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arXiv:1408.1898 · Physical Review B

Derivation of nonlinear single-particle equations via many-body Lindblad superoperators: A density-matrix approach

Roberto Rosati, Rita Claudia Iotti, Fabrizio Dolcini, Fausto Rossi

Published Sep 23, 2014• 52 citations
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Abstract

A recently proposed Markov approach provides Lindblad-type scattering superoperators, which ensure the physical (positive-definite) character of the many-body density matrix. We apply the mean-field approximation to such a many-body equation, in the presence of one- and two-body scattering mechanisms, and we derive a closed equation of motion for the electronic single-particle density matrix, which turns out to be nonlinear as well as non-Lindblad. We prove that, in spite of its nonlinear and non-Lindblad structure, the mean-field approximation does preserve the positive-definite character of the single-particle density matrix, an essential prerequisite of any reliable kinetic treatment of semiconductor quantum devices. This result is in striking contrast with conventional (non-Lindblad) Markov approaches, where the single-particle mean-field equations can lead to positivity violations and thus to unphysical results. Furthermore, the proposed single-particle formulation is extended to the case of quantum systems with spatial open boundaries, providing a formal derivation of a recently proposed density-matrix treatment based on a Lindblad-like system-reservoir scattering superoperator.

DOI
10.1103/physrevb.90.125140

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A recently proposed Markov approach provides Lindblad-type scattering superoperators, which ensure the physical (positive-definite) character of the many-body density matrix. We apply the mean-field approximation to such a many-body equation, in the presence of one- and two-body scattering mechanisms, and we derive a closed equation of motion for the electronic single-particle density matrix, which turns out to be nonlinear as well as non-Lindblad. We prove that, in spite of its nonlinear and non-Lindblad structure, the mean-field approximation does preserve the positive-definite character of the single-particle density matrix, an essential prerequisite of any reliable kinetic treatment of semiconductor quantum devices. This result is in striking contrast with conventional (non-Lindblad) Markov approaches, where the single-particle mean-field equations can lead to positivity violations and thus to unphysical results. Furthermore, the proposed single-particle formulation is extended to the case of quantum systems with spatial open boundaries, providing a formal derivation of a recently proposed density-matrix treatment based on a Lindblad-like system-reservoir scattering superoperator.
Starting from a recent reformulation of the Markov limit, we apply the mean- field approximation to the resulting Lindblad-type many-electron dynamics, and derive a closed equation of motion for the electronic single-particle density matrix in the presence of one- and two-body scattering mechanisms. The proposed formulation preserves the positive- definite character of the single-particle density matrix. This result is in striking contrast with conventional Markov approaches, where the single-particle mean-field equations can lead to positivity violations and therefore to unphysical results.
We derive a local equation of motion for the electronic single-particle density matrix in the presence of one- as well as two-body scattering processes. This is done by applying the mean-field approximation to the many-electron dynamics obtained via a recently proposed Markov limit, able to furnish many-body Lindblad-type scattering superoperators. The resulting time evolution at finite/high carrier densities turns out to be non-linear (and therefore non-Lindblad), and to recover a Lindblad form in the low-density limit.
A general density-matrix description of energy-dissipation and decoherence phenomena in open quantum systems is presented. More specifically, contrary to the conventional single-particle correlation expansion, we shall investigate the effect of the adiabatic or Markov limit, before considering/performing any reduction procedure. Our fully operatorial approach allows us to better identify the general properties of the scattering superoperators entering our effective quantum-transport theory at various description levels. In particular, we shall show that—contrary to the semiclassical case—the conventional Markov limit does not preserve the positive-definite character of the corresponding density matrix, thus leading to highly non-physical results. To overcome this serious limitation, originally pointed out and partially solved by Davies and co-workers almost three decades ago, we shall propose an alternative and more general adiabatic procedure, which (i) in the semiclassical limit reduces to the standard Fermi's golden rule, and (ii) describes a genuine Lindblad evolution, thus providing a reliable/robust treatment of energy-dissipation and dephasing processes in semiconductor quantum devices
A system of N spin-1/2 particles interacting with a thermal reservoir is used as a pedagogical example for advanced undergraduate and graduate students. We introduce and illustrate some methods, approximations, and phenomena related to dissipation and nonlinearity in many-particle physics. We start our analysis from the dynamical Sudarshan-Lindblad quantum master equation for the density operator of a system S interacting with a thermal reservoir R. We derive the quantum version of the so-called Bogoliubov-Born-Green-Kirkwood-Yvon (BBGKY) equations such that the master equation can be decomposed in a hierarchical set of N - 1 equations (N > 1). The hierarchy is broken by introducing the mean-field approximation and reducing the problem to a nonlinear single particle system. In this scenario, the Hamiltonian is nonlinear (i.e., it depends on the state of <S), although the superoperator responsible for the dissipation and decoherence of S remains unaffected. To provide a useful tool to students: (1) we discuss the physical approximations involved, (2) we derive the analytical solution to the mean values equations of motion resulting from the Hamiltonian, (3) we solve analytically the master equation in the stationary regime, (4) we obtain and discuss the solution of the nonlinear master equation, numerically, and finally, (5) we discuss the master equation beyond the mean-field approximation and show how to introduce higher order quantum correlations that have been previously neglected.
A system of NNN spin-1/2 particles interacting with a thermal reservoir is used as a pedagogical example for advanced undergraduate and graduate students. We introduce and illustrate some methods, approximations, and phenomena related to dissipation and nonlinearity in many-particle physics. We start our analysis from the dynamical Sudarshan-Lindblad quantum master equation for the density operator of a system S\mathcal{S}S interacting with a thermal reservoir R\mathcal{R}R. We derive the quantum version of the so-called Bogoliubov-Born-Green-Kirkwood-Yvon (BBGKY) equations such that the master equation can be decomposed in a hierarchical set of N−1N-1N−1 equations (N>1N>1N>1). The hierarchy is broken by introducing the mean-field approximation and reducing the problem to a nonlinear single particle system. In this scenario, the Hamiltonian is nonlinear (i.e., it depends on the state of S\mathcal{S}S), although the superoperator responsible for the dissipation and decoherence of S\mathcal{S}S remains unaffected. To provide a useful tool to students: (1) we discuss the physical approximations involved, (2) we derive the analytical solution to the mean values equations of motion resulting from the Hamiltonian, (3) we solve analytically the master equation in the stationary regime, (4) we obtain and discuss the solution of the nonlinear master equation, numerically, and finally, (5) we discuss the master equation beyond the mean-field approximation and show how to introduce higher order quantum correlations that have been previously neglected.
In view of the ultrashort spatial and temporal scales involved, carrier capture processes in nanostructures are genuine quantum phenomena. To describe such processes, methods with different levels of approximations have been developed. By properly tailoring the Lindblad-based nonlinear single-particle density matrix equation provided by an alternative Markov approach, in this work we present a Lindblad superoperator to describe how the phonon-induced carrier capture affects the spatiotemporal quantum dynamics of a flying wave packet impinging on a quantum dot. We compare the results with non-Markovian quantum kinetics calculations and discuss the advantages and drawbacks of the two approaches.