spin/boson systems on lattice. In our approach, we fractionalize spins/bosons into different fermions, which occupy nontrivial Chern bands. After the Gutzwiller projection of the free fermion state obtained by filling the Chern bands, we can obtain SPT states on lattice. In particular, we constructed a U(1) SPT state of a spin-1 model, a SO(3) SPT state of a boson system with spin-1 bosons and spinless bosons, and a SU(2) SPT state of a spin-1/2 boson system. By applying the gauge field which directly couples to the spin density and spin current of SzS^zSz components, we also calculate the quantum spin Hall conductance in each SPT state. The projective ground states can be further studied numerically in the future by variational Monte Carlo etc.
In this thesis, we study the topological phases of quantum spin systems. One project is to investigate a class of anti-ferromagnetic SU(N) Heisenberg models, describing Mott insulators of fermionic ultra-cold alkaline earth atoms on the three-dimensional simple cubic lattice. Our large-N analysis maps a rich phase diagram. One particularly striking state we found spontaneously breaks lattice rotation symmetry, where the cubic lattice breaks up into bilayers, each of which forms a two-dimensional chiral spin liquid state. In the other projects, we study the phenomenon of symmetry fractionalization on anyons as a tool to characterize two-dimensional symmetry enriched topological phases. In particular, we focus on how crystalline symmetries may fractionalize in gapped Z2 spin liquids. If the system has the symmetry of the square lattice, then there are 2080 symmetry fractionalization patterns possible. With exactly solvable models, we realize 487 of these in strictly two-dimensional systems. In addition, we succeed to understand why the remaining patterns cannot be found in the family of models we construct. Some can only appear on the surface of three-dimensional systems with non-trivial point group symmetry protected topological (pgSPT) order, whose boundary degrees of freedom transform non-locally under the symmetries. We construct a simple toy model to show this anomalous crystalline symmetry fractionalization phenomenon associated with a reflection. Moreover, our approach establishes the connection between the pgSPT phases and the topological phases with on-site symmetries in lower dimensions. This insight is very useful for classification of pgSPT orders in general.