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arXiv:1503.07974 · Physical Review E

How accurately can the microcanonical ensemble describe small isolated quantum systems?

Tatsuhiko N. Ikeda, Masahito Ueda

Published Aug 5, 2015• 25 citations
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Abstract

We numerically investigate quantum quenches of a nonintegrable hard-core Bose-Hubbard model to test the accuracy of the microcanonical ensemble in small isolated quantum systems. We show that, in a certain range of system size, the accuracy increases with the dimension of the Hilbert space D as 1/D. We ascribe this rapid improvement to the absence of correlations between many-body energy eigenstates. Outside of that range, the accuracy is found to scale either as 1/√D or algebraically with the system size.

DOI
10.1103/physreve.92.020102

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We numerically investigate quantum quenches of a nonintegrable hard-core Bose-Hubbard model to test the accuracy of the microcanonical ensemble in small isolated quantum systems. We show that, in a certain range of system size, the accuracy increases with the dimension of the Hilbert space D as 1/D. We ascribe this rapid improvement to the absence of correlations between many-body energy eigenstates. Outside of that range, the accuracy is found to scale either as 1/√D or algebraically with the system size.
We consider the question of thermalization for isolated quantum systems after a sudden parameter change, a so-called quantum quench. In particular, we investigate the prerequisites for thermalization, focusing on the statistical properties of the time-averaged density matrix and of the expectation values of observables in the final eigenstates. We find that eigenstates, which are rare compared to the typical ones sampled by the microcanonical distribution, are responsible for the absence of thermalization of some infinite integrable models and play an important role for some nonintegrable systems of finite size, such as the Bose-Hubbard model. We stress the importance of finite size effects for the thermalization of isolated quantum systems and discuss two scenarios for thermalization.
We investigate finite-size effects in quantum quenches on the basis of simple energetic arguments. Distinguishing between the low-energy part of the excitation spectrum, below a microscopic energy scale, and the high-energy regime enables one to define a crossover number of particles that is shown to diverge in the small quench limit. Another crossover number is proposed based on the fidelity between the initial and final ground states. Both criteria can be computed using ground-state techniques that work for systems larger than full-spectrum diagonalization. As examples, two models are studied: one with free bosons in an harmonic trap whose frequency is quenched and the one-dimensional Bose-Hubbard model that is known to be nonintegrable and for which recent studies have uncovered remarkable nonequilibrium behaviors. The diagonal weights of the time-averaged density matrix are computed, and observables obtained from this diagonal ensemble are compared with the ones from statistical ensembles. It is argued that the ``thermalized'' regime of the Bose-Hubbard model, previously observed in the small quench regime, experiences strong finite-size effects that make a thorough comparison with statistical ensembles difficult. In addition, we show that the nonthermalized regime, emerging on finite-size systems and for large interaction quenches, is not related to the existence of an equilibrium quantum critical point but to the high-energy structure of the energy spectrum in the atomic limit. Its features are reminiscent of the quench from the noninteracting limit to the atomic limit.
Motivated by recent experiments, we study the relaxation dynamics and thermalization in the one-dimensional Bose-Hubbard model induced by a global interaction quench. Specifically, we start from an initial state that has exactly one boson per site and is the ground state of a system with infinitely strong repulsive interactions at unit filling. Using exact diagonalization and the density-matrix renormalization-group method, we compute the time dependence of such observables as the multiple occupancy and the momentum distribution function. Typically, the relaxation to stationary values occurs over just a few tunneling times. The stationary values are identical to the so-called diagonal ensemble on the system sizes accessible to our numerical methods and we further observe that the microcanonical ensemble describes the time averages of many observables reasonably well for small and intermediate interaction strength. The expectation values of observables in the canonical ensemble agree quantitatively with the time averages obtained from the quench at small interaction strengths, and qualitatively provide a good description even in parameter regimes where the microcanonical ensemble is not applicable due to finite-size effects. We discuss our numerical results in the framework of the eigenstate thermalization hypothesis. Moreover, we also observe that the diagonal and the canonical ensembles are practically identical for our initial conditions already on the level of their respective energy distributions for small interaction strengths. Finally, we discuss implications of our results for the interpretation of a recent sudden expansion experiment [Phys. Rev. Lett. 110, 205301 (2013)], in which the same interaction quench was realized.
When a quantum many-body system undergoes a quench, the time-averaged density matrix $\overline{\ensuremath{\rho}}$ governs the time-averaged expectation value of any observable. It is therefore the key object to look at when comparing results with equilibrium predictions. We show that the weights of $\overline{\ensuremath{\rho}}$ can be efficiently computed with Lanczos diagonalization for relatively large Hilbert spaces. As an application, we investigate the crossover from perturbative to nonperturbative quenches in the nonintegrable Bose-Hubbard model: in finite systems, an approximate Boltzmann distribution is observed for small quenches, while for larger ones the distributions do not follow standard equilibrium predictions. Studying thermodynamical features, such as the energy fluctuations and the entropy, show that $\overline{\ensuremath{\rho}}$ bears a memory of the initial state.
Based on the microcanonical ensemble theory in statistical mechanics, we devise a method that can be used to enhance the capability of numerical calculation on statistical models with large lattice sizes. In our method, we take the expectation value of the energy, as defined in quantum mechanics, instead of the eigenvalue as the energy of a physical system. We show mathematically that the relevant physical quantities obtained in this way are unchanged in the thermodynamical limit and we apply this method to numerical calculations. In this paper, we present our numerical results with the one-dimensional spinless fermionic model as a first test of our method. The numerical calculations are done to a 4096 lattice size using a computer with a speed of about 40 mflops. Our numerical data agree quite well with the exact values. Also, the fluctuation of data is small, in contrast to that obtained using the quantum Monte Carlo method. \textcopyright{} 1996 The American Physical Society.
We develop a regularization of the quantum microcanonical ensemble, called a Gaussian ensemble, which can be used for derivation of the canonical ensemble from microcanonical principles. The derivation differs from the usual methods by giving an explanation for the, at the first sight unreasonable, effectiveness of the canonical ensemble when applied to certain small, isolated, systems. This method also allows a direct identification between the parameters of the microcanonical and the canonical ensemble and it yields simple indicators and rigorous bounds for the effectiveness of the approximation. Finally, we derive an asymptotic expansion of the microcanonical corrections to the canonical ensemble for those systems, which are near, but not quite, at the thermodynamical limit and show how and why the canonical ensemble can be applied also for systems with an exponentially increasing density of states. The aim throughout the paper is to keep mathematical rigour intact while attempting to produce results which are both physically and practically interesting.