This preprint contains the English translation of the paper "Relaxation dynamics of a quantum chain of harmonic oscillators", which was published by the author in 1980 in the Ukrainian Physical Journal. Comments describing its motivations, background ideas and results are presented as well. This paper addressed to the problem of approach to the thermal equilibrium in an isolated macroscopic quantum system, which was studied on the example of the quantum chain of weakly interacting harmonic oscillators. In the initial state, macroscopic energy was supplied to one oscillator (atom) in the chain. Subsequent evolution of the quantum state of the whole chain was determined due to the model integrability. The main subject of interest was the time evolution of the reduced density operators characterizing the quantum state of a particular atom. On the short time-scale, the energy perturbation expands along the chain with the velocity of the fastest phonon mode. On the long-time scale, the single-atom density operators display strong fluctuations around the canonical Gibbs distribution. These fluctuations are caused by the degeneracy of the energy level differences (presence of resonances) in the model of coupled harmonic oscillators. After lifting this degeneracy, fluctuations are suppressed providing, that the reduced density operator of each atom in the chain becomes very close to the Gibbs distribution at almost any time moment.
Thermalization, the evolution of an interacting many-body system towards a thermal Gibbs ensemble after initialization in an arbitrary non-equilibrium state, is currently a phenomenon of great interest, both in theory and experiment. As the time evolution of a quantum system is unitary, the proposed mechanism of thermalization in quantum many-body systems corresponds to the so-called eigenstate thermalization hypothesis (ETH) and the typicality of eigenstates. Although this formally solves the contradiction of thermalizing but unitary dynamics in a closed quantum many-body system, it does neither make any statement on the dynamical process of thermalization itself nor in which way the coupling of the system to an environment can hinder or modify the relaxation dynamics. In this thesis, we address both the question whether or not a quantum system driven away from equilibrium is able to relax to a thermal state, which fulfills detailed balance, and if one can identify universal behavior in the non-equilibrium relaxation dynamics. As a first realization of driven quantum systems out of equilibrium, we investigate a system of Ising spins, interacting with the quantized radiation field in an optical cavity. For multiple cavity modes, this system forms a highly entangled and frustrated state with infinite correlation times, known as a quantum spin glass. In the presence of drive and dissipation, introduced by coupling the intra-cavity radiation field to the photon vacuum outside the cavity via lossy mirrors, the quantum glass state is modified in a universal manner. For frequencies below the photon loss rate, the dissipation takes over and the system shows the universal behavior of a dissipative spin glass, with a characteristic spectral density
mathcalA(omega)simsqrtomega. On the other hand, for frequencies above the loss rate, the system retains the universal behavior of a zero temperature, quantum spin glass. Remarkably, at the glass transition, the two subsystems of spins and photons thermalize to a joint effective temperature, even in the presence of photon loss. This thermalization is a consequence of the strong spin-photon interactions, which favor detailed balance in the system and detain photons from escaping the cavity. In the thermalized system, the features of the spin glass are mirrored onto the photon degrees of freedom, leading to an emergent photon glass phase. Exploiting the inherent photon loss of the cavity, we make predictions of possible measurements on the escaping photons, which contain detailed information of the state inside the cavity and allow for a precise, non-destructive measurement of the glass state. As a further set of non-equilibrium systems, we consider one-dimensional quantum fluids driven out of equilibrium, whose universal low energy theory is formed by the so-called Luttinger Liquid description, which, due to its large degree of universality, is of intense theoretical and experimental interest. A set of recent experiments in research groups in Vienna, Innsbruck and Munich have probed the non-equilibrium time-evolution of one-dimensional quantum fluids for different experimental realizations and are pushing into a time regime, where thermalization is expected. From a theoretical point of view, one-dimensional quantum fluids are particular interesting, as Luttinger Liquids are integrable and therefore, due to an infinite number of constants of motion, do not thermalize. The leading order correction to the quadratic theory is irrelevant in the sense of the renormalization group and does therefore not modify static correlation functions, however, it breaks integrability and will therefore, even if irrelevant, induce a completely different non-equilibrium dynamics as the quadratic Luttinger theory alone. In this thesis, we derive for the first time a kinetic equation for interacting Luttinger Liquids, which describes the time evolution of the excitation densities for arbitrary initial states. The resonant character of the interaction makes a straightforward derivation of the kinetic equation, using Fermi\'s golden rule, impossible and we have to develop non-perturbative techniques in the Keldysh framework. We derive a closed expression for the time evolution of the excitation densities in terms of self-energies and vertex corrections. Close to equilibrium, the kinetic equation describes the exponential decay of excitations, with a decay rate
sigmaR=mboxImSigmaR, determined by the self-energy at equilibrium. However, for long times
tau, it also reveals the presence of dynamical slow modes, which are the consequence of exactly energy conserving dynamics and lead to an algebraic decay
simtau−etasubD with
etaD=0.58. The presence of these dynamical slow modes is not contained in the equilibrium Matsubara formalism, while they emerge naturally in the non-equilibrium formalism developed in this thesis. In order to initialize a one-dimensional quantum fluid out of equilibrium, we consider an interaction quench in a model of interacting, dispersive fermions in Chap.~\\ref{sec:Quench}. In this scenario, the fermionic interaction is suddenly changed at time
t=0, such that for
t>0 the system is not in an eigenstate and therefore undergoes a non-trivial time evolution. For the quadratic theory, the stationary state in the limit
trightarrowinfty is a non-thermal, or prethermal, state, described by a generalized Gibbs ensemble (GGE). The GGE takes into account for the conservation of all integrals of motion, formed by the eigenmodes of the Hamiltonian. On the other hand, in the presence of non-linearities, the final state for
trightarrowinfty is a thermal state with a finite temperature
T>0. . The spatio-temporal, dynamical thermalization process can be decomposed into three regimes: A prequench regime on the largest distances, which is determined by the initial state, a prethermal plateau for intermediate distances, which is determined by the metastable fixed point of the quadratic theory and a thermal region on the shortest distances. The latter spreads sub-ballistically
simtalpha in space with
0<alpha<1 depending on the quench. Until complete thermalization (i.e. for times
t<infty), the thermal region contains more energy than the prethermal and prequench region, which is expressed in a larger temperature
Tt>Tinfty, decreasing towards its final value
Tinfty. As the system has achieved local detailed balance in the thermalized region, energy transport to the non-thermal region can only be performed by the macroscopic dynamical slow modes and the decay of the temperature
Tt−Tinftysimt−etasubD again witnesses the presence of these slow modes. The very slow spreading of thermalization is consistent with recent experiments performed in Vienna, which observe a metastable, prethermal state after a quench and only observe the onset of thermalization on much larger time scales. As an immediate indication of thermalization, we determine the time evolution of the fermionic momentum distribution after a quench from non-interacting to interacting fermions. For this quench scenario, the step in the Fermi distribution at the Fermi momentum
ksubF decays to zero algebraically in the absence of a non-linearity but as a stretched exponential (the exponent being proportional to the non-linearity) in the presence of a finite non-linearity. This can serve as a proof for the presence or absence of the non-linearity even on time-scales for which thermalization can not yet be observed. Finally, we consider a bosonic quantum fluid, which is driven away from equilibrium by permanent heating. The origin of the heating is atomic spontaneous emission of laser photons, which are used to create a coherent lattice potential in optical lattice experiments. This process preserves the system\'s
U(1)-invariance, i.e. conserves the global particle number, and the corresponding long-wavelength description is a heated, interacting Luttinger Liquid, for which phonon modes are continuously populated with a momentum dependent rate
partialtnqsimgamma∣q∣. In the dynamics, we identify a quasi-thermal regime for large momenta, featuring an increasing time-dependent effective temperature. In this regime, due to fast phonon-phonon scattering, detailed balance has been achieved and is expressed by a time-local, increasing temperature. The thermal region emerges locally and spreads in space sub-ballistically according to
xtsimt4/5. For larger distances, the system is described by an non-equilibrium phonon distribution
nqsim∣q∣, which leads to a new, non-equilibrium behavior of large distance observables. For instance, the phonon decay rate scales universally as
gammaqsim∣q∣5/3, with a new non-equilibrium exponent
eta=5/3, which differs from equilibrium. This new, universal behavior is guaranteed by the
U(1) invariant dynamics of the system and is insensitive to further subleading perturbations. The non-equilibrium long-distance behavior can be determined experimentally by measuring the static and dynamic structure factor, both of which clearly indicate the exponents for phonon decay,
eta=5/3 and for the spreading of thermalization
etaT=4/5. Remarkably, even in the presence of this strong external drive, the interactions and their aim to achieve detailed balance are strong enough to establish a locally emerging and spatially spreading thermal region. The physical setups in this thesis do not only reveal interesting and new dynamical features in the out-of-equilibrium time evolution of interacting systems, but they also strongly underline the high degree of universality of thermalization for the classes of models studied here. May it be a system of coupled spins and photons, where the photons are pulled away from a thermal state by Markovian photon d
We study analytically the quantum thermalization of two coupled two-level systems (TLSs), which are connected with either two independent heat baths (IHBs) or a common heat bath (CHB). We understand the quantum thermalization in eigenstate and bare-state representations when the coupling between the two TLSs is stronger and weaker than the TLS-bath couplings, respectively. In the IHB case, we find that, when the two IHBs have the same temperatures, the two coupled TLSs in eigenstate representation can be thermalized with the same temperature as those of the IHBs. However, in the case of two IHBs at different temperatures, just when the energy detuning between the two TLSs satisfies a special condition, the two coupled TLSs in eigenstate representation can be thermalized with an immediate temperature between those of the two IHBs. In bare-state representation, we find a counterintuitive phenomenon that, under some conditions, the temperature of the TLS connected with the high-temperature bath is lower than that of the other TLS, which is connected with the low-temperature bath. In the CHB case, the coupled TLSs in eigenstate representation can be thermalized with the same temperature as that of the CHB in nonresonant cases. In bare-state representation, the TLS with a larger energy separation can be thermalized to a thermal equilibrium with a lower temperature. In the resonant case, we find a phenomenon of antithermalization. We also study the steady-state entanglement between the two TLSs in both the IHB and CHB cases.
This thesis approaches questions concerning the thermalisation of subsystems of closed quantum systems, prepared in pure states of definite energy but far from equilibrium, under exact unitary evolution. Taking motivation from experiments in the field of ultracold atoms, an extensive study of relaxation to a thermal state in the Hubbard model is presented. The study of small local subsystems in Hubbard-model lattice clusters has led to some interesting findings. Explored are the effects of interactions between fermions, the initial-state energy and the energy uncertainty in the initial state and their effects on relaxation dynamics and thermalisation. The most significant finding is that while subsystem thermalisation is seen for a large range of subsystem-bath coupling strengths, the temporal form of the relaxation varies markedly from exponential decay for weak couplings with a crossover to Gaussian behaviour with increased coupling strength. This is found to hold more generally for random couplings between the subsystem and bath and for bosons as well as fermions, thus demonstrating generality. As well as being demonstrated numerically, this behaviour is derived for a generic class of bi-partite quantum systems which may be described with the use of random matrices. A Brownian motion model is employed to show the exponential to Gaussian crossover when the subsystem-bath coupling matrix takes a banded form. This result agrees well with numerical Hubbard-model results, and yields identical results at short times to those from straight-forward perturbative methods. It is demonstrated that the non-Markovian Gaussian behaviour should also be observable in the limit of macroscopic baths.
Thermalization in open systems coupled to macroscopic environments is usually analyzed from the perspective of relaxation of the reduced state of the system to the equilibrium state. Less emphasis is given to the change of the state of the bath. However, as previously shown for some specific models, during the thermalization the environment may undergo a nontrivial dynamics, indicated by the the change of its von Neumann entropy, at timescales even longer than the relaxation time of the system; here such a behavior is called post-thermalization. We provide a more detailed analysis of this phenomenon by simulating the full dynamics of a variety of systems together with their environment. In particular, the post-thermalization is qualitatively explained as a result of reconversion of the initially built up correlation between the system and the bath into the correlation between the degrees of freedom in the environment. We also present exemplary systems in which such a reconversion is suppressed due to non-Markovian dynamics or the presence of interactions.