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arXiv:1401.3617 · International Conference on Signal Processing and Communications (SPCOM)

Power allocation in MIMO wiretap channel with statistical CSI and finite-alphabet input

Sanjay Vishwakarma, A. Chockalingam

Published Jul 1, 2014• 6 citations
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Abstract

In this paper, we consider the problem of power allocation in MIMO wiretap channel for secrecy in the presence of multiple eavesdroppers. Perfect knowledge of the destination channel state information (CSI) and only the statistical knowledge of the eavesdroppers CSI are assumed. We first consider the MIMO wiretap channel with Gaussian input. Using Jensen's inequality, we transform the secrecy rate max-min optimization problem to a single maximization problem. We use generalized singular value decomposition and transform the problem to a concave maximization problem which maximizes the sum secrecy rate of scalar wiretap channels subject to linear constraints on the transmit covariance matrix. We then consider the MIMO wiretap channel with finite-alphabet input. We show that the transmit covariance matrix obtained for the case of Gaussian input, when used in the MIMO wiretap channel with finite-alphabet input, can lead to zero secrecy rate at high transmit powers. We then propose a power allocation scheme with an additional power constraint which alleviates this secrecy rate loss problem, and gives non-zero secrecy rates at high transmit powers.

DOI
10.1109/spcom.2014.6983915

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In this paper, we consider the problem of power allocation in MIMO wiretap channel for secrecy in the presence of multiple eavesdroppers. Perfect knowledge of the destination channel state information (CSI) and only the statistical knowledge of the eavesdroppers CSI are assumed. We first consider the MIMO wiretap channel with Gaussian input. Using Jensen's inequality, we transform the secrecy rate max-min optimization problem to a single maximization problem. We use generalized singular value decomposition and transform the problem to a concave maximization problem which maximizes the sum secrecy rate of scalar wiretap channels subject to linear constraints on the transmit covariance matrix. We then consider the MIMO wiretap channel with finite-alphabet input. We show that the transmit covariance matrix obtained for the case of Gaussian input, when used in the MIMO wiretap channel with finite-alphabet input, can lead to zero secrecy rate at high transmit powers. We then propose a power allocation scheme with an additional power constraint which alleviates this secrecy rate loss problem, and gives non-zero secrecy rates at high transmit powers.
A multiple-input multiple-output (MIMO) wiretap channel in the presence of one multiple-antenna eavesdropper is considered. We assume that imperfect channel state information (CSI) on the legitimate link and only statistical CSI of the eavesdropper channel are available at the transmitter. This paper addresses the issue of optimal input covariance matrix design that maximizes the secrecy rate subject to the total power constraint. The secrecy rate maximization (SRM) is studied under a relaxed assumption on the perfect CSI.We reformulate the SRM problem and propose an alternating optimization (AO) algorithm to find the optimal input covariance matrix. Simulation results are presented to validate the effectiveness of the proposed approach. The impact of the channel estimation error is investigated.
In this paper, we investigate the secrecy rate of finite-alphabet communications over multiple-input-multiple-output-multiple-antenna eavesdropper (MIMOME) channels. Traditional precoding designs based on Gaussian input assumption may lead to substantial secrecy rate loss when the Gaussian input is replaced by practical finite-alphabet input. To address this issue, we investigate linear precoding designs to directly maximize the secrecy rate for MIMOME systems under the constraint of finite-alphabet input. By exploiting the theory of Karush-Kuhn-Tucker (KKT) analysis and matrix calculus, we first present necessary conditions of the optimal precoding design when instantaneous channel-state information (CSI) of the eavesdropper is known at the transmitter. In this light, an iterative algorithm for finding the optimal precoding matrix is developed, utilizing a gradient decent method with backtracking line search. Moreover, we find that the beamforming design in MIMONE systems, which is a secrecy-capacity-achieving approach for Gaussian signaling, no longer provides the maximum secrecy rate for finite-alphabet input data. This case is substantially different from the Gaussian input case. In addition, we derive the closed-form results on the precoding matrix, which maximizes the secrecy rate in the low signal-to-noise ratio (SNR) region, and reveal the optimal precoding structure in the high-SNR region. A novel jamming signal generation method that draws on the CSI of the eavesdropper to additionally increase the secrecy rate is further proposed. The precoding design with only statistical CSI of the eavesdropper available at the transmitter is also considered. Numerical results show that the proposed designs provide significant gains over recent precoding designs through a power control policy and the precoding design with the Gaussian input assumption in various scenarios.
A Gaussian multiple-input multiple-output wiretap channel in which the eavesdropper and legitimate receiver are equipped with arbitrary numbers of antennas and the transmitter has two antennas is studied in this paper. The input covariance matrix that achieves the secrecy capacity is determined. In particular, it is shown that the secrecy capacity of this channel can be achieved by linear precoding. Precoding and power allocation schemes that maximize the achievable secrecy rate, and thus achieve the secrecy capacity, are developed. The secrecy capacity is then compared with the achievable secrecy rate of generalized singular value decomposition (GSVD)-based precoding, which is the best previously proposed technique for this problem. Numerical results demonstrate that substantial gain can be obtained in secrecy rate between the proposed and GSVD-based precodings.
We propose transmit optimization techniques for multi-input multi-output (MIMO) wiretap channels with statistical channel state information (CSI) at the transmitter. We consider doubly correlated channels towards the legitimate receiver and the eavesdropper. The aim is to maximize the secrecy rates using the knowledge of the channel correlation matrices. We develop gradient-descent based optimization algorithms for obtaining the optimal transmit signals for both Gaussian and finite-alphabet inputs. Furthermore, we introduce a joint precoder and artificial noise (AN) design scheme. We demonstrate the efficacy of the proposed schemes via numerical examples.
In this paper, we study the achievable secrecy rate of the multiple input single output (MISO) wiretap channel, which consists of a transmitter, a legitimate receiver and multiple eavesdroppers. The transmitter is equipped with multiple antennas, while the receiver and all the eavesdroppers each have a single antenna. We assume that the transmitter has perfect channel state information (CSI) for their links to legitimate receiver, but it has only imperfect CSI for their channels to eavesdroppers. Optimal transmit covariance matrix is obtained based on worst-case secrecy rate maximization, under power constraints. The maximum secrecy rate computation can be formulated as a non-convex optimal problem, which cannot be solved directly. In this paper, we transform non-convex optimal problem into a quasi-convex optimal problem which can be efficiently solved with the bisection method. The simulation result and analysis demonstrate the effectiveness of our methods.
A Gaussian multiple-input multiple-output wiretap channel in which the eavesdropper and legitimate receiver are equipped with arbitrary numbers of antennas and the transmitter has two antennas is studied in this paper. It is shown that the secrecy capacity of this channel can be achieved by linear precoding. The optimal precoding and power allocation schemes achieving the secrecy capacity are developed subsequently, and the secrecy capacity is compared with the generalized singular value decomposition (GSVD)-based precoding, which is the best previously proposed precoding for this problem. Numerical results show that substantial gain can be obtained in secrecy rate between the proposed and GSVD-based precodings.